Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP, INC. (GS), via GS Finance Corp., is offering autocallable contingent coupon index-linked notes due August 26, 2031, under its Medium-Term Notes, Series F program. The notes are linked to the Russell 2000 Index and the S&P 500 Index and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
Investors may receive a quarterly contingent coupon of $24.375 per $1,000 (2.4375% quarterly, up to 9.75% per annum) only when the closing level of each index on the relevant observation date is at or above 70% of its initial level. The notes are automatically called at par plus the due coupon if, on any call observation date starting February 22, 2027, both indices are at or above their initial levels.
If the notes are not called, principal repayment at maturity depends solely on the “lesser performing” index. If that index’s final level is at least 70% of its initial level, investors receive full principal; otherwise, repayment is reduced one-for-one with the index decline, down to zero, so investors could lose their entire investment. The offering highlights that the issue price exceeds the model-based estimated value, that secondary market prices may be lower, and that investors are exposed to the credit risk of both GS Finance Corp. and Goldman Sachs Group, Inc., as well as uncertain and complex U.S. tax treatment.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through issuer GS Finance Corp., is offering leveraged buffered notes linked to the S&P 500 Index, maturing in August 2028 and fully and unconditionally guaranteed by Goldman Sachs. Each note has a $1,000 face amount and pays no interest.
At maturity, if the S&P 500 final level is above the initial level of 7,691.76, investors receive $1,000 plus 200% of the index gain, capped at a maximum settlement amount of $1,252.50 per $1,000. If the index is between 90% and 100% of the initial level (a 10% buffer), investors receive full principal back.
If the index falls below 90% of the initial level, principal is reduced 1-for-1 with the decline beyond the 10% buffer, so investors may lose a substantial portion of their investment. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have limited liquidity, an initial estimated value below the issue price, and uncertain U.S. tax treatment, including potential FATCA and section 871(m) considerations.
Goldman Sachs Group Inc. (GS), via issuer GS Finance Corp., is offering unsecured Buffer Autocallable Securities linked to the S&P 500® Index under its medium-term note program. Each security has a $10 face amount, no coupons and is guaranteed by Goldman Sachs Group Inc.
The notes may be automatically called on the September 3, 2027 call observation date if the index is at or above an autocall barrier set at 100% of the initial index level, paying $10 plus a call return expected between 8.00% and 9.50%. If not called, at maturity on September 2, 2031 investors receive upside one-for-one with the index if it finishes above the initial level; return of principal if the index is between the initial level and a downside threshold of 80.00%; and a loss beyond a 20.00% buffer if the index falls below the threshold.
The minimum purchase is $1,000. The estimated value at pricing is expected between $8.85 and $9.25 per $10, below the 100% issue price, reflecting fees and hedging costs. Any payment is subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc., and there may be limited or no secondary market.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering auto-callable income notes linked to three “index stocks”: Celestica Inc., Sterling Infrastructure, Inc. and Vertiv Holdings Co. The notes are guaranteed by The Goldman Sachs Group, Inc. and have a stated maturity expected on August 31, 2029, with the trade date expected on August 28, 2026.
Holders receive monthly contingent coupons of $21.667 per $1,000 (about 2.1667% per month, up to roughly 26% per year) only when each stock’s closing price on the observation date is at or above 50% of its initial price. The notes are automatically called if, on specified call observation dates starting in August 2027, each stock is at or above its initial price, in which case investors receive $1,000 per note plus the applicable coupon.
If not called, principal repayment depends on a “trigger event.” If on the final observation date all stocks are below their initial prices and at least one is below 50% of its initial price, repayment is reduced in proportion to the worst-performing stock and can fall to zero, with no coupon. The estimated value at issuance is expected to be $925–$955 per $1,000 face amount, below the 100% issue price.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group, Inc. (GS), via issuer GS Finance Corp and a full guarantee from Goldman Sachs Group, is offering unsecured, five-year structured notes linked to the SPDR Gold Trust (GLD) and iShares Silver Trust (SLV). The notes pay no interest and return at maturity depends on the lesser performing ETF over the term.
For each $1,000 note, if both ETFs finish at or above their initial levels, investors receive $1,000 plus 158% of the lesser ETF’s positive return. If any ETF is below its initial level but both are at or above 60% of their initial levels, investors receive principal back. If either ETF finishes below 60% of its initial level, repayment falls one-for-one with the lesser ETF’s loss and investors can lose up to their entire investment. The estimated economic value at pricing is expected to be $885–$925 per $1,000, below the issue price, and all payments are subject to GS Finance Corp. and Goldman Sachs Group credit risk.
GOLDMAN SACHS GROUP INC (GS), via its subsidiary GS Finance Corp, is offering index-linked notes due September 8, 2028, guaranteed by Goldman Sachs. The notes pay no interest and return a cash amount at maturity based on the lesser performing of the Russell 2000 Index and the S&P 500 Index between the expected trade date of September 2, 2026 and the determination date of September 5, 2028.
For each $1,000 face amount, if both indices finish above their initial levels, investors receive $1,000 plus 100% of the lesser index’s gain, capped at a maximum settlement amount of $1,200. If either index finishes at or below its initial level, investors receive the greater of a minimum settlement amount of $950 or $1,000 plus 100% of the lesser index’s return, so principal can be reduced by up to 5%. The payoff depends only on the worst-performing index.
The notes are unsecured obligations of GS Finance Corp, subject to the credit risk of both GS Finance Corp and The Goldman Sachs Group, Inc. The initial estimated value is expected to be $925–$955 per $1,000 face amount, below the issue price, reflecting selling costs and dealer economics. The notes will not be listed, and any secondary market making by Goldman Sachs & Co. LLC is discretionary.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering $832,000 aggregate face amount of unsecured structured notes linked to the MSCI EAFE Index and the EURO STOXX 50® Index under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 note, payment at maturity on August 22, 2030 depends on the lesser performing underlier from the August 17, 2026 trade date to the August 19, 2030 determination date. If both final underlier levels exceed their initial levels, the payoff is $1,000 plus 215% of the lesser performing underlier return. If any underlier finishes at or below its initial level but at or above 70% of its initial level, investors receive only the $1,000 face amount. If any underlier ends below 70% of its initial level, the payoff equals $1,000 plus $1,000 times that underlier’s return, producing 1-for-1 downside and potential total loss of principal. The notes pay no interest, are not listed on any exchange, and their market value and repayment are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured Callable Contingent Coupon Index‑Linked Notes due February 29, 2028, linked to the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes are fully and unconditionally guaranteed by Goldman Sachs Group Inc.
The notes pay a contingent monthly coupon of $9.459 per $1,000 (0.9459% monthly, up to about 11.35% annually) only if on each observation date every index is at or above 70% of its initial level. Principal repayment at maturity is also contingent: if, on the final determination date, the worst‑performing index is at or above 70% of its initial level, investors receive $1,000 per note; otherwise, repayment equals $1,000 plus $1,000 times the worst index’s return, which can result in a total loss of principal. The issuer may call the notes at par plus any due coupon on any monthly coupon payment date from November 2026 through January 2028, shortening the investment term. Investors face the credit risk of both GS Finance Corp. and Goldman Sachs Group Inc., potential illiquidity, and an initial estimated note value that is lower than the issue price.