Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering $500,000 of structured notes linked to the Class A common stock of Strategy Inc. The notes pay a contingent monthly coupon only if the underlier closes at or above a coupon trigger level set at 50% of the initial level of $177.13. If on any call observation date the underlier is at or above the initial level, the notes are automatically called and investors receive the $1,000 face amount plus the due coupon.
If the notes are not called and, at maturity, the underlier is at or above the 50% trigger buffer level, investors receive full principal back plus any final coupon. If the final level is below this buffer, the payoff falls one-for-one with the stock’s decline, and investors can lose their entire investment. The original issue price is 100% of face amount, with a 0.2% underwriting discount, and the notes carry both issuer and guarantor credit risk, may lack liquidity, and are not listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes maturing on November 29, 2030 whose payments depend on the common stocks of Vistra Corp., UnitedHealth Group, Tesla and NVIDIA. The notes can be automatically called monthly from November 2026 through October 2030 if each stock’s closing price is at or above its initial level ($168.59 VST, $319.97 UNH, $391.09 TSLA, $178.88 NVDA). If called, holders receive the $1,000 face amount per note plus that period’s coupon.
On each monthly observation date from December 2025, if all four stocks are at or above 77.5% of their initial prices, the notes pay a maximum coupon of $8.334 per $1,000 (0.8334% monthly, about 10% per year). If any stock is below its trigger, the notes pay only the minimum coupon of $0.209 per $1,000 (0.0209% monthly, about 0.25% per year). At maturity, if not called, each $1,000 note repays $1,000 plus the final coupon.
The aggregate initial face amount is $2,332,000, with an original issue price of 100%, a 4% underwriting discount and 96% net proceeds to the issuer. The estimated value on the trade date is about $934 per $1,000 note, reflecting structuring costs and dealer compensation. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes do not provide any equity ownership or dividends in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable income notes linked to NVIDIA, Meta Platforms Class A and Dell Technologies Class C common stock. The notes have a face amount of $1,125,000 in aggregate at issuance, with denominations of $1,000, and mature on November 29, 2028 unless automatically called starting in November 2026.
Investors may receive a monthly coupon of $10.625 per $1,000 (1.0625% monthly, up to 12.75% per year) only when the closing price of each stock on the observation date is at least 60% of its initial price. The notes are automatically redeemed at par plus the coupon if, on any call observation date, all three stocks are at or above their initial prices.
At maturity, if the notes were not called and all final stock prices are below their initial levels and any is below 80% of its initial price, repayment is reduced based on the worst-performing stock and can be well below par, with no coupon if any final price is below 60% of its initial level. The estimated value on the trade date is about $944 per $1,000 face amount, reflecting fees and hedging costs, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $610,000 of auto-callable notes linked to Alphabet (Class C), Meta (Class A), NVIDIA and Tesla stock. The notes pay no interest and may be automatically called monthly if each stock is at or above its initial level, returning your principal plus a call premium that starts at 9% and steps up over time.
If the notes are never called and, on the determination date, every stock is at or above its initial level, investors receive principal plus a 45% maturity premium; if any stock is below its initial level, only principal is repaid. Market value can fall below face value before maturity, returns are capped, and investors take on the credit risk of GS Finance Corp. and Goldman Sachs. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.37% and a projected maturity payment of $1,245.59 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500®-linked notes with an aggregate face amount of $1,593,000. At maturity, each $1,000 note pays based on index performance from the trade date to the determination date.
If the S&P 500 final level is above the initial level, the payoff equals the index return but is capped at a maximum settlement amount of $1,270 per $1,000 note. If the index falls but stays at or above 90% of the initial level, holders receive back the $1,000 face amount. If it drops below 90%, principal is reduced dollar-for-dollar with the index decline beyond the 10% buffer, and a substantial loss of principal is possible. The notes pay no interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and carry uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $5,700,000 of auto-callable notes linked to the stocks of Strategy Inc (formerly MicroStrategy), Coinbase Global and Super Micro Computer. The notes mature on November 29, 2030 but can be automatically called monthly from November 2026 if each stock closes at or above its initial price ($170.50, $240.41 and $32.19, respectively). On each monthly observation date, if all three stocks are at or above 70% of their initial prices, investors receive a maximum coupon of $8.042 per $1,000 (0.8042% monthly, about 9.65% per year); otherwise they receive a minimum coupon of $0.209. At maturity, holders receive $1,000 per note plus the final coupon. The notes are unsecured, subject to the credit risk of GS Finance Corp. and the guarantor, and have an estimated value on the trade date of about $935 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the iShares Bitcoin Trust ETF (IBIT) with a face amount of $500,000 on the original issue date. The notes pay a conditional monthly coupon of $15.209 per $1,000 face value (about 1.5209% per month, or up to roughly 18.25% per year) only when the ETF’s closing level on an observation date is at least 70% of the initial level of $47.97.
The notes can be automatically called starting in May 2026 if IBIT is at or above the initial level, returning principal plus the applicable coupon. If held to November 27, 2028 and not called, principal repayment depends on IBIT’s final level: full principal is protected down to a 40% decline, with losses matching the ETF’s negative return beyond a 40% drop. Investors may lose their entire investment and may receive no coupons.
The notes carry the credit risk of GS Finance Corp. and its guarantor and are not insured deposits. They are highly sensitive to bitcoin price volatility, structural features such as automatic call and buffer, and to secondary market conditions. The estimated initial value is about $958 per $1,000 face amount, below issue price, reflecting fees, costs and dealer pricing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 10 large-cap stocks, including Coinbase, JPMorgan, Meta, Microsoft, NVIDIA and others. The notes pay no interest and are scheduled to mature on December 13, 2027.
The initial basket level is 100. At maturity, each $1,000 note pays: full principal plus 100% of any positive basket return, capped at a maximum settlement amount of $1,265; full principal back if the basket decline is up to 15%; or a loss equal to the basket return plus 15% if the basket falls more than 15%, which can result in a substantial loss of principal.
Payments depend solely on the basket level on the determination date, not on levels at other times, and are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Investors do not receive dividends on the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500 Futures Excess Return Index-linked notes with an aggregate face amount of $1,258,000 under its Medium-Term Notes, Series F program.
For each $1,000 note held to maturity, you receive cash equal to $1,000 plus $1,000 multiplied by the underlier return if the final index level exceeds the initial level of 539.99. If the final level is equal to or below the initial level, you receive only the $1,000 face amount, so downside to maturity is limited to earning no return, but you can lose value if you sell before maturity.
The notes do not pay periodic interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The offering carries a 3.7% underwriting discount, so net proceeds to the issuer are 96.3% of face amount. For tax purposes, they are treated as contingent payment debt instruments, with a comparable yield of 4.37% per year and a projected payment at maturity of $1,245.13 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable equity-linked notes tied to the lowest performing of Broadcom, NVIDIA, Dell Technologies Class C and Micron stock, with a total offering of $8,923,000. Each note has a $1,000 face amount and may pay a $7.50 monthly contingent coupon (about 9.00% per annum) only if, on the monthly calculation day, the lowest performing stock is at or above 75% of its starting price.
From November 2026 to October 2030, if on any call date the lowest performing stock is at or above its starting price, the notes are automatically called at face value plus the final coupon. If never called, investors receive only principal back at maturity in November 2030, with no upside participation and no dividends. All payments depend on the credit of GS Finance Corp. and the Goldman Sachs guarantee, and the notes are designed to be held to maturity with no exchange listing.