Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,240,000 of Callable 10-Year CMT Rate-Linked Range Accrual Notes due November 26, 2035 under its Medium-Term Notes, Series F program. Investors receive a fixed 7.25% per annum coupon for the first four quarterly payments, then a variable rate up to 7.25% based on how often the 10-year Constant Maturity Treasury (CMT) yield stays between 0.00% and 5.00% on scheduled reference dates. If the 10-year CMT is outside this range on every reference date in a period, no interest is paid for that quarter. The issuer may redeem the notes at 100% of principal plus accrued interest on any interest payment date on or after November 2026, which can shorten the term. The notes price at 100% of principal, with net proceeds of 96.50% (about $1,196,600) to the issuer and an estimated value of approximately $948 per $1,000 note, reflecting structuring and distribution costs. Payments depend on the credit of both GS Finance Corp. and the guarantor, and the notes will not be listed on an exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $900,000 of structured notes linked to an equally weighted basket of Broadcom, Meta Platforms, NVIDIA and Tesla. The notes can be automatically called starting in November 2026 if the basket is at or above its initial level, returning the $1,000 face amount per note plus a coupon.
Monthly coupons of $7.5 per $1,000 (0.75%, up to 9% per year) are paid only when the basket is at least 75% of its initial level; otherwise no coupon is paid. At maturity in 2030, if the basket is at least 80% of its initial level, holders receive full principal plus any final coupon; between 75% and 80%, they receive 95%–99.99% of principal plus the final coupon; below 75%, principal is reduced, with losses up to 80% of face value.
The estimated value is approximately $922 per $1,000, below the 100% issue price, reflecting dealer compensation, hedging and structuring costs. Payments depend entirely on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes do not provide direct ownership or dividends in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $622,000 aggregate face amount of buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on May 25, 2028. The notes do not pay interest and are unsecured obligations subject to the credit risk of both GS Finance Corp. and the guarantor.
The payoff depends on index performance from the initial level of 539.99 on the November 21, 2025 trade date to the final level on May 22, 2028. For each $1,000 note, investors participate 1:1 in gains or zero performance, but returns are capped at a maximum settlement amount of $1,600, corresponding to a cap level of 160% of the initial level. If the index falls but stays at or above 85% of the initial level, investors receive the absolute value of the loss as a positive return. If it falls below 85%, losses equal the index return plus 15%, so a substantial portion of principal can be lost.
The original issue price is 100% of face amount, with an underwriting discount of 2.97% and net proceeds of 97.03%. The estimated value at pricing is approximately $956 per $1,000 face amount, reflecting fees and hedging costs. Key risks include structural complexity, limited upside due to the cap, exposure to futures-related effects such as negative roll yield, potential illiquidity, and tax treatment uncertainty, along with general market and credit risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers medium-term notes linked to the Goldman Sachs Momentum Builder Focus® ER Index with an aggregate face amount of $896,000. The notes pay no coupons and return at least the face amount at maturity on May 24, 2029, subject to issuer and guarantor credit risk.
If the index’s final level exceeds the initial level of 109.44, investors receive $1,000 plus $1,000 × the 305% upside participation rate × index return. If the index is flat or down, the maturity payment is $1,000. The index is an excess-return strategy that reallocates daily across equity, bond, commodity and cash exposures, applies a 5% volatility control and momentum overlays, and deducts 0.65% per year, so high cash allocations and fees can significantly reduce index gains.
The original issue price is 100% of face, with a 3.17% underwriting discount and 96.83% net proceeds to the issuer. The notes are treated for U.S. tax purposes as contingent payment debt instruments, with a comparable yield of 4.1721% and a projected maturity payment of $1,157.47 per $1,000 face amount, meaning taxable ordinary income accrues over the life of the notes even though cash is paid only at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged underlier-linked notes due November 26, 2027 with a total face amount of $3,425,000. The notes pay no interest and repay an amount at maturity based on the lesser performer of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, measured from the November 21, 2025 trade date to the determination date.
If both underliers finish above their initial levels (5,515.09 for EURO STOXX 50 and $92.65 for EFA), upside is leveraged at a 177% participation rate on the lesser performer. If any underlier finishes below its initial level but both remain at or above 90% of their initial levels, investors receive only the $1,000 face amount per note. If any underlier falls below 90% of its initial level, principal is reduced one-for-one with the lesser performer’s loss beyond a 10% buffer, so a substantial loss of principal is possible.
