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Goldman Sachs Group Inc SEC Filings

GS NYSE

Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.

The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.

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Goldman Sachs offers notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER ("SPAR4V6"). The notes are unsecured, unlisted debt subject to issuer and guarantor credit risk.

The Index targets a 40% realized volatility with a rules-based daily leverage overlay (maximum exposure 500% and maximum daily change 100%) and applies a 6% per annum daily decrement. Materials include backtested and realized performance (backtested to 12/27/2024 then realized thereafter) and multiple simulated auto-callable note examples showing historical IRRs and loss statistics. The document emphasizes hypothetical backtests, model limitations, and multiple specific risks including leverage, decrement erosion, limited operating history, and possible complete loss of principal.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering indexed principal-at-risk notes linked to the S&P 500® Futures Excess Return Index. The notes have an aggregate face amount of $738,000, no interest, a 125% upside participation rate and a 15% buffer (buffer level = 85% of initial).

If the final underlier level on the determination date is at or above the initial level, you receive the upside participation times the gain. If the final level is below the initial level but not below the buffer, you receive the absolute decline as a positive return. If the final level is below the buffer, you suffer losses tied to the decline below the buffer and could lose a substantial portion of principal. Stated maturity is January 5, 2029 (determination date January 2, 2029).

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GS Finance Corp. is offering callable S&P 500® Index‑linked notes due July 7, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 7,499.36, an upside participation rate of 150% and a buffer level of 85%. If not redeemed, payment at maturity per $1,000 face amount depends solely on the final S&P 500 closing level on the June 27, 2031 determination date: 1) if above the initial level, you receive $1,000 plus 1.5× the index return; 2) if between 85% and 100% of the initial level, you receive $1,000; 3) if below 85% of the initial level, you receive $1,000 plus $1,000×(index return + 15%), which can result in a substantial loss. The notes are callable monthly beginning July 6, 2027 at specified capped call premiums. The original issue price is 100% of face; estimated value on the trade date was approximately $983 per $1,000 face amount.

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GS Finance Corp. is offering notes, guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $740,000. The notes pay a contingent monthly coupon of $9.584 per $1,000 (0.9584% monthly; potential up to approximately 11.50% per annum) when the underlier closes at or above a coupon trigger level equal to 60% of the initial underlier level. The underlier is the VanEck Gold Miners ETF (GDX) with an initial underlier level of $75.45. If the notes are not automatically called, the cash settlement at maturity is $1,000 per $1,000 face amount if the final underlier level is at or above the trigger buffer (60%); if below, the settlement equals $1,000 plus $1,000 times the underlier return, which can result in a total loss of principal. The notes may be automatically called early if the underlier closes at or above the initial level on a call observation date. Trade date is June 30, 2026, original issue date July 6, 2026, and stated maturity is January 4, 2028. Pricing reflects an original issue price of 100% of face, an underwriting discount of 2.4%, and net proceeds of 97.6% of face.

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GS Finance Corp. offers $ callable, contingent-coupon notes linked to the S&P 500® Index due August 6, 2031. Each $1,000 face amount will pay a contingent quarterly coupon of $18.75 if the index closing on the related observation date is ≥ 75% of the initial level; otherwise the coupon is $0. At maturity the cash payment per $1,000 will be $1,000 if the final index level is ≥ the trigger buffer (70% of the initial level); if the final index level is below 70% the payment equals $1,000 × (1 + underlier return), which could result in a total loss of principal. The issuer may optionally redeem the notes on coupon payment dates commencing in August 2027. Pricing, original issue price, and aggregate face amount are set on the trade date.

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The Goldman Sachs Group, Inc. offers $50,000,000 principal amount of Callable Fixed Rate Notes due August 2, 2027 with a coupon of 4.25% per annum payable at maturity. The notes accrue interest from the original issue date, July 2, 2026, and are callable in whole on specified redemption dates.

The initial price to public is 100.00% per note; underwriting discount is 0.05%, producing proceeds before expenses to the issuer of $49,975,000. The notes will be issued in book‑entry form through DTC and are subject to specified tax and distribution restrictions in multiple jurisdictions.

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the S&P 500® Futures Excess Return Index that mature on July 3, 2031. Payment at maturity depends on the final underlier level versus the initial level measured from the trade date.

If the final underlier level is above the initial level, holders receive the face amount plus the upside participation rate of 218% times the underlier return. If the final level is at or above the trigger buffer level of 70% of the initial level, holders receive the face amount. If the final level is below 70% of the initial level, investors suffer a proportional loss in principal equal to the underlier return (they may lose their entire investment).

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GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is pricing contingent income callable securities due July 13, 2028. Each unsecured note (per $1,000 principal) may pay a contingent quarterly coupon only if the S&P 500®, Russell 2000® and Nasdaq-100® each close at or above a 60.00% downside threshold on every index business day during the relevant observation period. The issuer may redeem at par on specified coupon payment dates beginning October 15, 2026. At maturity, if any underlying index is below its downside threshold, payment is reduced pro rata to the worst performing index performance factor. Estimated value range is $920 to $980 per security.

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GS Finance Corp. is offering principal-protected notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have a $1,000 face amount, an expected trade date of July 28, 2026, an expected original issue date of July 31, 2026, and an expected stated maturity date of August 4, 2031. Notes do not bear interest and may be automatically called on scheduled call observation dates beginning in August 2027 if the closing level of the underlier is greater than or equal to the initial underlier level, producing a capped cash payment that includes the applicable call premium. If not called, maturity payoff depends on the underlier return; the maximum settlement amount is $2,200 per $1,000 face amount, the trigger buffer is 50%, and a 6.0% per annum decrement is deducted daily from the index level. The estimated value at pricing is between $885 and $935 per $1,000 face amount.

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GS Finance Corp. is offering callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have an expected trade date of July 28, 2026 and an expected stated maturity of August 4, 2031, with monthly observation dates and monthly coupons payable when the index is at or above 60% of the initial underlier level.

Coupons accrue using a monthly increment of $10.209 (1.0209% monthly, ~12.25% per annum) subject to past coupons paid. The index applies a daily 6.0% per annum decrement and may employ up to 500% leverage with a 40% volatility target. The estimated value at pricing is between $885 and $935 per $1,000 face amount.

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FAQ

How many Goldman Sachs Group (GS) SEC filings are available on StockTitan?

StockTitan tracks 7495 SEC filings for Goldman Sachs Group (GS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Goldman Sachs Group (GS)?

The most recent SEC filing for Goldman Sachs Group (GS) was filed on July 2, 2026.