Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers medium-term contingent coupon notes linked to ServiceNow, Inc. stock, with an aggregate face amount of $733,000. The notes pay quarterly contingent coupons of $47.625 per $1,000 face amount when the underlier closes at or above a 60% coupon trigger and are automatically called if the underlier equals or exceeds the initial level.
At maturity, if not called, repayment is cash per $1,000 face amount equal to $1,000 if the final underlier level is at or above the 60% trigger buffer; otherwise the cash settlement equals $1,000 plus $1,000 times the underlier return, which could cause loss of principal. Key dates include trade date May 15, 2026, issue date May 20, 2026, and stated maturity May 18, 2029.
GS Finance Corp. offers $20,950,000 of S&P 500-linked, principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc. Each note has $1,000 face amount, no interest, a 200% upside participation rate capped by a $1,221 maximum settlement amount, and a 15% buffer (buffer level = 85% of the initial index level).
At maturity the cash payment depends on the S&P 500 performance from the trade date to the determination date: investors receive principal if the final level is within the buffer, participate (up to the cap) for gains, and suffer pro rata losses below the buffer. The notes were priced to the original issue price with a 0.65% underwriting discount.
GS Finance Corp. offers medium-term notes—Market Linked Securities—auto-callable with leveraged upside and contingent downside, linked to the lowest performing of the S&P 500® Index, the EURO STOXX 50® Index and Microsoft Corporation stock. The offering sets a call premium of $420 per $1,000 face amount and an upside participation rate of 150.00%; the securities mature on May 18, 2029 (calculation day May 15, 2029) unless automatically called on or after May 20, 2027.
The securities do not pay interest, carry full credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc., and expose holders to 1-to-1 downside beyond a 30% threshold (threshold value = 70% of starting value). The estimated value at pricing was approximately $952 per $1,000 face amount; original offering price is $1,000 per security.
The Pricing Supplement dated May 15, 2026 describes an offering of $21,236,000 aggregate principal amount of Auto-Callable Dual Directional Trigger PLUS notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Tesla, Inc. and may be automatically called on the call observation date for a fixed payment of $1,233.00 per $1,000 principal. If not called, maturity payoffs vary: a leveraged upside (150.00% leverage) for positive performance, a capped positive payment for moderate declines (up to 35.00%), or full downside exposure below a 65.00% downside threshold. The initial share price is $422.24, the downside threshold is $274.456, and the stated maturity date is June 5, 2028. The estimated value at pricing was approximately $960 per $1,000 principal; original issue price equals principal amount. The notes are unsecured and expose investors to issuer and guarantor credit risk.
GS Finance Corp. offers structured, medium-term notes guaranteed by The Goldman Sachs Group, Inc., with an $8,218,000 aggregate face amount. The notes pay a contingent monthly coupon of $7.084 per $1,000 (0.7084% monthly, up to approximately 8.5% per annum) when each underlier meets a 70% coupon trigger. They can be automatically called early if all underliers meet their initial levels on any call observation date. At maturity (stated maturity May 22, 2031), cash settlement is determined solely by the lesser performing underlier; if that underlier finishes below 70% of its initial level the investor can suffer principal loss up to and including a complete loss. The notes are subject to issuer and guarantor credit risk, limited secondary-market liquidity, and tax uncertainties described in the supplement.
GS Finance Corp. prices auto-callable principal-at-risk notes guaranteed by The Goldman Sachs Group, Inc., tied to the Russell 2000® Index. The offering comprises an aggregate stated principal amount of $9,508,000 with an original issue price equal to stated principal and an estimated value of approximately $965 per $1,000. The notes may be automatically called on the call observation date; if called, holders receive $1,142 per $1,000 (a 14.2% payment). If not called, maturity payoffs depend on final index performance: a leveraged upside payment equal to 125.00% of any positive index return, return of principal if the final index value is ≥ 80.00% of the initial index value, or a prorated loss if below that threshold. Key dates: pricing date May 15, 2026, original issue date May 20, 2026, call observation date May 24, 2027, valuation date May 31, 2028, stated maturity date June 5, 2028. These securities are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to the Nasdaq‑100 Index. Each $1,000 face amount participates at 125% on upside, includes a 15% buffer (buffer level 85%), and may be automatically called on the call observation date for a cash payment of $1,082.50 per $1,000 if the underlier is at or above the initial level.
The notes mature in May 2028 if not called. Principal at maturity depends on the final index level and could result in a substantial loss, including loss of any premium paid. The notes are unsecured senior obligations of GS Finance Corp., guaranteed by Goldman Sachs, and bear issuer credit risk.
GS Finance Corp. offers indexed, auto-callable notes linked to Iron Mountain Incorporated common stock. The offering consists of $477,000 aggregate face amount on the original issue date with $1,000 principal units. Coupons of $12.375 per $1,000 are payable on a coupon payment date only if the index stock closing price on the related coupon observation date is at least 70% of the initial index stock price of $125.07. The notes will be automatically called on a call payment date if the closing price on any call observation date is greater than or equal to the initial index stock price; otherwise the cash settlement at maturity depends on the final index stock return measured on the determination date (June 15, 2027). The estimated value on the trade date is approximately $983 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, limited anti-dilution protection, market-disruption discretion by the calculation agent and potential loss of principal if the final index stock price is below the 70% trigger buffer.
The pricing supplement describes medium‑term, S&P 500®‑linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. The notes have a trade date of May 15, 2026, an original issue date of May 20, 2026, and a stated maturity date of November 20, 2031. For each $1,000 face amount, the cash settlement at maturity equals $1,000 plus the underlier return if the final S&P 500® level exceeds the initial level, subject to a maximum settlement amount of $1,520. If the final level is equal to or below the initial level (initial level: 7,408.50), holders receive the face amount. The notes pay no periodic interest. The original issue price is 100% of face amount; underwriting discount is 2% and net proceeds to issuer are 98%. The supplement discloses a comparable yield for U.S. tax accruals of 4.995% and a projected payment at maturity of $1,317.06 per $1,000 for tax‑accrual purposes.
The notes are subject to issuer and guarantor credit risk, capped upside, potential illiquidity, secondary‑market commissions, complex tax rules for contingent payment debt instruments, and possible withholding under certain non‑U.S. tax rules. The offering is conducted by Goldman Sachs & Co. LLC, which has distribution conflicts and may act as market‑maker but is not obligated to provide liquidity.
GS Finance Corp. offers principal-at-risk notes linked to an unequally-weighted basket of 10 common stocks/ADSs with a stated maturity of June 17, 2027. The notes pay no interest; returns depend on the basket return measured from the trade date May 15, 2026 to the determination date June 15, 2027. Key terms: $1,000 face amount per note, aggregate face amount $2,250,000, upside participation 150%, cap level 130.56% (maximum settlement $1,458.40 per $1,000), buffer level 90% (buffer rate ~111.11%), estimated value at pricing ~$972 per $1,000, underwriting discount 1.02%, net proceeds 98.98%. The notes are unsecured obligations of the issuer, guaranteed by The Goldman Sachs Group, Inc., and subject to credit risk, calculation-agent discretion, market-disruption rules and anti-dilution adjustments.