The original issue price is 100% of face amount, with a 0.8% underwriting discount and 99.2% net proceeds to the issuer. The estimated value on the trade date is approximately $975 per $1,000 face amount, reflecting structuring and distribution costs. Payments depend on the issuer’s and guarantor’s credit, and the notes will not be listed, so secondary market pricing and liquidity are uncertain.
GS Finance Corp. is offering $500,000 of structured notes linked to the Class A common stock of Strategy Inc. The notes pay a contingent monthly coupon only if the underlier closes at or above a coupon trigger level set at 50% of the initial level of $177.13. If on any call observation date the underlier is at or above the initial level, the notes are automatically called and investors receive the $1,000 face amount plus the due coupon.
If the notes are not called and, at maturity, the underlier is at or above the 50% trigger buffer level, investors receive full principal back plus any final coupon. If the final level is below this buffer, the payoff falls one-for-one with the stock’s decline, and investors can lose their entire investment. The original issue price is 100% of face amount, with a 0.2% underwriting discount, and the notes carry both issuer and guarantor credit risk, may lack liquidity, and are not listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes maturing on November 29, 2030 whose payments depend on the common stocks of Vistra Corp., UnitedHealth Group, Tesla and NVIDIA. The notes can be automatically called monthly from November 2026 through October 2030 if each stock’s closing price is at or above its initial level ($168.59 VST, $319.97 UNH, $391.09 TSLA, $178.88 NVDA). If called, holders receive the $1,000 face amount per note plus that period’s coupon.
On each monthly observation date from December 2025, if all four stocks are at or above 77.5% of their initial prices, the notes pay a maximum coupon of $8.334 per $1,000 (0.8334% monthly, about 10% per year). If any stock is below its trigger, the notes pay only the minimum coupon of $0.209 per $1,000 (0.0209% monthly, about 0.25% per year). At maturity, if not called, each $1,000 note repays $1,000 plus the final coupon.
The aggregate initial face amount is $2,332,000, with an original issue price of 100%, a 4% underwriting discount and 96% net proceeds to the issuer. The estimated value on the trade date is about $934 per $1,000 note, reflecting structuring costs and dealer compensation. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes do not provide any equity ownership or dividends in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable income notes linked to NVIDIA, Meta Platforms Class A and Dell Technologies Class C common stock. The notes have a face amount of $1,125,000 in aggregate at issuance, with denominations of $1,000, and mature on November 29, 2028 unless automatically called starting in November 2026.
Investors may receive a monthly coupon of $10.625 per $1,000 (1.0625% monthly, up to 12.75% per year) only when the closing price of each stock on the observation date is at least 60% of its initial price. The notes are automatically redeemed at par plus the coupon if, on any call observation date, all three stocks are at or above their initial prices.
At maturity, if the notes were not called and all final stock prices are below their initial levels and any is below 80% of its initial price, repayment is reduced based on the worst-performing stock and can be well below par, with no coupon if any final price is below 60% of its initial level. The estimated value on the trade date is about $944 per $1,000 face amount, reflecting fees and hedging costs, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $610,000 of auto-callable notes linked to Alphabet (Class C), Meta (Class A), NVIDIA and Tesla stock. The notes pay no interest and may be automatically called monthly if each stock is at or above its initial level, returning your principal plus a call premium that starts at 9% and steps up over time.
If the notes are never called and, on the determination date, every stock is at or above its initial level, investors receive principal plus a 45% maturity premium; if any stock is below its initial level, only principal is repaid. Market value can fall below face value before maturity, returns are capped, and investors take on the credit risk of GS Finance Corp. and Goldman Sachs. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.37% and a projected maturity payment of $1,245.59 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500®-linked notes with an aggregate face amount of $1,593,000. At maturity, each $1,000 note pays based on index performance from the trade date to the determination date.
If the S&P 500 final level is above the initial level, the payoff equals the index return but is capped at a maximum settlement amount of $1,270 per $1,000 note. If the index falls but stays at or above 90% of the initial level, holders receive back the $1,000 face amount. If it drops below 90%, principal is reduced dollar-for-dollar with the index decline beyond the 10% buffer, and a substantial loss of principal is possible. The notes pay no interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and carry uncertain U.S. tax treatment.