GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. is offering structured notes due June 4, 2027 linked to the common stock of Uber Technologies, Inc.. Each $1,000 note pays a contingent monthly coupon of $10 (1% monthly, up to 12.00% per annum) only if the underlier closes at or above the coupon trigger level (62% of the initial underlier level) on the applicable coupon observation date. The notes are subject to an automatic call on scheduled call observation dates if the underlier closes at or above the initial underlier level ($74.61). If not called, principal at maturity depends on the final underlier level: if the final underlier level is less than the trigger buffer level (62% of initial), the cash settlement equals $1,000 plus $1,000 × underlier return, which can result in a total loss of principal; if the final level is at or above the trigger buffer level, principal is preserved. The aggregate face amount initially sold is $2,462,000. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and bear the credit risk of those entities.

GS Finance Corp. is offering structured, cash-settled notes linked to the S&P 500® Futures Excess Return Index. Each $1,000 face amount pays no interest and returns either (a) $1,000 plus 124% of the underlier gain if the final level is above the initial level, (b) $1,000 if the final level is between 80% and 100% of the initial level, or (c) a reduced cash amount if the final level is below 80%, with losses proportional to the underlier decline below the buffer. Trade date is April 30, 2026, original issue date May 5, 2026, determination date May 1, 2028, and stated maturity May 4, 2028. Aggregate face amount initially offered is $2,750,000. The notes are unsecured obligations of GS Finance Corp., unlisted, fully guaranteed by The Goldman Sachs Group, Inc., and expose holders to issuer/guarantor credit risk, negative roll-yield effects from futures linking, and potential substantial principal loss if the underlier falls below the buffer level.

GS Finance Corp. priced an offering of Market Linked Securities—Auto-Callable with Contingent Coupon and Contingent Downside Principal at Risk, issued under its Medium-Term Notes, Series F, with an original offering price of $1,000 per security and aggregate original offering of $4,631,000.

The securities pay a quarterly contingent coupon of $26.25 per $1,000 (equivalent to 10.50% per annum) only if the lowest performing of the S&P 500®, Russell 2000® and EURO STOXX 50® on each calculation day is at or above 75% of its starting level. They are auto-callable if the lowest performing underlier is at or above its starting level on any call date (first possible call October 2026) and mature on May 3, 2029. If not called, maturity payoff depends solely on the lowest performing underlier; a closing below 75% of its starting level at final calculation can produce losses exceeding 25%, up to total loss. The securities’ estimated value at pricing was approximately $974 per $1,000, reflecting fees, credit spreads and product structure.

GS Finance Corp. offers principal-protected contingent buffer notes linked to the S&P 500® Index with a five-year term. Each $1,000 note pays no interest and settles in cash at maturity on May 5, 2031 based on the index performance from the trade date (April 30, 2026) to the determination date (April 30, 2031).

If the final index level is above the initial level, holders receive $1,000 plus 102% of the index return. If the final level is between the initial level and 85% of the initial level, holders receive the $1,000 face amount. If the final level is below 85%, losses apply dollar-for-dollar below the buffer (buffer = 15%), and the cash payment can be substantially less than principal.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected notes linked to The Trade Desk Class A stock with quarterly coupons and an automatic-call feature. The notes reference an initial index stock price of $23.59 (trade date April 30, 2026) and mature on May 3, 2029, subject to earlier automatic redemption if the index stock closes at or above the initial price on any call observation date commencing July 2026 through January 2029. Coupons of $75.625 per $1,000 (7.5625% quarterly; potential annualized 30.25%) are payable on each coupon payment date only if the index stock closing price on the related coupon observation date is at least 50% of the initial index stock price. At maturity, if the final index stock price is below the 50% trigger buffer, holders receive a loss tied to the index stock return and may receive less than 50% of principal. The estimated value at pricing was approximately $959 per $1,000, original issue price is 100%, underwriting discount 2%, net proceeds 98%. Credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. applies and GS&Co. acts as calculation agent with discretionary adjustment authority.

The issuer, GS Finance Corp., is offering principal-protected contingent notes linked to the S&P 500 Index with an aggregate face amount of $1,032,000. Each $1,000 note returns either (a) a capped upside up to a $1,199 maximum, (b) the face amount if the final index level is above the 80% buffer level, or (c) a downside loss that multiplies each percentage point below the 80% buffer by 1% of face amount. The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., and mature in early May 2028. The original issue price is 100% of face and underwriting discount is 1.75%.

GS Finance Corp. offers five-year, buffer-protected principal notes linked to the Russell 2000® Index, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays no interest and returns either (a) $1,000 plus the underlier return if the final level is above the initial level, (b) $1,000 if the final level is between the initial level and the buffer level (85% of initial), or (c) a reduced cash payment if the final level is more than 15% below the initial level, with losses proportional to the decline. The notes have a trade date of April 30, 2026, original issue date May 5, 2026, determination date April 30, 2031 and stated maturity May 5, 2031. Original issue price is 100% of face with a 0.75% underwriting discount. These notes expose investors to issuer/guarantor credit risk, market and liquidity risk, tax uncertainty, and possible substantial principal loss if the Russell 2000 declines beyond the 15% buffer.

GS Finance Corp. is offering $11,170,000 aggregate of Trigger Performance Leveraged Upside Securities ("Trigger PLUS") due May 5, 2032, linked to the EURO STOXX 50® Index. Each $1,000 stated principal receives 183.50% of any positive index return; if the final index value is below the trigger level (4,411.1325) you will suffer pro rata principal loss. The initial index value is 5,881.51 (pricing date April 30, 2026); valuation date is April 30, 2032. The estimated value at pricing was approximately $945 per Trigger PLUS; original issue price was 100.00% with a 3.50% underwriting discount.

GS Finance Corp. priced buffer-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the S&P 500 Index performance from the trade date to the determination date. For each $1,000 face amount the payout is: (1) $1,000 plus 200% times the index return if the final level is at or above the initial level (capped at $1,130); (2) $1,000 plus the absolute index decline if the final level falls up to 10% below the initial level (the buffer); or (3) a loss equal to 1% of face per 1% the final level is below the 90% buffer level. The offering aggregates $3,295,000 of face amount, issues at 100% of face with a 0.43% underwriting discount, trade date April 30, 2026, original issue date May 5, 2026, determination date June 1, 2027, and stated maturity June 4, 2027.