Goldman Sachs Group Inc SEC Filings

Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman reported selling a total of 10,301 shares of common stock in open-market transactions on May 1, 2026. One sale covered 8,166 shares at a reported price of $930.21 per share, and another covered 2,135 shares at $925.18 per share.

The filing notes these figures reflect weighted average sale prices, with actual trade prices ranging from $930.00 to $930.81 and from $925.00 to $925.54. The report shows direct ownership amounts of 6,338 shares and 14,504 shares following the respective transactions.

GS Finance Corp. priced $6,118,000 of contingent income auto-callable securities linked to Alphabet Inc. Class A common stock. The securities mature on May 4, 2029 (determination date May 1, 2029) and pay contingent quarterly coupons of $28.00 per $1,000 principal when the closing stock price on a coupon observation date is at or above a downside threshold of $250.6985 (65.00% of the initial share price of $385.69).

If the securities are automatically called on a call observation date when the closing price is at or above the initial share price, holders receive principal plus the then-due coupon. If not called and the final share price is below the downside threshold, payment at maturity equals $1,000 multiplied by the share performance factor (final/initial), exposing holders to loss up to the full principal. The estimated value at pricing was $973 per security; original issue price was 100% with a 2.25% underwriting discount.

Goldman Sachs Group Inc.'s Chief Legal Officer and General Counsel, Kathryn H. Ruemmler, reported open-market sales of a total of 683 shares of the company’s common stock on May 1, 2026.

The transactions occurred in three blocks: 135 shares at a weighted average price of $928.85, 468 shares at $929.71, and 80 shares at $930.35, with each block executed across multiple prices within stated ranges. After these sales, she directly holds 29,949 shares of Goldman Sachs common stock.

GS Finance Corp. is offering medium-term, equity-linked notes (Series F) linked to the common stock of NVIDIA Corporation with a stated maturity of July 7, 2027. Each security has a $1,000 face amount and pays at maturity a cash amount tied to the change in NVIDIA's closing price on the calculation day (July 1, 2027), subject to a 15% buffer and a 30.00% maximum return. If NVIDIA rises, investors receive 150% of the upside up to a $300 cap per $1,000; if the stock falls more than 15%, investors absorb 1-to-1 losses and may lose up to 85% of face amount. The estimated model value at pricing was $968 per $1,000 face amount; original offering price is $1,000 per security. Payments are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and subject to issuer and guarantor credit risk.

GS Finance Corp. offers callable, index-linked notes due 2031 guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the S&P 500® Futures Excess Return Index and pay at maturity per a formula that multiplies positive index returns by a 175% upside participation rate. Each note has a $1,000 face amount denomination. If the final underlier level is at least 80% of the initial level, investors receive at least the face amount at maturity; if the final level is below that buffer (80%), investors absorb losses according to the stated formula and could lose a substantial portion of principal. The issuer may redeem the notes on specified monthly call payment dates beginning June 1, 2027, at cash amounts equal to face plus a call premium (call premiums are set on the trade date). The trade date is expected to be May 26, 2026 with original issue date expected to be May 29, 2026 and stated maturity expected to be May 29, 2031. The estimated model value on the trade date is stated as between $885 and $935 per $1,000 face amount.

GS Finance Corp. offers structured, non‑interest bearing notes linked to the common stock of NVIDIA Corporation. The notes have a face amount of $1,000 per note (aggregate initial face amount $5,953,000) with a trade date of May 1, 2026, an original issue date of May 6, 2026, an automatic call observation on May 14, 2027 and a stated maturity of May 4, 2028. If the closing price of NVIDIA on the call observation date is at or above the initial index stock price of $198.45, the notes are automatically redeemed at $1,235 per $1,000 face amount on the call payment date. If not called, the cash settlement at maturity depends on the final index stock price versus the initial price with a threshold settlement amount of $1,470, an upside participation rate of 100%, an 80% buffer level and a buffer rate of 125%; losses can exceed principal and you could lose your entire investment. The estimated value on the trade date was approximately $978 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., and purchasers bear the issuer and guarantor credit risk.

GS Finance Corp. is offering $ Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon only if the closing level of each underlying index (the Russell 2000® and the Nasdaq-100®) on an observation date is at or above its coupon barrier. The contingent coupon is set on the trade date at between $0.25 and $0.265 per $10 face amount (up to between 10.00% and 10.60% per annum).

The notes feature an automatic call commencing November 2026 if each index closes at or above its initial index level; on an automatic call you receive the face amount plus the contingent coupon then due. At maturity (expected May 10, 2029), if any index is below its downside threshold (equal to the coupon barrier of 70.00% of its initial index level), repayment is reduced proportionally to the lesser performing index return. Trade date is expected May 6, 2026 and original issue date is expected May 11, 2026. Minimum purchase amount is $1,000.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $12,412,000 of Enhanced Trigger Jump Securities linked to NIKE, Inc. Class B common stock. The securities pay $228 per $1,000 (a 22.80% upside) at maturity May 12, 2027 if the final share price on the valuation date is at or above the downside threshold $35.488 (80.00% of the initial price $44.36). If the final share price is below that threshold, investors receive the stated principal multiplied by the share performance factor (final/initial) and may lose a significant portion or all principal. Pricing date was April 30, 2026; valuation date is May 7, 2027. The estimated value at pricing was approximately $966 per $1,000, below the original issue price, and the offering includes a 2.25% underwriting discount.

GS Finance Corp. is offering autocallable index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and Russell 2000 indices, pay no interest, and include a semi-annual automatic call if each underlier is at or above its initial level on a call observation date. Cash payoffs at maturity depend on the lesser performing underlier, with a 150% upside participation rate, an 85% buffer level per underlier and a 100% buffer rate. If the lesser performing underlier falls below the buffer level, investors can lose a substantial portion of principal; a hypothetical final underlier level of 21% would produce a cash settlement equal to 36% of face amount (a 64% loss).