Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers callable, non‑interest bearing equity‑linked notes linked to Deckers Outdoor Corp. stock. The notes have a stated maturity date of May 17, 2029 and an automatic call if the index stock closes at or above an initial index stock price of $94.89 on the call observation date of May 12, 2027, which would produce a $1,303 cash payment per $1,000 face amount on the call payment date of May 17, 2027. If not called, maturity payoff is based on the final index stock price on the determination date of May 14, 2029, with an upside participation rate of 150%, a trigger buffer price equal to 70% of the initial index stock price, and potential loss down to 0% of face. The estimated value at trade date is approximately $956 per $1,000 face amount; original issue price is 100% of face with an underwriting discount of 2% plus a structuring fee of up to 0.65%.
GS Finance Corp. offers fixed‑coupon notes linked to the S&P 500® Futures Excess Return Index. The notes pay a fixed $5 coupon per $1,000 (0.5% quarterly, up to 2% per annum) through May 2030 and mature on May 20, 2031. Principal at maturity depends on the underlier return measured from an initial level of 596.49 to the final level on the determination date; the notes pay the greater of a $1,450 threshold settlement or an index‑linked payoff when the underlier is flat or positive, provide absolute positive returns for negative returns down to a trigger buffer of 80%, and expose holders to full downside below that buffer (investors could lose their entire investment). The estimated value at pricing was approximately $965 per $1,000. The offering carries an original issue price of 100% and an underwriting discount of 0.75%.
GS Finance Corp. is offering medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $4,513,000. The notes pay a contingent monthly coupon of $7.50 per $1,000 (0.75% monthly, up to 9.00% per annum) when each underlier is at or above a 70% coupon trigger level. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, are subject to an automatic call if all underliers equal or exceed their initial levels on a call observation date, and pay a cash settlement at maturity tied to the lesser performing underlier (you could lose your entire investment). Original issue price is 100% with a 3% underwriting discount (net proceeds 97%).
GS Finance Corp. offers structured medium-term notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $11,224,000. The notes pay a contingent monthly coupon and feature an automatic call opportunity; final cash at maturity depends on the performance of the lesser performing underlier (the worst of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000). The coupon may pay 0.7625% monthly (up to 9.15% per annum) when each underlier meets a coupon trigger (75% of its initial level). If not called, principal repayment at maturity is 100% of face if the final level of the lesser performing underlier is at or above its trigger buffer (70% of initial); otherwise repayment equals $1,000 plus $1,000 times the lesser performing underlier return, exposing investors to potential loss of up to their entire investment. Trade date is May 15, 2026, original issue date May 20, 2026, and stated maturity is May 22, 2031.
The securities are Contingent Income Auto-Callable Securities issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. Linked to the common stock of NVIDIA Corporation, the offering totals $31,752,000 aggregate principal and has a principal amount of $1,000 per security. The initial share price is $225.32 and the downside threshold is $112.66 (50.00%). Investors may receive a contingent quarterly coupon only if the underlying stock's closing price on a coupon observation date is at or above the downside threshold; the securities will be automatically called if the closing price on any call observation date is at or above the initial share price. At maturity, if not called, payment is $1,000 if the final share price is at or above the downside threshold, or $1,000 multiplied by the share performance factor if below, exposing holders to potential loss of principal, including total loss.
GS Finance Corp. offers $13,523,000 of indexed, contingent‑coupon medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The notes pay contingent monthly coupons if each underlier meets 80% coupon triggers, feature a quarterly automatic‑call if all underliers are at or above their initial levels, and settle in cash at maturity based on the lesser performing underlier.
Payments and principal are subject to issuer/guarantor credit risk; investors can lose their entire investment if the lesser performing underlier finishes below its 70% trigger buffer level.
GS Finance Corp. is offering non‑interest bearing, basket‑linked notes due June 3, 2027. The notes pay a cash settlement per $1,000 face amount determined by the performance of an equally weighted basket of five stocks measured from the trade date May 15, 2026 to the determination date May 28, 2027.
The initial basket level is 100 and the threshold/buffer level is 90%. If the final basket level is ≥90% you receive a capped maximum settlement amount of $1,382 per $1,000. If the final basket level is below 90%, you incur losses at a buffer rate of ~111.11%, potentially losing your entire investment. The estimated value on the trade date was approximately $959 per $1,000; original issue price was $1,000 (100%) with a 1% underwriting discount (net proceeds 99%). The basket stocks are Broadcom, Micron, Seagate, TSMC (ADS), and Vertiv.
GS Finance Corp. is offering notes with an aggregate face amount of $14,545,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $9.25 per $1,000 (0.925% monthly, up to 11.10% per annum) only if each underlier closes at or above its coupon trigger level (75% of its initial level) on a coupon observation date.
The notes include an automatic call if, on any call observation date, each underlier closes at or above its initial underlier level; in that case holders receive $1,000 plus any coupon then due. If not called, the cash settlement at maturity is determined solely by the performance of the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500) and may result in substantial loss, including loss of the entire investment. Trade date: May 15, 2026; original issue date: May 20, 2026; stated maturity date: May 18, 2028.
GS Finance Corp. priced a structured, autocallable note linked to the VanEck Gold Miners ETF (GDX) and the Global X Copper Miners ETF (COPX). The offering has an aggregate face amount of $535,000 on the original issue date May 20, 2026. The notes pay no interest, mature on May 22, 2029 and include an automatic call if, on the call observation date May 17, 2027, the closing level of each ETF is greater than or equal to its initial level.
If automatically called, holders receive $1,332 per $1,000 face amount on the call payment date May 24, 2027. If not called, maturity payoff depends on the lesser performing ETF return: upside participation is 150%; there is an 80% buffer level per ETF (buffer amount 20%); estimated value at trade date was approximately $932 per $1,000 face amount.
GS Finance Corp. offers contingent monthly-coupon, barrier-linked notes tied to the Class A common stock of Zoom Communications, Inc. under a Pricing Supplement No. 24,510. The offering has an aggregate face amount of $510,000 and an original issue price of 100% of face amount. Each $1,000 note may pay a monthly coupon of $14.167 if the underlier closes at or above 60% of the initial level on an observation date. At maturity (determination date May 15, 2029; stated maturity May 18, 2029), cash settlement per $1,000 is either $1,000 if the final underlier level is greater than or equal to 60% of the initial level, or $1,000 plus ($1,000 × underlier return) if the final underlier level is below 60%—exposing holders to loss of principal, potentially the entire investment. The issuer may redeem the notes on specified coupon payment dates beginning in May 2027.