Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to the lowest performer of the SPDR® Gold Trust (GLD) and iShares® Silver Trust (SLV), maturing January 4, 2029. Each note has a $1,000 face amount and pays no interest or dividends.
The notes may be automatically called on January 4, 2027 if the lowest performing ETF is at or above its starting price, paying $1,000 plus a call premium of at least 27.80%. If not called, at maturity investors get 150% of any positive return of the lowest ETF; if the worst ETF is flat to down by up to 25%, they receive $1,000; below that threshold they lose principal 1-for-1, up to a total loss.
The estimated value at pricing is expected between $925 and $955 per $1,000, reflecting fees and hedging costs. The notes carry full credit risk of GS Finance Corp. and its parent, have no exchange listing, and may have limited or no secondary market liquidity.
GS Finance Corp. is offering autocallable index-linked notes due 2027, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000 Index and the S&P 500 Index and can be automatically called in 2026 if both indices are at or above their initial levels, paying at least $1,105 per $1,000 face amount. If not called, at maturity investors get cash based on the lesser-performing index, with 200% upside participation when both indices finish above their initial levels. The structure includes a 15% downside buffer, but if either index falls more than 15% from its initial level, principal is reduced and investors can lose a substantial portion of their investment. The notes pay no interest, are subject to issuer and guarantor credit risk, may have limited liquidity, and involve uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered S&P 500® Index-linked notes that pay no interest and return a variable amount at maturity based on index performance. For each $1,000 face amount, investors participate one-for-one in S&P 500 gains or flat performance up to a maximum upside settlement amount of at least $1,160, corresponding to a cap level of at least 116% of the initial index level. The notes provide a 20% downside buffer: if the index finishes between 80% and 100% of its initial level, holders receive the absolute index return as a positive payoff. If the index falls below 80% of its initial level, principal is reduced by the index loss beyond 20%, and investors can lose a substantial portion of their investment. The estimated value on the trade date is expected to be between $925 and $955 per $1,000, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $211,000 aggregate face amount of index-linked notes due November 29, 2030. The notes pay no interest and the payoff depends on the lesser performer of the Dow Jones Industrial Average and the S&P 500 Index between the November 24, 2025 trade date and the November 25, 2030 determination date.
If both index returns are zero or positive, investors earn that lesser return with a maximum settlement amount of $1,591 per $1,000 face amount, reflecting a cap level at 159.1% of the initial underlier levels and 100% upside participation. If any index is negative but both stay at or above 80% of initial levels, the notes provide the absolute value of the lesser loss as a positive return. If any index falls below the 80% buffer level, principal is reduced according to the lesser performing underlier return plus a 20% buffer, and investors can lose a substantial portion of principal.
The initial underlier levels are 46,448.27 for the Dow Jones Industrial Average and 6,705.12 for the S&P 500 Index. The estimated value on the trade date is approximately $935 per $1,000 face amount, reflecting a 4.125% underwriting discount and structuring costs, and payments are subject to the unsecured credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering two separate series of unsecured buffered index-linked notes maturing in late 2030. One series is linked to the EURO STOXX 50® Index with an upside participation rate of at least 135% and a buffer level at 75% of the initial index level. The other is linked to the S&P 500® Futures Excess Return Index, with an upside participation rate of at least 149% and a buffer at 80% of the initial level.
The notes pay no interest. At maturity, for each $1,000, investors receive enhanced upside if the relevant index finishes above its initial level, full principal repayment if the final level stays at or above the buffer, and a dollar-for-dollar loss (after the buffer) if the final level falls below the buffer, meaning a substantial loss of principal is possible. The preliminary estimated value for each series is in the range of $885–$935 per $1,000. Payments depend entirely on the credit of GS Finance Corp. and its guarantor, and the notes will not be listed on any exchange. For U.S. tax purposes, they are intended to be treated as prepaid derivative contracts on the relevant index.
GS Finance Corp. is offering $1,739,000 of leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, due on November 29, 2028 and guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return depends solely on index performance between the initial level of 548.23 on the November 24, 2025 trade date and the final level on the determination date.
