Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the VanEck Gold Miners ETF (GDX) and the Global X Silver Miners ETF (SIL). The notes pay a monthly coupon only if both ETFs meet 80% buffer tests on observation dates and mature on May 22, 2031 unless automatically called. Notes are automatically called if both ETFs are at or above their initial levels on a call observation date, delivering face amount plus accrued coupon. The cash settlement at maturity, if not called, depends on the lesser performing ETF; losses apply if that ETF finishes below 80% of its initial level. The pricing supplement states an estimated value of approximately $910 per $1,000 face amount on the trade date.
GS Finance Corp. offers contingent quarterly coupon structured notes linked to Meta Platforms, Inc. stock (the underlier). The notes have an aggregate face amount of $1,127,000, a $1,000 face amount per note, an initial underlier level of $614.23, and a stated maturity of May 18, 2028. Coupon payments are contingent each quarter when the underlier closing level is at or above 60% of the initial level; if the final underlier level at determination is below the 60% trigger buffer, holders will incur losses equal to the underlier return times the face amount and could lose their entire investment.
GS Finance Corp. is offering structured notes (aggregate face amount $11,737,000) due May 20, 2031 that pay a contingent quarterly coupon and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average, Russell 2000 and S&P 500. Coupons of $23 per $1,000 (a 2.3% quarterly coupon, up to 9.20% per annum) are payable subject to the automatic call feature if each underlier is at or above its coupon trigger level (70% of initial). The notes will be automatically called on a call payment date if each underlier is at or above its initial level on the related call observation date, in which case holders receive $1,000 plus the coupon then due. If not called, the maturity payout per $1,000 depends solely on the lesser performing underlier and may be as low as 0% of face, meaning investors could lose their entire investment. The notes include underwriting/structuring fees (structuring fee up to 0.65%) and are subject to the issuer and guarantor credit risk and uncertain U.S. federal income tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering conditional, non-interest bearing notes linked to an Eaton Corporation plc ordinary share. The notes have an initial index stock price of $399.44, an upside participation rate of 149.5%, a 20% buffer and an automatic-call feature.
If the closing price on the call observation date (May 17, 2027) is >= $399.44, the notes will be automatically redeemed on the call payment date for $1,150 per $1,000 face amount. If not called, the determination date is May 15, 2029 and maturity is May 18, 2029, with payoffs varying by final index price (including limited protection for declines up to 20% and potential losses if declines exceed that buffer).
The aggregate original face amount was $353,000 on the original issue date, original issue price was 100%, underwriting discount 1.2%, and the estimated value at pricing was approximately $973 per $1,000 face amount.
GS Finance Corp. offers non‑interest bearing, callable notes linked to an equally weighted five‑stock defense and aerospace basket. The notes have an initial basket level of 100, a 200% upside participation rate, a trigger buffer of 75% and mature on May 18, 2028 (call observation date May 24, 2027). On the call payment date the notes will be redeemed for $1,116 per $1,000 face amount if the basket closing level on the call observation date is greater than or equal to the initial basket level. At maturity the cash settlement depends on the basket return: positive returns pay $1,000 plus $1,000×200%×basket return; returns between the trigger buffer and the initial level return $1,000; returns below the trigger buffer produce a pro rata loss of principal.
Key economics: original issue price is 100% of face amount, underwriting discount 2.25%, net proceeds to issuer 97.75%, aggregate face amount initially $5,058,000, and the estimated value at pricing was approximately $950 per $1,000 face amount.
GS Finance Corp. priced contingent monthly coupon notes (aggregate face amount $11,139,000) linked to the Nasdaq-100, Russell 2000 and S&P 500. Each coupon (up to 1.0542% monthly, ~12.65% p.a.) is paid only if every underlier equals or exceeds 70% of its initial level on the related observation date. The cash settlement at maturity is based solely on the lesser performing underlier: if that underlier finishes below 70% of its initial level the payout is reduced pro rata, and investors could lose their entire investment. The issuer may redeem the notes on coupon payment dates beginning in August 2026. Trade date: May 15, 2026; original issue date: May 20, 2026; stated maturity: April 20, 2028.
GS Finance Corp. is offering indexed, autocallable buffered notes maturing May 22, 2031 linked to an equally weighted basket of Broadcom, Meta Platforms, Micron and Palantir. The initial aggregate face amount is $1,550,000; notes pay a 1% monthly coupon when the basket closes at or above 80% of the initial level and include a 20% buffer at maturity. Notes may be automatically called on observation dates beginning May 2027 if the basket closes at or above the initial basket level (initial basket level = 100), and are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
GS Finance Corp. priced an offering of Market Linked Securities—auto-callable medium-term notes guaranteed by The Goldman Sachs Group, Inc. The securities have a $1,000 face amount, an original offering price of $1,000 per security and a stated maturity of May 18, 2029. They pay a contingent quarterly coupon of $27.50 per $1,000 (equivalent to an 11.00% per annum contingent coupon rate) only when the lowest performing of the S&P 500®, Russell 2000® and Nasdaq-100® is at or above 75% of its starting level on a calculation day. The notes are auto-callable between November 2026 and February 2029 if the lowest performing underlier is at or above its starting level on a call date; if not called, principal repayment at maturity depends on the lowest performing underlier relative to a downside threshold equal to 75% of starting level. The pricing supplement shows an estimated value of approximately $982 per $1,000 at pricing and an original aggregate offering of $16,300,000.
GS Finance Corp. priced a $1,200,000 aggregate offering of Market Linked Medium‑Term Notes, Series F (face amount $1,000 per security) linked to the Nasdaq‑100 Index® with a stated maturity of June 4, 2027. The securities pay a contingent fixed return of 8.35% ($83.50 per $1,000) if the ending level is at or above a threshold equal to 90% of the starting level, and provide a 10% buffer against declines in the underlier. If the underlier falls below the threshold, holders have 1:1 downside exposure beyond the buffer and may lose up to 90% of the face amount. The pricing date was May 15, 2026; the estimated value at pricing was $964 per $1,000 face amount. The calculation day is scheduled for June 1, 2027. All payments are subject to issuer and guarantor credit risk and there is no exchange listing; these securities are designed to be held to maturity.
GS Finance Corp. is offering unsecured, medium-term indexed notes (guaranteed by The Goldman Sachs Group, Inc.) that pay no interest and return either a capped automatic-call payment or a cash settlement at maturity tied to the performance of three indices: the Nasdaq-100, Russell 2000 and S&P 500. For each $1,000 face amount, the notes are automatically called on the call payment date if each underlier's closing level on the call observation date is at or above its initial level; the automatic-call cash payment would be $1,120 per $1,000. If not called, the maturity cash settlement depends solely on the lesser performing underlier: if that underlier finishes above its initial level the holder receives $1,000 plus 115% of the lesser performing underlier return times $1,000; if that underlier finishes at or below its initial level the holder receives $1,000. The notes are dated May 20, 2026 with a stated maturity of May 20, 2031 and a determination date of May 15, 2031. The pricing supplement discloses an aggregate face amount of $1,260,000, original issue price equal to 100% of face amount, and an underwriting concession of 0.25%.