Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $30,000,000 aggregate face amount of medium-term structured notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10.625 per $1,000 (1.0625% monthly; up to 12.75% per annum) when each underlier meets a 70% coupon trigger on observation dates, are subject to an automatic call if all underliers are at or above their initial levels on any call observation date, and settle at maturity based on the lesser performing underlier (Nasdaq-100, Russell 2000, EURO STOXX 50). The stated maturity is June 2, 2031, with an original issue date of June 2, 2026. The notes can result in loss of principal if the final level of the lesser performing underlier is below the 70% trigger buffer; payment is cash-settled and holders receive no shareholder rights.
GS Finance Corp. offers contingent quarterly coupon, autocallable notes linked to Zscaler, Inc. ("ZS"). The notes have $740,000 aggregate face amount and $1,000 face amount per note, pay a contingent quarterly coupon of $50.50 ($1,000 face) when the underlier closes at or above 50% of the initial level, and are automatically called if the underlier closes at or above the initial level on any call observation date. At maturity, if not called, cash settlement per $1,000 face equals $1,000 if the final underlier level is at or above 50% of the initial level; if below 50% the cash settlement equals $1,000 + ($1,000 × underlier return), which could result in a total loss of principal. The notes are unsecured senior obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., issued June 2, 2026, maturing June 1, 2029, with Goldman Sachs & Co. LLC as calculation agent.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, buffer-style, autocallable notes linked to Microsoft Corporation stock (ticker: MSFT). The pricing supplement (trade date May 28, 2026, original issue date June 2, 2026) lists an aggregate face amount of $522,000 and an original issue price equal to 100% of face amount.
The notes pay no interest, may be automatically called on specified quarterly observation dates if the underlier closes at or above the initial level ($426.99), and have a maturity date of May 31, 2030 with a maturity date premium amount of 40.80%. If not called, maturity payoffs depend on the final underlier level versus an 80% buffer level: full principal is returned if the final level is at or above 80% of the initial level, but losses occur below that buffer and can be substantial (examples show a 60% loss if the final level is 20% of the initial level).
GS Finance Corp. offers principal-protected contingent notes tied to Amazon.com, Inc. (AMZN) with an $515,000 aggregate face amount under a pricing supplement dated May 28, 2026. The notes pay no interest, include quarterly automatic call opportunities with fixed call premiums, and a capped maturity payout of 44.00% above face when the final underlier level is at or above the initial level.
The notes include an 80% buffer (buffer amount 20%) so that if the final underlier level is below the buffer the investor suffers downside linked to the underlier; payments are cash-settled and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced Market Linked Securities—Auto-Callable with Contingent Coupon with Memory Feature and Contingent Downside Principal at Risk linked to the common stock of First Solar, Inc. The securities have a $1,000 face amount and mature on June 1, 2029, subject to earlier automatic call.
They pay a contingent quarterly coupon of $38.50 per $1,000 (equivalent to a 15.40% annual contingent coupon) only when the stock closing price meets or exceeds a coupon threshold equal to 50% of the starting price. The starting price is stated as $269.95. If not called, principal at maturity depends on the ending price versus a downside threshold equal to 50% of the starting price, and investors can lose more than 50% or all principal. The issuer estimated the securities' value at the time of pricing at approximately $962 per $1,000, with an original offering price of $1,000 and underwriting discount of $23.25 per security.
GS Finance Corp. proposes principal-protected contingent notes linked to TMUS, ABBV and KMB with expected trade date June 5, 2026 and stated maturity June 12, 2029. Coupons may be paid monthly only if each index stock meets a 70% trigger on coupon observation dates. Notes are automatically called if on any call observation date each index stock is at or above its initial price; called payments equal face amount plus accrued coupon. At maturity, if a trigger event occurs (all final prices below initial prices), payment is tied to the worst-performing stock and may be significantly less than face amount. Estimated model value at terms set is $925–$955 per $1,000 face amount. Payments depend on issuer and guarantor creditworthiness and calculation agent determinations.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering S&P 500 Daily Risk Control 5% USD Excess Return index‑linked notes maturing June 1, 2029. For each $1,000 face amount, holders receive at maturity either (a) $1,000 plus participation of 165% of any positive index return or (b) $1,000 plus the absolute value of any negative index return, subject to a maximum downside settlement amount of $2,000 per $1,000. The initial underlier level is 182.81. Trade date is May 28, 2026; determination date is May 29, 2029. The notes pay no interest, carry issuer and guarantor credit risk, and have an estimated value at issuance of approximately $964 per $1,000 face amount. Original issue price was 100% with an underwriting discount of 2.25%. Purchases at prices other than face amount will change investor returns.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to ServiceNow and Snowflake common stock. The notes mature on June 1, 2029 but are automatically called if both index stocks close at or above initial prices on the call observation date (May 28, 2027), producing a capped call payment of $1,820 per $1,000 face amount. The payout at maturity (if not called) depends on the lesser performing index stock, with an upside participation rate of 200%, a 60% trigger buffer and potential for substantial principal loss if the lesser performing index stock falls below 60% of its initial price. The estimated value on the trade date was approximately $992 per $1,000 face amount and the original issue price is 100% with an underwriting discount of 0.792%.
GS Finance Corp. is offering Market Linked Securities — principal-at-risk notes linked to the Russell 2000® Index with a stated maturity of August 2, 2027. Investors receive 300% of any index gain up to a maximum return of 21.20% ($1,212 per $1,000 face amount). If the index falls, holders have full downside exposure and may lose some or all of principal. Pricing date was May 28, 2026, original issue date June 2, 2026, and the calculation day is July 28, 2027. The estimated model value at pricing was approximately $971 per $1,000 face amount, below the $1,000 original offering price. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; all payments are subject to their credit risk.
GS Finance Corp. is offering leveraged buffered S&P 500® Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face‑amount note returns a cash payment at maturity based on S&P 500 performance from the trade date to the determination date, with a 125% upside participation, a 10% buffer (buffer level 90%), and a maximum settlement amount of at least $1,565. If the final index level falls more than the buffer, losses pro rata to the decline apply and you may lose a substantial portion of principal. Trade date and original issue dates are set for June 29, 2026 and July 2, 2026, with maturity in 2031. The notes pay no interest, are subject to issuer and guarantor credit risk, and may have limited secondary market liquidity.