If the index return is zero or positive, investors gain 1.18 times the index return. If the index return is negative but not below -20%, investors receive the absolute value as a positive return. If the index falls by more than 20%, losses equal the index decline plus 20%, so principal can be significantly reduced. The estimated value at pricing is about $974 per $1,000, reflecting fees and hedging costs, and the notes are unsecured, subject to Goldman Sachs credit risk, and will not be listed on an exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $9,568,000 of structured notes linked to the Russell 2000 Index, EURO STOXX 50 Index and Utilities Select Sector SPDR Fund. The notes pay no interest and may be automatically called from November 24, 2026 onward if all three underliers are at or above their initial levels, returning $1,000 plus a call premium that can reach 66.5% near the final call date. If held to December 3, 2030 and not called, investors receive $1,700 per $1,000 face amount if all underliers finish at or above their initial levels, $1,000 if all stay at or above 62.5% of initial, and otherwise a loss based on the weakest underlier, potentially up to 100% of principal. The initial estimated value is about $938 per $1,000, reflecting fees, hedging and issuer funding costs, and payments depend on the credit of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering $2,234,000 of Callable Buffered Monthly Russell 2000® Index-Linked Range Accrual Notes due November 26, 2030, guaranteed by The Goldman Sachs Group, Inc. These notes pay variable monthly interest based on how often the Russell 2000® Index closes at or above 85% of the initial level of 2,414.283. The maximum annualized interest rate is 6.35%, but if the index is below the 85% barrier on all reference dates in a period, the interest rate for that month will be 0%.
The notes may be redeemed at the issuer’s option at 100% of face amount plus accrued interest on any monthly interest payment date on or after November 26, 2026, which can shorten the investment term. At maturity, if the final index level is at least 85% of the initial level, holders receive full principal back; if it is lower, repayment is reduced in line with the index decline beyond the 15% buffer, and investors can lose a substantial portion of principal. The original issue price is 100% of face, with a 3.5% underwriting discount, and the estimated value at pricing is approximately $939 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable structured notes linked to the Class A common stock of Strategy Inc (formerly MicroStrategy), UnitedHealth Group, Rocket Companies Class A, and NVIDIA. The notes mature on December 3, 2030, but will be automatically called from November 2026 through October 2030 if the closing price of each stock is at least its initial level ($179.04, $319.05, $18.12 and $182.55, respectively) on a call observation date.
Monthly coupons depend on stock performance. For each $1,000 face amount, if every stock is at or above 80% of its initial price on an observation date, the holder receives the “maximum coupon amount,” calculated as $6.792 per month (0.6792%, potential up to about 8.15% per year) times the number of elapsed observation dates minus prior coupons. If any stock is below 80% of its initial price, only the minimum coupon of $0.209 (0.0209% monthly, potential up to about 0.25% per year) is paid.
The aggregate face amount on the original issue date is $2,835,000, with a 100% issue price, a 3.75% underwriting discount and 96.25% net proceeds to the issuer. The estimated value at pricing is about $941 per $1,000 face amount. At maturity, if not called, each $1,000 of face amount returns $1,000 plus the final coupon. The notes are unsecured obligations, subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and are expected to have limited secondary market liquidity and complex adjustment and market disruption provisions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk contingent income callable securities linked to the worst-performing of the S&P 500® Index, Russell 2000® Index and MSCI EAFE Index, maturing on an expected date of November 29, 2029. The notes can be redeemed early at the issuer’s discretion at 100% of principal plus any due coupon starting March 3, 2026 through August 30, 2029.
Holders may receive a contingent quarterly coupon of at least $20 per $1,000 only if, on each observation date, the closing value of every index is at or above 70% of its initial level; otherwise the coupon for that quarter is zero. At maturity, if every index is at or above 60% of its initial level, principal is repaid (and possibly the final coupon). If any index is below 60%, repayment is reduced in proportion to the worst-performing index, and the amount can be far below principal and as low as zero.
The securities do not participate in any index upside, carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may pay few or no coupons, and are not listed on any exchange. The estimated value at pricing is expected to be between $920 and $980 per $1,000, below the original issue price.