Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $12,090,000 of Contingent Income Auto-Callable Securities linked to Exxon Mobil common stock, maturing on November 27, 2028. Each $1,000 note can pay a $25.375 contingent quarterly coupon if on the observation date the Exxon Mobil share price is at or above the downside threshold of $93.664 (80% of the $117.08 initial share price); otherwise no coupon is paid.
The notes are auto-callable: if on any call observation date the stock closes at or above the initial share price, investors receive $1,000 plus the coupon then due and the note terminates. At maturity, if not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if it is below, repayment is reduced in proportion to the stock’s decline, potentially to zero.
The securities are unsecured, subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and have an estimated value of about $965 per $1,000 at pricing. The original issue price is 100% of principal with a 2.25% underwriting discount and 97.75% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes with an aggregate face amount of $966,000 linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes offer 100% upside participation in the index and a minimum cash repayment of the face amount at maturity if they are not automatically called.
The notes may be automatically called on annual observation dates if the index closes at or above rising call levels, paying for each $1,000 face amount a call premium from 9.25% up to 55.50% depending on the call year. They pay no periodic interest, are subject to the credit risk of GS Finance Corp. and its parent, and the index embeds a 0.65% annual deduction and can allocate heavily to cash, which can materially limit index returns. The estimated value on the trade date is $892 per $1,000 face amount, below the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $11,540,000 of principal-at-risk Contingent Income Auto-Callable Securities linked to the worst performer of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index, maturing on November 26, 2027.
Investors can receive a contingent quarterly coupon of $29.375 per $1,000 only if each index stays at or above its downside threshold (75% of its initial level) on every index business day in the preceding observation period; a single breach by any index results in no coupon for that quarter.
The notes may be automatically called on scheduled call observation dates if all three indexes are at or above their initial levels, returning principal plus any due coupon, with no further payments afterward. If the notes are not called and, on the valuation date, any index is below its downside threshold, repayment is reduced in line with the worst index’s decline and can fall to zero, with no participation in any index gains.
The original issue price is 100% of principal, but the initial estimated value is about $976 per $1,000, reflecting fees, hedging costs and issuer credit spreads.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100, Russell 2000 and S&P 500-linked notes with a $1,000,000 aggregate face amount and $1,000 denominations. The notes pay a contingent quarterly coupon of $27.50 per $1,000 (2.75% quarterly, up to 11.00% per year) only when each index is at or above 70% of its initial level on the relevant observation date; otherwise no coupon is paid.
The notes can be automatically called from May 2026 onward if on a call observation date each index is at or above its initial level; investors then receive $1,000 plus the coupon. If not called, at maturity in November 2030 investors receive $1,000 per note only if each index is at or above 70% of its initial level. If any index finishes below this level, the principal repayment is reduced in line with the worst-performing index, and investors can lose up to 100% of their investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They are not listed, may have limited liquidity, and involve uncertain U.S. tax treatment as income-bearing prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,619,000 of leveraged callable notes linked to the S&P 500® Futures Excess Return Index, maturing on November 26, 2032. The notes pay no interest and return at least the face amount at maturity if not called.
If the final index level exceeds the initial level of 539.99, holders receive $1,000 plus 1.9x the positive index return per $1,000 note; if the index is flat or down, they receive $1,000. GS may redeem the notes monthly from November 2026 to October 2032 at 100% of face amount plus a call premium that rises over time (starting at roughly 10% and reaching about 69%).
The product tracks E‑mini S&P 500 futures, not the S&P 500 Index itself, and is exposed to futures-specific effects such as financing costs and negative roll yield. The estimated value at pricing is about $913 per $1,000, versus an issue price of 100% of face, reflecting fees and structuring costs. Investors bear the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $500,000 of auto-callable notes linked to the Nasdaq-100, S&P 500 and EURO STOXX 50 indexes. The notes pay no interest and may be automatically called each year if all three indexes are at or above their initial levels, paying $1,000 plus a call premium of up to 42% depending on the call date.
If the notes are not called, the maturity payment depends on the worst-performing index. If all three indexes are at or above their initial levels at maturity, investors receive $1,000 plus a 52.5% maturity premium. If the worst index stays at or above 60% of its initial level but below that level, principal is returned. If the worst index falls below 60%, repayment is reduced one-for-one with that loss and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed on an exchange, and their estimated value at pricing is less than the 100% issue price.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $8,470,000 of auto-callable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a monthly contingent coupon of $10.584 per $1,000 face amount (1.0584% per month, up to about 12.7% per year) only if on each observation date every index is at or above 70% of its initial level.
The notes can be automatically called on scheduled call dates if each index is at or above its initial level, in which case investors receive $1,000 per note plus any due coupon. If the notes are not called, and on the final determination date every index is at or above 70% of its initial level, investors receive $1,000 per note. If any index finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the worst-performing index, and investors can lose their entire investment. Payments also depend on the credit of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering underlier-linked notes due 2030 tied to the EURO STOXX 50 Index and the iShares MSCI EAFE ETF. These notes pay no interest and the cash payment at maturity depends solely on the lesser performing underlier.
If each underlier finishes above its initial level, holders receive $1,000 plus 220.25% of the lesser-performing underlier’s gain. If any underlier is at or below its initial level but both stay at or above 65% of their initial levels, investors receive only the $1,000 face amount. If any underlier falls below 65% of its initial level, repayment is reduced one-for-one with the loss on the lesser performer, and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated value at pricing is less than the issue price. Secondary-market prices may be volatile and there is no exchange listing.
GS Finance Corp. is offering $3,000,000 of trigger autocallable contingent yield notes due 2028, linked to the lesser performer of the Russell 2000® Index and the Nasdaq-100 Index® and guaranteed by The Goldman Sachs Group, Inc.
Holders may receive a $0.245 quarterly contingent coupon per $10 face amount (up to 9.80% per annum) only if on each observation date both indices are at or above 70% of their initial levels, which also serves as the downside threshold. Starting in May 2026, the notes are automatically called if both indices are at or above their initial levels, paying $10 plus the contingent coupon and ending further payments.
If the notes are not called and on the final observation date any index is below its downside threshold, repayment of principal is reduced one-for-one with the decline of the lesser-performing index, down to a total loss. The estimated value is about $9.81 per $10 at pricing versus a 100.00% issue price, reflecting an underwriting discount of 2.25% and issuer costs, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 8 large-cap stocks, including Constellation Energy, Eaton, Equinix, Freeport-McMoRan, NextEra Energy, Quanta Services, Vertiv and Vistra. The aggregate face amount on the original issue date is $5,605,000, in minimum denominations of $10,000.
The notes pay no interest and mature on November 26, 2027, with an automatic call on December 4, 2026 if the basket level is at or above its initial level of 100. In that case, investors receive $1,169 per $1,000 face amount on December 9, 2026. If not called, maturity payment depends on the basket return: gains participate at a 125% upside rate, returns between 0% and -15% repay $1,000, and losses beyond -15% are amplified by a buffer rate of about 117.65%, so substantial losses up to total principal are possible.
The estimated value on the trade date is about $943 per $1,000, below the 100% issue price, reflecting structuring costs, underwriting discount of 1.5%, and dealer economics. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.