Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc., that pay neither interest nor stock, and whose cash payment at maturity is tied to the S&P 500® Index performance measured from May 4, 2026 to the determination date. If the final index level exceeds the initial level, holders receive the index return up to a maximum settlement amount of $1,505.50 per $1,000 face amount. If the final level is down but within a 15% buffer (buffer level = 85% of initial), holders receive the full $1,000 face amount. If the final level declines more than the buffer, holders suffer losses equal to the percent decline beyond the buffer, which can materially reduce principal. Trade date is May 5, 2026, original issue date May 8, 2026, and stated maturity date May 10, 2029.
The notes are issued under GS Finance Corp.'s Medium-Term Notes, Series F program, sold initially by Goldman Sachs & Co. LLC; secondary-market liquidity is not assured. The pricing supplement highlights credit risk of the issuer and guarantor, model-based estimated values below issue price, potential commissions/discounts on secondary sales, uncertain U.S. tax treatment, and applicable FATCA and 871(m) considerations.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due May 27, 2027, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class A common stock of Vertiv Holdings Co. (Bloomberg: VRT UN). The trade date is May 8, 2026 and original issue date is May 13, 2026. Each $1,000 note pays contingent quarterly coupons only if the underlier closes at or above the coupon trigger level of 65% of the initial level, and the notes are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity (if not called), the cash settlement depends on the final underlier level relative to the buffer level of 65% and a buffer amount of 35% (buffer rate approx. 153.85%). The original issue price is $1,000 per face amount (100%), underwriting discount 1%, net proceeds 99%. Prospectus warnings include loss of entire investment, limited upside (capped at 100% of face), market and credit risk, uncertain U.S. federal tax treatment, and potential limited liquidity.
GS Finance Corp. offers medium‑term notes linked to the Class A common stock of Robinhood Markets, Inc. (underlier). Each note has a $1,000 face amount; the offering shows an aggregate face amount of $473,000 and an original issue price of 100% of face amount.
Payment at maturity depends on the underlier return measured from the initial underlier level of $83.95 (set April 27, 2026) to the final underlier level on the determination date. If the final level is at or above the trigger buffer level (50% of the initial level), you receive a capped maximum settlement amount of $1,500 per $1,000 face amount. If the final level is below the trigger buffer level, you lose 1% of face for every 1% the final level is below the initial level and may lose your entire investment.
GS Finance Corp. offers callable S&P 500® Index-linked notes due 2032, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per unit, do not bear interest, and mature on the stated maturity date expected to be June 1, 2032, unless redeemed earlier at the issuer’s option.
If not redeemed, the cash payment at maturity per $1,000 face amount equals $1,000 plus the product of $1,000 times the underlier return if the final S&P 500® Index level is greater than the initial level; otherwise you receive $1,000. The notes carry a 100% upside participation rate. The trade date and original issue date are expected to be May 26, 2026 and May 29, 2026, respectively. The estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount.
GS Finance Corp. is offering $16,482,000 in medium-term notes, guaranteed by The Goldman Sachs Group, Inc., with contingent quarterly coupons and an automatic call feature. The notes reference the common stock of NVIDIA Corporation (ticker "NVDA UW") and pay a coupon only if the underlier closes at or above 80% of the initial level on observation dates.
At maturity (stated maturity May 20, 2027), cash settlement per $1,000 face depends on the final underlier level versus an 80% buffer; investors can lose up to their entire investment if the final underlier level is sufficiently low. The initial underlier level is $198.45 (trade date May 1, 2026).
GS Finance Corp. is offering principal-protected, non-interest-bearing medium-term notes whose return is linked to the Class A common stock of Meta Platforms, Inc. The notes may be automatically called on the call observation date and mature on the stated maturity date, with a threshold settlement amount of $1,422 and an automatic-call payment of at least $1,211 per $1,000 if the closing price on the call observation date is greater than or equal to the initial index stock price. The notes include an 85% buffer level (buffer rate ~117.65%), limited anti-dilution protections, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is between $900 and $930 per $1,000 face amount.
