Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the EURO STOXX 50® Index that mature in 2032. The notes pay no interest; return at maturity depends on the index performance versus the initial level of 5,827.76 and an upside participation rate of 150%. A trigger buffer of 60% (40% buffer amount) means declines down to that level produce a positive absolute return, but declines beyond that level produce a one‑for‑one loss of principal. The aggregate face amount initially offered is $5,498,000, original issue price is 100% of face (net proceeds to issuer 96.75% after a 3.25% underwriting discount plus structuring fee). Credit exposure is to GS Finance Corp. and The Goldman Sachs Group, Inc.; liquidity is not guaranteed and secondary market prices may be materially below face.
GS Finance Corp. issues structured autocallable notes guaranteed by The Goldman Sachs Group, Inc. The notes (original issue date May 20, 2026) pay no interest, reference an equally weighted basket of nine listed common stocks and mature on May 18, 2028 unless automatically called on the call observation date (May 28, 2027). If called, each $1,000 face amount pays $1,193.50 on the call payment date. At maturity holders receive cash based on the basket return with an upside participation rate of 125%, a buffer protecting the first 20% of loss and a buffer level at 80% of initial basket level. The estimated value on the trade date was approximately $945 per $1,000 face amount; original issue price was 100% with a 1.5% underwriting discount.
GS Finance Corp. is offering $1,000-face autocallable contingent coupon equity-linked notes due June 10, 2027 (original issue date May 28, 2026) guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Eli Lilly and Company (Bloomberg: LLY UN) and pay contingent quarterly coupons only if the underlier closes at or above 85% of the initial level on each coupon observation date. The notes are automatically called if the underlier closes at or above the initial level on any call observation date.
The cash settlement at maturity for each $1,000 face amount is 100% if the final underlier level is at or above the buffer level (85%). If below the buffer, the payment equals $1,000 + ($1,000 × buffer rate × (underlier return + buffer amount)), exposing holders to potential loss up to the entire investment. Coupon mechanics, trade date (May 22, 2026), CUSIP 40054RJQ5, underwriting discount 1%, and net proceeds 99% are specified in the pricing supplement.
GS Finance Corp. offers principal‑at‑risk, non‑interest bearing callable notes linked to the common stock of Arista Networks, Inc. The notes have an expected trade date of May 22, 2026, an expected original issue date of May 28, 2026, an expected call observation date of June 4, 2027 and an expected stated maturity of May 25, 2028.
If the closing price of the index stock on the call observation date is greater than or equal to the initial index stock price, the notes will be automatically called and pay at least $1,286 per $1,000 face amount on the call payment date. If not called, maturity payment depends on the final index stock price versus the initial index stock price, with a 70% buffer level and a threshold settlement amount of $1,572. The estimated value at issuance is between $900 and $930 per $1,000 face amount.
GS Finance Corp. priced contingent quarterly coupon notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $12,613,000. The notes reference the Russell 2000® Index and the S&P 500® Index and mature on May 20, 2031, subject to the issuer's redemption right commencing in November 2026.
Coupons are contingent each quarter at $20.375 per $1,000 (2.0375% quarterly; potential up to 8.15% per annum) if each underlier is >= its coupon trigger level (55% of initial). The cash settlement at maturity (per $1,000) is either $1,000 or $1,000 × the lesser performing underlier return; investors could lose their entire investment if the lesser performing underlier falls below its trigger buffer level (55% of initial).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, contingent quarterly coupon notes linked to the Russell 2000® Index and the S&P 500® Index. The notes have a $1,000 face amount, pay a contingent quarterly coupon of $16.625 per $1,000 when both underliers meet a 55% trigger on observation dates, and mature on May 20, 2031 with final cash settlement tied to the lesser performing underlier. The issuer may redeem the notes on coupon payment dates commencing in November 2026. The aggregate initial face amount shown is $2,729,000, original issue price equals face amount, underwriting discount is 1.5% and net proceeds to issuer are 98.5% of face amount. The notes are subject to issuer and guarantor credit risk, potential loss of principal (including loss of your entire investment), limited upside (cash settlement capped at 100% of face amount), potential for no coupons if trigger levels are not met, and limited secondary market liquidity.
GS Finance Corp. offers $5,000,000 of medium-term structured notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the Nasdaq-100, Russell 2000 and S&P 500 with contingent monthly coupons and an automatic call feature. The notes pay a contingent coupon of $10.334 per $1,000 when each underlier is at or above 70% of its initial level on an observation date. If not called, the maturity cash payment depends solely on the lesser performing underlier; a final underlier level below 60% of its initial level can produce significant principal loss. Trade date is May 15, 2026, stated maturity is February 21, 2029.
GS Finance Corp. priced Market Linked Notes — Upside Participation with Quarterly Averaging and Principal Return at Maturity linked to an equally weighted basket of the EURO STOXX 50® and the FTSE® 100. The notes have a $1,000 face amount, an original offering price of $1,000 per note and aggregate face amount of $1,861,000. Pricing date was May 15, 2026, with original issue date May 20, 2026 and stated maturity November 20, 2028. Investors receive the face amount at maturity and, if the average ending level of the basket exceeds the starting level (100), a positive return equal to 100% participation of the percentage increase measured from starting level to the average ending level determined from quarterly calculation days. The estimated value at pricing was approximately $952 per $1,000 face amount; the offering reflects an underwriting discount of 3.075% ($30.75 per $1,000). All payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Leveraged Callable Index-Linked Notes due May 20, 2031 with an aggregate face amount of $1,000,000 on the original issue date. The notes are linked to the lesser performing of the S&P 500® and the Nasdaq-100® and pay at maturity based on that lesser performing underlier.
The notes feature a 200% upside participation rate, a 50% trigger buffer level, and issuer call rights on monthly call payment dates beginning in May 2027 through May 2028 with specified call premium amounts (up to 27%). Original issue price is 100% of face amount; the estimated value at pricing was approximately $986 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp. is offering a structured medium-term note that pays a contingent monthly coupon and may be automatically called; payments and the final cash settlement are tied to the performance of three underliers, including the VanEck Semiconductor ETF. The notes have a $1,000 face amount per note, an aggregate face amount of $6,871,000, an original issue price equal to 100% of face amount and a stated maturity date of May 20, 2032.
The contingent monthly coupon is $17.084 per $1,000 (approximately 1.7084% monthly, or up to approximately 20.5% per annum) payable only if each underlier at the coupon observation date is at or above its coupon trigger level (75% of initial level). The cash settlement at maturity, if not called, is based solely on the lesser performing underlier return with a trigger buffer at 60% of initial level; investors may lose their entire investment if the final lesser performing underlier level is sufficiently low.