Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc.. Each note has a $1,000 face amount, pays no interest, and the cash payment at maturity depends on S&P 500 performance from the trade date to the determination date. The notes provide a 20% buffer: if the final index level declines by up to 20%, the holder receives a positive return equal to the absolute decline; declines beyond the buffer produce losses calculated at a 125% buffer rate. Upside is capped at a maximum cash settlement amount of at least $1,203.50 per $1,000. Trade date is May 8, 2026, original issue date May 13, 2026, determination date May 8, 2028, and stated maturity date May 11, 2028. The original issue price is 100% of face; underwriting discount is 1.5% and net proceeds to issuer are 98.5% of face. These notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor and may have limited secondary market liquidity.
GS Finance Corp. is offering callable ETF-linked notes due (expected May 28, 2031) guaranteed by The Goldman Sachs Group, Inc. The notes reference the Invesco QQQ, Series 1 and the VanEck Semiconductor ETF and pay at maturity based on the lesser performing ETF’s return with a 200% participation rate and an 80% buffer. The issuer may redeem on scheduled monthly call payment dates beginning in June 2027, with call premiums ranging from 24% to 48%. The estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount. Trade date and initial underlier levels are expected to be set on May 22, 2026.
GS Finance Corp. launches a structured, autocallable note linked to the Goldman Sachs Momentum Builder® Focus ER Index, with a trade date expected May 29, 2026 and stated maturity expected June 3, 2033. The notes do not bear interest and pay a capped upside (maximum settlement of $1,770 per $1,000 face amount if the final index level ≥ 101% of the initial index level). The notes include semi-annual call observation dates beginning in June 2027
The index uses daily rebalancing, a 5% volatility control and a momentum risk control that can allocate most exposure to non-interest bearing cash positions; the index is net of a 0.65% per annum deduction (accruing daily) and also reflects excess-return treatment versus the federal funds rate. The estimated value at pricing is between $885 and $935 per $1,000 face amount. Credit risk remains with the issuer and guarantor.
GS Finance Corp. priced structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index. The notes have a $1,000 face amount per note, an expected trade date of May 26, 2026, an expected original issue date of May 29, 2026 and an expected stated maturity date of June 3, 2031. The notes do not pay interest, carry a daily 6.0% per annum decrement to the index level and have an estimated value at pricing between $885 and $935 per $1,000 face amount. The notes may be automatically called on scheduled call observation dates beginning in June 2027; if not called, maturity payoffs are capped at a $2,200 maximum settlement amount per $1,000 and principal is fully at risk below a 50% trigger buffer.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due May 15, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes return is linked to the S&P 500 from May 15, 2026 to the determination date, with a 200% upside participation rate, a 15% buffer (buffer level 85%), and a maximum cash settlement of $1,220 per $1,000 face amount. If the final underlier level is between the initial level and the buffer level, investors receive the face amount; if below the buffer, losses apply pro rata. The notes pay no interest, are subject to issuer and guarantor credit risk, may trade illiquidly, and contain tax characterization uncertainty.
GS Finance Corp. is offering autocallable S&P 500® Index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called for a cash payment of $1,085 per $1,000 if the underlier at the call observation date is at or above its initial level, and otherwise pay at maturity based on S&P 500 performance with an upside participation rate of at least 150% and a trigger buffer level equal to 75% of the initial underlier level. The notes expose investors to issuer and guarantor credit risk and may result in a loss of principal, including the entire investment, if the final underlier level is below the trigger buffer level. Terms such as the initial level, aggregate face amount and certain pricing details will be set on the trade date.
GS Finance Corp. is offering structured, callable notes linked to the common stock of Amazon.com, Inc., with The Goldman Sachs Group, Inc. as guarantor. Each $1,000 note pays a fixed monthly coupon of $10.917 (1.0917% monthly, ~13.1% per annum) and may be automatically called on specified monthly observation dates. The notes measure performance from the trade date (expected May 12, 2026) to the determination date (expected June 10, 2027), with a stated maturity (expected June 15, 2027). At maturity, if the final index stock price is below 75% of the initial index stock price, holders receive a cash amount reduced in proportion to the index stock return (potentially resulting in losses up to the full principal). The estimated value on the trade date is stated as between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering autocallable, basket-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference a weighted basket (S&P 500 40%, Russell 2000 30%, MSCI EAFE 20%, MSCI Emerging Markets 10%) with an initial basket level of 100. The notes are expected to be traded on May 8, 2026, have a call observation date expected May 10, 2027 (automatic call pays $1,110 per $1,000 face if called) and a stated maturity expected May 13, 2031. At maturity holders receive $1,000 plus 165% of any positive basket return, full principal if final basket level ≥ 65% of initial, or a loss proportional to the negative basket return if the final basket level is below 65% (trigger buffer). The estimated value on the trade date is between $885 and $925 per $1,000 face; the original issue price is 100% of face amount. The notes do not bear interest and are subject to issuer and guarantor credit risk and various structural and market risks, including market disruption rules and uncertain U.S. tax treatment.
GS Finance Corp. is offering autocallable, contingent-coupon, index-linked notes due May 13, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays a quarterly contingent coupon of $26.25 (2.625%) if both underliers meet a 70% coupon trigger on observation dates. The notes reference the Russell 2000® and the S&P 500®, are subject to automatic early call if both indices are at or above their initial levels on a call observation date, and at maturity the cash settlement depends solely on the lesser performing underlier. Investors may lose up to their entire investment; the product is subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. offers callable structured notes linked to the common stock of Apple Inc. The notes pay a fixed monthly coupon of $8.417 per $1,000 (0.8417% monthly, up to ~10.1% per annum), are expected to trade on a trade date of May 12, 2026 with an original issue date expected to be May 15, 2026, and have a stated maturity expected to be June 15, 2027. Notes will be automatically called if the closing price of Apple equals or exceeds the initial index stock price on any monthly call observation date. At maturity, if not called, principal repayment depends on the index stock return relative to a trigger buffer price of 75% of the initial price, exposing holders to potential losses below that threshold. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.