GS Finance Corp. priced contingent monthly-coupon, auto-callable notes tied to the common stock of Amazon.com, Inc. The offering has an $3,630,000 aggregate face amount and a $1,000 face amount per note. The notes pay a monthly contingent coupon of $11.042 per $1,000 (approximately 13.25% per annum) when the underlier closes at or above the coupon trigger of 69% of the initial underlier level ($268.26). The notes are automatically called if the underlier closes at or above the initial level on any call observation date. If not called, principal at maturity depends on the final underlier level; below the 69% trigger buffer the cash settlement equals the face amount multiplied by the underlier return, potentially resulting in a complete loss of principal. Trade date is May 1, 2026, original issue date May 6, 2026, and stated maturity June 4, 2027. The offering reflects an underwriting discount of 0.65% and net proceeds of 99.35% of face amount.
GS Finance Corp. launches an equity-linked, auto-callable medium-term note series guaranteed by The Goldman Sachs Group, Inc. Each security has a $1,000 face amount and $1,000 original offering price. The notes pay a contingent quarterly coupon (at least $57.50, equivalent to 23.00% per annum) only if the underlying stock closing price meets or exceeds a coupon threshold equal to 50% of the starting price. The notes are subject to automatic call on specified quarterly calculation days from August 2026 through February 2029 if the underlying stock closes at or above the starting price; if called, holders receive face amount plus final contingent coupon and any unpaid contingent coupons. If not called, maturity is scheduled for May 11, 2029, and principal repayment depends on the ending price versus a downside threshold equal to 50% of the starting price; an ending price below that threshold causes a loss of more than 50% (up to total loss) of face amount. The estimated model value at pricing is between $925 and $955 per $1,000 face amount. All payments are subject to issuer and guarantor credit risk and the securities are designed to be held to maturity.
GS Finance Corp. is offering callable, principal‑at‑risk notes linked to the common stock of NVIDIA Corporation and Tesla, Inc. Trade date is expected to be May 8, 2026, original issue date expected May 13, 2026, and stated maturity is expected May 15, 2028. Each note has a $1,000 face amount denomination and pays a contingent monthly coupon equal to $15 per $1,000 (1.5% monthly) only if each index stock closes at or above 60% of its initial price on the coupon observation date. Notes will be automatically called if, on a call observation date, each index stock closes at or above its initial price; called notes pay face amount plus accrued coupon on the call payment date. At maturity, if not called, the cash settlement depends on the lesser performing index stock: if each final price is >=70% of initial, holder receives $1,000 plus final coupon; if any final price is between 60% and 70% of initial, holder receives a pro rata amount between 60% and 69.99% of face amount plus final coupon; if any final price is <60% of initial, holder receives an amount equal to $1,000 plus (lesser performing index stock return * $1,000) and no coupon, resulting in <60% of face amount. The estimated value at pricing is between $925 and $955 per $1,000 face amount, which is below the original issue price. Payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers two tranches of Leveraged Buffered Index-Linked Notes guaranteed by The Goldman Sachs Group, Inc. Each tranche is linked to a single index: one to the S&P 500® Index (stated maturity expected November 30, 2028) and one to the Russell 2000® Index (stated maturity expected December 1, 2027). Terms set on the trade date (expected May 26, 2026) will fix the initial index levels, cap levels and issue prices. The S&P 500® tranche carries an upside participation rate of 200%, a buffer of 10% (buffer level 90%) and a stated maximum settlement amount of at least $1,242.5 per $1,000 face amount. The Russell 2000® tranche carries an upside participation rate of 110%, the same 10% buffer and a stated maximum settlement amount of at least $1,240 per $1,000 face amount. Estimated secondary-market values at pricing are shown as $925 to $965 per $1,000 face amount. These notes do not pay interest, are unsecured obligations of the issuer, and are subject to the credit risk of GS Finance Corp. and its guarantor.