Goldman Sachs Group Inc SEC Filings

GS Finance Corp. offers Goldman Sachs Momentum Builder® Focus ER index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay, per $1,000 face amount, either $1,000 or $1,000 plus the upside participation rate times the index return, depending on index performance on the determination date. The pricing supplement sets a trade date of July 28, 2026, original issue date of July 31, 2026, a determination date of January 28, 2030 and a stated maturity date of January 31, 2030. The index measures a daily‑rebalanced selection of underlying indices subject to a 5% realized volatility control and a 0.65% per annum deduction; the upside participation rate is stated as at least 455%. The notes do not pay periodic interest and are subject to issuer and guarantor credit risk, index methodology and allocation features that may allocate substantial exposure to hypothetical cash positions.

GS Finance Corp. offers structured, automatically callable notes backed by a Goldman Sachs guarantee. The notes link to the Class C common stock of Dell Technologies, and the common stock of Arista Networks and ServiceNow, with an expected trade date of July 2, 2026, an original issue date expected to be July 9, 2026, a determination date expected to be July 3, 2028, and a stated maturity date expected to be July 11, 2028.

The notes pay monthly coupons only if each index stock meets a 50% trigger threshold on coupon observation dates, are automatically called if all three stocks are at or above their initial prices on a call observation date, and at maturity either return face amount or an amount tied to the lesser performing stock if a trigger event occurs. The estimated value on the trade date is between $925 and $955 per $1,000 face amount.

GS Finance Corp. is offering medium-term, equity index-linked notes due January 22, 2029 with a $1,000 face amount per security linked to an unequally weighted basket of five indices. The securities pay no interest; maturity payment depends on the basket performance and features a 100% participation on upside subject to a maximum return of at least 47.40%. The notes include a 15.00% buffer: if the basket falls by more than the buffer, investors have 1-to-1 downside and may lose up to 85.00% of face amount. Estimated value at pricing is between $925 and $955 per $1,000 face amount; original offering price is $1,000. Payments are unsecured and subject to issuer and guarantor credit risk.

The offered notes are GS Finance Corp. medium-term, equity-linked notes tied to the Class A common stock of Coinbase Global, Inc., with an initial underlier level of $149.06 as of June 26, 2026. Each $1,000 face-amount note pays a contingent monthly coupon of $26.334 if the underlier on the coupon observation date is at or above 50% of the initial level, and is subject to an automatic call if the underlier on any call observation date is at or above the initial level. At maturity (if not called), cash payment per $1,000 depends on the final underlier level: if at or above the trigger buffer (50%), you receive $1,000; if below, you receive $1,000 × underlier return, which could result in a total loss of principal.

GS Finance Corp. is offering principal-at-risk notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (Bloomberg: SPAR4V6). The notes pay a monthly coupon of $12.50 per $1,000 if the index on an observation date is ≥ 60% of the initial underlier level and may be automatically called beginning in January 2027. The index applies volatility-targeted, leveraged exposure (up to 500%) to E-mini S&P 500 futures and deducts a 6.0% per annum daily decrement, which reduces index performance. If not called, final payment at maturity (expected August 4, 2031) depends on the underlier return; losses up to the full principal are possible. The estimated value at pricing is between $885 and $935 per $1,000 face amount.

GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash at maturity per the underlier return measured from the trade date to the determination date, subject to a maximum settlement amount of at least $1,215 per $1,000 face amount. Trade date terms are expected to be set on July 31, 2026; the determination date is April 30, 2029 and the stated maturity date is May 3, 2029. If the final index level is equal to or less than the initial level, holders receive only the face amount.

GS Finance Corp. is offering callable, contingent coupon notes linked to the VanEck Semiconductor ETF (SMH). Each note has a $1,000 face amount, pays a contingent quarterly coupon of at least $42.50 if the underlier is ≥80% of its initial level, and matures May 3, 2029, subject to issuer redemption commencing February 2027. At maturity the cash payment is capped at $1,000 if the final underlier level is ≥80%, and losses occur if the final underlier level falls below the 80% buffer (with a 20% buffer and 100% buffer rate). The notes are unsecured senior obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry issuer and market risks including possible substantial loss of principal, limited upside at maturity, model/valuation discounts at issuance, and uncertain U.S. federal tax treatment.

GS Finance Corp. is offering structured, monthly‑coupon, auto‑callable notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stocks of AMD, UnitedHealth, Tesla and NVIDIA, have an expected trade date of July 28, 2026 and an expected stated maturity of August 4, 2031.

The notes pay either a maximum coupon of $10.625 per $1,000 face amount (1.0625% monthly, up to 12.75% p.a.) or a minimum coupon of $0.209 per $1,000 (0.0209% monthly, ~0.25% p.a.) on each coupon payment date depending on whether each index stock’s closing price on the coupon observation date is at least 77.5% of its initial price. The notes will be automatically called and redeemed early if, on any call observation date, each index stock’s closing price is greater than or equal to its initial index stock price. GS&Co., as calculation agent, will make determinations about closing prices, observation dates and anti‑dilution adjustments. The estimated value at term setting is between $885 and $935 per $1,000 face amount.

GS Finance Corp. is offering $1,000 face‑amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, may be automatically called annually if the index meets a call level (101% of the initial index level), and mature on July 29, 2033. If not called, maturity payment per $1,000 depends on index performance: with 100% upside participation when the final index level exceeds the initial level; if the final index level is equal to or below the initial level, the cash settlement equals the $1,000 face amount. GS&Co.’s estimated trade‑date value is $850 to $890 per $1,000, below issue price. The index is a daily‑rebalanced, momentum‑driven construct with volatility and momentum risk controls and a deduction of 0.65% per annum, and allocations may shift heavily into hypothetical cash positions. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and specific U.S. federal tax rules treating the notes as contingent payment debt instruments.