Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable medium-term notes due May 20, 2031 with a face amount of $1,000 per note. Each note pays a monthly contingent coupon of $10.417 per note (approximately 12.50% per annum) only when the lowest performing underlying stock on a calculation day is at or above its coupon threshold (70% of its starting price). The notes auto-call early if the lowest performing underlying stock is at or above its starting price on any monthly call date from May 2027 through April 2031, in which case holders receive the face amount plus a final contingent coupon. If not called, holders receive the face amount at maturity and do not participate in any upside or dividends of the underlying stocks. The underlyings and their starting prices (pricing date May 15, 2026) are: Palantir (Class A) $133.99, NVIDIA $225.32, Dell (Class C) $241.99, and Micron $724.66. The original offering price is $1,000 per note; the pricing models estimated value at issuance is approximately $937 per $1,000 face amount. The underwriting discount is $33.25 per note (3.325%), and proceeds to issuer per note are $966.75. All payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering S&P 500®-linked, principal-at-risk notes with an aggregate face amount of $11,430,000. The notes pay no interest, may be automatically called on the call observation date if the underlier closes at or above the initial level, and otherwise pay a cash settlement at maturity tied to the S&P 500 closing level with a 200% upside participation and a 10% downside buffer (buffer level 90%). The initial underlier level is 7,408.50. The original issue price is 100% of face amount; underwriting discount is 1.5%, net proceeds 98.5% of face.
GS Finance Corp. prices $3,365,000 of Auto-Callable Trigger PLUS notes guaranteed by The Goldman Sachs Group, Inc. The May 15, 2026 pricing sets an original issue price of 100% of principal with an aggregate stated principal amount of $3,365,000 and a stated maturity of May 20, 2031.
The securities pay a fixed $1,113.00 per $1,000 if the S&P 500® Index is at or above the initial index value on the call observation date (call payment date May 27, 2027). If not called, holders may receive at maturity either principal plus a leveraged upside (leverage factor 140.00%), full principal, or a reduced payment tied 1:1 to the index performance if the final index value is below the downside threshold (5,556.375, 75% of the initial index value). The estimated model value at pricing was approximately $977 per $1,000 principal.
The pricing supplement describes GS Finance Corp. offering structured, non‑interest bearing notes linked to the S&P 500® Index with an aggregate face amount of $2,750,000. Payment at maturity depends on the underlier return measured from the trade date to the determination date, subject to a 15% buffer, an 85% buffer level and a maximum upside settlement of $1,180 per $1,000 face amount. If the final underlier level declines by no more than the buffer amount, investors receive the absolute underlier return; if it declines beyond the buffer level, investors suffer proportional losses and could lose a substantial portion of principal. Trade date is May 15, 2026, original issue date May 20, 2026, determination date May 15, 2028 and stated maturity date May 18, 2028. The notes are senior debt of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and carry issuer and guarantor credit risk.
GS Finance Corp. offers capped, non‑interest medium‑term notes linked to Vistra Corp. common stock. The notes have an aggregate face amount of $1,441,000 (original issue price 100% of face) and pay a cash settlement at maturity based on Vistra’s closing price from the trade date May 15, 2026 to the determination date November 15, 2027. For each $1,000 face amount, holders receive $1,300 if the final index stock price is ≥ 63.5% of the initial index stock price ($139.68); if the final index stock price is below that threshold, the payout equals $1,000 plus $1,000 times the index stock return (which can result in a total loss).
The estimated value on the trade date was approximately $963 per $1,000 face amount. The notes do not pay interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc.; investors remain exposed to issuer/guarantor credit risk. Issue fees include an underwriting discount of 2.35%, leaving net proceeds of 97.65% of face.
The offering prices medium-term notes linked to the S&P 500 Index. The issuer/guarantor are GS Finance Corp. and The Goldman Sachs Group, Inc. in a primary sale with an aggregate face amount of $10,996,000. For each $1,000 face amount the notes pay no interest and settle in cash at maturity based on the underlier return from the trade date to the determination date. The notes provide 200% upside participation capped at a maximum settlement amount of $1,126 per $1,000. A 10% buffer protects against an underlier decline up to 90% of the initial level; losses below the buffer produce a proportional principal loss. Trade date is May 15, 2026, original issue date May 20, 2026, and stated maturity May 20, 2027 (determination date May 17, 2027), subject to adjustment as described in the general terms supplement.
GS Finance Corp. offers contingent monthly coupon notes (aggregate face amount $720,000) guaranteed by The Goldman Sachs Group, Inc. The notes reference the State Street Health Care Select Sector SPDR ETF (XLV) with an initial underlier level of $146.63 (as of May 14, 2026).
Each $1,000 note pays a contingent monthly coupon of $6.709 (0.6709% monthly, up to approximately 8.05% per annum) when the underlier meets the coupon trigger (80% of the initial level). The notes can be automatically called on scheduled call observation dates if the underlier is at or above the initial level, in which case holders receive $1,000 plus any coupon due. If not called, the cash settlement at maturity (May 18, 2028) equals $1,000 if the final underlier level is at or above the 80% trigger buffer; if below, the cash payment equals $1,000 multiplied by the underlier return, meaning investors could lose their entire investment.
GS Finance Corp. offers market-linked notes tied to NVIDIA Corporation stock, guaranteed by The Goldman Sachs Group, Inc. The offering is an $890,000 aggregate face amount of principal-at-risk, non-interest bearing notes with an automatic call feature and a maturity tied to the underlier's closing level on the determination date.
The notes pay no interest, have an upside participation rate of 150%, a trigger buffer at 70% of the initial underlier level ($225.32), and a capped call payment of $1,247.50 per $1,000 if called. Pricing reflects an original issue price of 100% of face with an underwriting discount of 2% (plus a structuring fee up to 0.65%). Key dates: trade date May 15, 2026, original issue date May 20, 2026, call observation May 17, 2027, call payment May 20, 2027, determination date May 15, 2029, stated maturity May 18, 2029.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non-interest-bearing notes linked to an equally weighted basket of five stocks (AMD, Alphabet Class C, Broadcom, Intel, NVIDIA). The notes mature on May 18, 2028 with a determination date of May 15, 2028. Each $1,000 face amount pays a cash settlement based on the basket return, subject to a cap level of 132% (maximum settlement amount $1,320) and a trigger buffer level of 60%. If the final basket level declines by up to 40% (to 60% or above), the return equals the absolute basket return; if it declines more than 40%, the holder suffers the negative basket return and can lose substantially or all of principal. The estimated value on the trade date is approximately $914 per $1,000. Original issue price is 100% of face amount; underwriting discount is 2% plus a structuring fee up to 0.45%. Holders have no shareholder rights in the basket stocks and payments are subject to issuer and guarantor credit risk.
GS Finance Corp. priced an equity-linked, auto-callable medium-term note (Series F) guaranteed by The Goldman Sachs Group, Inc. The offering totals $4,395,000 aggregate face amount at an original offering price of $1,000 per security with an estimated value at pricing of $942 per $1,000 face amount. Each security pays a $20.834 contingent coupon per $1,000 (approximately 25% per annum) on monthly calculation days if the underlying stock closing price is >= the coupon threshold (60% of the starting price). The starting price is $482.02; the downside threshold is 40% of the starting price. If not auto-called and the final stock closing price is below the downside threshold, holders will suffer principal loss pro rata to the performance factor; if auto-called earlier when the stock closing price on a call date is >= the starting price, holders receive face amount plus final contingent coupon and any unpaid coupons. All payments are subject to issuer/guarantor credit risk.