Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured, principal‑at‑risk notes guaranteed by The Goldman Sachs Group, Inc., linked to the EURO STOXX 50® Index with an aggregate face amount of $559,000. The notes pay no interest, carry an upside participation rate of 150% and a trigger buffer level of 80%. If the closing level of the underlier on the call observation date is greater than or equal to the initial level, the notes will be automatically called and pay $1,157.50 per $1,000 on the call payment date. If not called, the maturity payment depends on the final underlier level on the determination date and can result in full loss of principal if the final level is below the trigger buffer. The notes were priced at 100% of face, with a 2% underwriting discount (including up to a 0.65% structuring fee), and are dated original issue date May 20, 2026 with stated maturity May 11, 2029
GS Finance Corp. offers $1,900,000 aggregate face amount of non‑interest‑bearing notes linked to the iShares MSCI EAFE ETF (EFA) and the VanEck Gold Miners ETF (GDX). The notes mature on November 20, 2029 and may be automatically called beginning on May 17, 2027 if both underliers close at or above their initial levels.
Payments: if both final levels are ≥ 80% of initial levels, the maturity payout per $1,000 face is $1,647.514; if any final level is 70% of initial, the cash settlement equals $1,000 plus the lesser performing underlier return times $1,000. The estimated value on the trade date was approximately $943 per $1,000 face amount.
GS Finance Corp. is offering $3,266,000 aggregate face amount of $10 Trigger Autocallable GEARS linked to the DAX® (Price EUR) Index due 2031, guaranteed by The Goldman Sachs Group, Inc. The trade date is May 15, 2026 and the stated maturity date is May 20, 2031.
The securities pay no coupons, may be automatically called on the call observation date (May 24, 2027) if the index closes at or above the autocall barrier (100% of the initial index level), and would pay a capped call return of 16.00% on the call payment date. If not called, upside exposure at maturity is multiplied by an upside gearing of 1.645; the downside threshold is 75.00% of the initial index level. The estimated value on the trade date is approximately $9.55 per $10 face amount; the original issue price is 100.00% of face amount with an underwriting discount of 2.50%.
GS Finance Corp. offers principal-at-risk, contingent settlement notes linked to the lesser performing of the Global X Uranium ETF (initial level $49.93) and the Global X Copper Miners ETF (initial level $83.05).
For each $1,000 face amount, the cash at maturity (stated maturity May 20, 2031) depends on the lesser performing ETF return on the determination date (May 15, 2031). Key mechanics include a $1,950 threshold settlement amount when both returns are >= 0%, a 50% trigger buffer level per ETF that inverts negative returns above that buffer into positive payoff, and full downside exposure below that buffer. The estimated value on the trade date is approximately $851 per $1,000 face amount.
GS Finance Corp. is offering $1,808,000 of Market Linked Securities (auto‑callable, contingent coupon, principal at risk) guaranteed by The Goldman Sachs Group, Inc.. Each security has a $1,000 face amount, an original offering price of $1,000 and an estimated value at pricing of $958 per $1,000 face amount. The securities pay a monthly contingent coupon of $12.292 per $1,000 (approximately 14.75% per annum) only if the lowest performing underlying stock on a calculation day is at or above its coupon threshold (60% of starting price). The securities are linked to the lowest performing of Broadcom Inc. (starting price $425.19) and Microsoft Corporation (starting price $421.92), are callable beginning November 2026, and mature May 18, 2028. If not called, principal repayment at maturity depends on the lowest performing underlying stock versus its downside threshold (50% of starting price), and investors may lose a substantial portion or all of principal. These securities are unsecured obligations subject to issuer and guarantor credit risk and have no exchange listing.
GS Finance Corp. offers Buffered Digital S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; principal repayment at maturity depends on the S&P 500 performance from the May 22, 2026 trade date to the June 4, 2027 determination date.
The notes provide a 10% buffer (buffer level = 90%) and a capped upside with a maximum settlement amount of at least $1,090.60 per $1,000 face amount. If the final underlier level is below the buffer level, holders lose approximately 1.1111% of face for every 1% decline below the buffer and may lose their entire investment.
GS Finance Corp. priced a $26,386,000 aggregate face amount offering of structured, non‑interest bearing notes linked to the common stock of NVIDIA Corporation. The notes may be automatically called on May 28, 2027 if NVIDIA’s closing price is ≥ the initial index stock price of $225.32, producing a capped cash payment of $1,240.50 per $1,000 face amount on the call payment date. If not called, maturity payment on May 15, 2028 depends on the final index stock price versus the initial index stock price, with a threshold settlement amount of $1,481 and a buffer at 80% of initial price (buffer rate 125%), exposing holders to full principal loss if the final index stock price falls sufficiently below the buffer. The estimated value on the trade date was approximately $969 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering aggregate face amount notes linked to four stocks (UPS Class B, T-Mobile, Home Depot, Walmart). The notes pay a monthly coupon of $6.375 per $1,000 if each index stock meets a 75% coupon trigger on observation dates, may be automatically called if each stock is at or above its initial price on a call observation date, and mature on May 22, 2031 unless earlier called. The trade date is May 15, 2026, original issue date May 20, 2026, original issue price 100%, estimated value approximately $946 per $1,000, underwriting discount 3.5%.
GS Finance Corp. offers $1,000,000 of medium-term notes linked to the VanEck Semiconductor ETF (SMH) with a two-year term and an automatic call feature. Each $1,000 face amount pays no interest; if automatically called on the call observation date the call payment equals $1,293 per $1,000. If not called, cash at maturity depends on the underlier return, a 100% upside participation rate, a 20% buffer (buffer level = 80% of initial level) and a buffer rate of 125%. The initial underlier level is $578.34 (closing level on May 14, 2026), trade date was May 15, 2026, original issue date May 20, 2026, determination date May 15, 2028, and stated maturity May 18, 2028. The notes are senior obligation of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., carry underwriting discount of 1.5% and net proceeds of 98.5% of face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non-interest bearing, autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. Trade date: May 15, 2026; stated maturity: May 20, 2031. If the final index level on the determination date is ≥101% of the initial index level (initial: 113.52), holders receive a capped maximum settlement of $1,485 per $1,000. If below 101%, holders receive $1,000 per $1,000. Notes may be automatically called on annual observation dates beginning May 2027; call returns range from 9.7% (May 2027) up to 38.8% (May 2030). The index applies volatility and momentum controls, can allocate substantially to cash-like positions, and charges a 0.65% per annum deduction. Estimated value on the trade date: approximately $931 per $1,000. Original issue price: 100%; underwriting discount: 1.375%.