Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable Nasdaq-100 Index®-linked notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity (if not auto-called) depends on the Nasdaq-100 final level: investors receive upside participation of 175% on gains above the initial level, full principal if the final level is at or above an 80% trigger buffer, and suffer the underlier loss below that buffer (you may lose your entire investment). The notes will be automatically called on the call payment date if the underlier on the call observation date is at least the initial level, in which case holders receive $1,107.50 per $1,000 face amount on the call payment date. Key dates shown include trade date June 10, 2026, original issue date June 15, 2026, call observation date June 15, 2027, determination date June 5, 2031, and stated maturity June 10, 2031. The offering price and underwriting/structuring fees reduce economic terms versus the notes' estimated model value, market liquidity is not assured, and payments depend on issuer and guarantor creditworthiness.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering index-linked notes due July 6, 2028. The notes reference the Russell 2000® Index and the S&P 500® Index and pay no periodic interest. For each $1,000 face amount, the cash payment at maturity will be either the maximum settlement amount (at least $1,142.50) if the final level of each underlier is greater than or equal to its initial level, or $1,000 (the face amount) if the final level of any underlier is below its initial level.
Key dates stated are a trade date of June 30, 2026, original issue date of July 6, 2026, determination date of June 30, 2028 and stated maturity date of July 6, 2028. Goldman Sachs & Co. LLC is the calculation agent. The notes are senior debt issued under the GSFC 2008 indenture and are cash-settled; holders have no shareholder rights in the underlier stocks.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering structured notes linked to four stocks (Intel, Micron, AMD, Palantir) that mature on June 5, 2031 unless automatically called. Coupons accrue monthly using a formula of $7.917 per $1,000 (0.7917% monthly) but are paid only when each index stock’s closing price on a coupon observation date is at least 70% of its initial price. Notes are automatically called if, on a call observation date, each index stock closes at or above its initial price; automatic calls pay principal plus the then‑due coupon. The estimated value at pricing was approximately $948 per $1,000 face amount; original issue price is 100% with a 4% underwriting discount.
GS Finance Corp. is offering medium-term, equity index–linked notes due January 3, 2030 that pay principal at maturity and provide participation in upside of an equally weighted basket of the S&P 500® and the EURO STOXX 50®. The notes participate at an Upside Participation Rate of 100% in the basket return, subject to a maximum return of at least 29.15% (at least $291.50 per $1,000 face amount), and will return the face amount of $1,000 at maturity if the ending level is less than or equal to the starting level. The estimated value on the pricing date is expected to be between $925 and $955 per $1,000 face amount; the original offering price is $1,000 per note. All payments are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor).
GS Finance Corp. offers autocallable Nasdaq-100 Index®-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; payoff depends on the Nasdaq-100 performance with a 150% upside participation and a 10% buffer (buffer level 90% of initial). The notes will be automatically called if the underlier on the call observation date is greater than or equal to the initial underlier level; call payments are capped (examples show approximately $1,102.60 to $1,120.40 per $1,000). If not called, maturity payment varies by final underlier level; losses can reach the full investment if the final level falls well below the buffer. Pricing terms, initial levels and dates are set on the trade date and the estimated model value used by Goldman Sachs & Co. may be lower than the original issue price.
GS Finance Corp. is offering two separate tranches of leveraged buffered index-linked notes guaranteed by The Goldman Sachs Group, Inc., each linked to either the S&P 500® or the Russell 2000®. Terms will be set on the trade date (expected June 25, 2026) with original issue date expected June 30, 2026. The S&P 500-linked notes carry a 200% participation rate, a 10% buffer (buffer level = 90% of initial level) and a maximum settlement amount of at least $1,242.50 per $1,000 face amount. The Russell 2000-linked notes carry a 110% participation rate, a 10% buffer and a maximum settlement amount of at least $1,240 per $1,000 face amount. Expected stated maturities are December 29, 2028 (S&P) and December 30, 2027 (Russell). The pricing supplement discloses that the estimated value on the trade date is below the original issue price and highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential for substantial principal loss if the final index level is below the buffer, and limited upside due to cap levels.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, principal-at-risk notes linked to the Nasdaq-100 Index® and the iShares® Expanded Tech-Software Sector ETF. The notes have an expected trade date of June 4, 2026, an original issue date expected June 9, 2026 and a stated maturity expected June 11, 2030. The notes pay no interest and include an automatic call feature that can redeem all notes beginning on the first call observation date if both underliers close at or above their initial levels; scheduled call premiums are 18.8%, 37.6%, 56.4% and 75.2% on successive call dates. At maturity the cash payment is determined by the lesser performing underlier, with a 70% trigger buffer: if the lesser performing underlier finishes below 70% of its initial level you may lose principal, and the maximum payout is capped by the maturity premium of 75.2%. The estimated value on the trade date is cited as between $905 and $945 per $1,000 face amount, below the original issue price.
GS Finance Corp. priced a Buffer Autocallable GEARS linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes have a $10 face amount per unit, an expected trade date of June 12, 2026, original issue date June 16, 2026, a call observation date of June 21, 2027, and a stated maturity on June 14, 2029. Payments depend on the final index level versus the initial index level, with an expected 10.00% buffer and an expected call return of 8.00%. The estimated model value on the trade date is between $9.40 and $9.70 per $10 face amount; the original issue price equals 100.00% of face amount with a 2.50% underwriting discount. Investors bear both market exposure to the S&P 500® and credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers principal-at-risk structured notes linked to the Nasdaq-100 Index, the S&P 500 Index, the iShares® 20+ Year Treasury Bond ETF and the State Street® Utilities Select Sector SPDR® ETF with a stated maturity expected to be June 9, 2031. Coupons of $8.667 per $1,000 (0.8667% monthly, ~10.4% annually) are payable on scheduled coupon payment dates only if the closing level of each underlier is >= 70% of its initial level on the related coupon observation date. The issuer may redeem notes at 100% of face plus any coupon on monthly coupon dates starting September 2026 through May 2031. At maturity the cash settlement depends on the lesser performing underlier and includes downside buffers: no loss if each final level is >= 60% or >= 70% as described; losses apply if any final level is below 60%. The estimated value at pricing is between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering S&P 500® Index-linked, non‑interest bearing medium‑term notes (CUSIP 40054RQ95) due on the stated maturity date expected to be July 6, 2028. The notes pay at maturity an amount per $1,000 face equal to either (a) $1,000 plus $1,000 times the absolute underlier return if no barrier event occurs (capped at $1,200), or (b) at least $1,062.50 (a contingent return of 6.25%) if a barrier event occurs. A barrier event occurs if the final index level is above 120% or below 80% of the initial level. The trade date is expected to be June 30, 2026, and the estimated value on the trade date is between $925 and $965 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.