Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $500,000 of auto-callable notes linked to the Nasdaq-100, S&P 500 and EURO STOXX 50 indexes. The notes pay no interest and may be automatically called each year if all three indexes are at or above their initial levels, paying $1,000 plus a call premium of up to 42% depending on the call date.
If the notes are not called, the maturity payment depends on the worst-performing index. If all three indexes are at or above their initial levels at maturity, investors receive $1,000 plus a 52.5% maturity premium. If the worst index stays at or above 60% of its initial level but below that level, principal is returned. If the worst index falls below 60%, repayment is reduced one-for-one with that loss and investors can lose their entire investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed on an exchange, and their estimated value at pricing is less than the 100% issue price.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $8,470,000 of auto-callable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a monthly contingent coupon of $10.584 per $1,000 face amount (1.0584% per month, up to about 12.7% per year) only if on each observation date every index is at or above 70% of its initial level.
The notes can be automatically called on scheduled call dates if each index is at or above its initial level, in which case investors receive $1,000 per note plus any due coupon. If the notes are not called, and on the final determination date every index is at or above 70% of its initial level, investors receive $1,000 per note. If any index finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the worst-performing index, and investors can lose their entire investment. Payments also depend on the credit of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering underlier-linked notes due 2030 tied to the EURO STOXX 50 Index and the iShares MSCI EAFE ETF. These notes pay no interest and the cash payment at maturity depends solely on the lesser performing underlier.
If each underlier finishes above its initial level, holders receive $1,000 plus 220.25% of the lesser-performing underlier’s gain. If any underlier is at or below its initial level but both stay at or above 65% of their initial levels, investors receive only the $1,000 face amount. If any underlier falls below 65% of its initial level, repayment is reduced one-for-one with the loss on the lesser performer, and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated value at pricing is less than the issue price. Secondary-market prices may be volatile and there is no exchange listing.
GS Finance Corp. is offering $3,000,000 of trigger autocallable contingent yield notes due 2028, linked to the lesser performer of the Russell 2000® Index and the Nasdaq-100 Index® and guaranteed by The Goldman Sachs Group, Inc.
Holders may receive a $0.245 quarterly contingent coupon per $10 face amount (up to 9.80% per annum) only if on each observation date both indices are at or above 70% of their initial levels, which also serves as the downside threshold. Starting in May 2026, the notes are automatically called if both indices are at or above their initial levels, paying $10 plus the contingent coupon and ending further payments.
If the notes are not called and on the final observation date any index is below its downside threshold, repayment of principal is reduced one-for-one with the decline of the lesser-performing index, down to a total loss. The estimated value is about $9.81 per $10 at pricing versus a 100.00% issue price, reflecting an underwriting discount of 2.25% and issuer costs, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 8 large-cap stocks, including Constellation Energy, Eaton, Equinix, Freeport-McMoRan, NextEra Energy, Quanta Services, Vertiv and Vistra. The aggregate face amount on the original issue date is $5,605,000, in minimum denominations of $10,000.
The notes pay no interest and mature on November 26, 2027, with an automatic call on December 4, 2026 if the basket level is at or above its initial level of 100. In that case, investors receive $1,169 per $1,000 face amount on December 9, 2026. If not called, maturity payment depends on the basket return: gains participate at a 125% upside rate, returns between 0% and -15% repay $1,000, and losses beyond -15% are amplified by a buffer rate of about 117.65%, so substantial losses up to total principal are possible.
The estimated value on the trade date is about $943 per $1,000, below the 100% issue price, reflecting structuring costs, underwriting discount of 1.5%, and dealer economics. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $9,338,000 of unsecured notes linked to UnitedHealth Group common stock. The notes pay no interest, may be automatically called on December 4, 2026 if UNH’s closing price is at or above the initial index stock price of $319.97, and would then pay $1,219 per $1,000 face amount on December 9, 2026.
If not called, the November 26, 2027 maturity payment depends on UNH’s price on November 22, 2027. If the final price is at or above the initial price, holders receive the greater of $1,438 or $1,000 plus 100% of the stock’s positive return. Losses begin if UNH falls more than 15%; below that buffer, investors lose about 1.1765% of principal for each additional 1% drop and could lose their entire investment. The estimated value on the trade date is about $972 per $1,000 versus a 100% issue price, reflecting underwriting (1.5%) and structuring costs.
Goldman Sachs, via GS Finance Corp., is issuing $37.8 million of Contingent Income Auto-Callable Securities linked to NVIDIA (NVDA), maturing on November 27, 2028. Each note has a $1,000 principal amount and offers a contingent quarterly coupon based on NVDA’s stock performance. On each observation date, if NVDA’s closing price is at or above the downside threshold of $89.44 (50% of the $178.88 initial share price), investors receive a coupon calculated using $27.50 per elapsed observation date, net of prior coupons.
The notes are auto-callable: if NVDA is at or above the initial share price on any call observation date, investors receive $1,000 plus the coupon then due, and the note terminates early. If held to maturity and NVDA is at or above the threshold, investors get $1,000 plus the final coupon. If NVDA finishes below the threshold, repayment is reduced one-for-one with NVDA’s decline, potentially to $0. Investors do not participate in any upside above par and face both issuer/guarantor credit risk and principal-at-risk market exposure. The estimated value is about $964 per $1,000 note, reflecting fees and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $780,000 of S&P 500® Daily Risk Control 5% USD Excess Return Index-linked notes due November 27, 2028. The notes pay no interest and return depends entirely on index performance between the trade date and determination date.
For each $1,000 face amount, if the final index level is at or above the initial level of 176.53, investors receive $1,000 plus 108% of the index gain. If the index is below its initial level, investors receive $1,000 plus the absolute index loss, capped at a maximum downside settlement amount of $2,000 per $1,000. The index embeds borrowing costs at SOFR plus 0.02963% and targets 5% volatility, which can cause it to lag the S&P 500® Total Return Index.
The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc. The estimated value at pricing is approximately $956 per $1,000, reflecting structuring and distribution costs, and secondary market prices may be lower. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring annual accrual of taxable income before maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked Medium-Term Notes, Series F, with an aggregate face amount of $556,000.
At maturity on August 24, 2028, investors receive for each $1,000 note either (i) $1,000 plus the S&P 500 return, capped at a maximum settlement amount of $1,144, if the index finishes above its initial level of 6,602.99, or (ii) $1,000 if the index is at or below that level. The notes do not pay periodic interest and offer full principal repayment only at maturity if held to that date.
The product embeds issuer and guarantor credit risk, limited upside relative to direct equity exposure, potential price volatility before maturity, and is treated as a contingent payment debt instrument for U.S. tax purposes, with a disclosed comparable yield of 4.1217% per annum.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $3,505,000 of callable notes linked to the S&P 500 Index. The notes pay no interest and mature on November 26, 2031, unless redeemed earlier at the issuer’s option on monthly call payment dates from November 2026 to October 2031, with call premiums rising from 6.6% up to 39.05% of face amount.
At maturity, if not called, holders receive for each $1,000 the greater of $1,000 or $1,000 plus 100% of any positive S&P 500 return from the initial level of 6,602.99; if the index is flat or down, repayment is $1,000. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The issue price is 100% of face, with a 4.125% underwriting discount and an estimated value of about $927 per $1,000. For U.S. tax purposes they are treated as contingent payment debt instruments, using a 4.5% comparable yield and a projected maturity payment of $1,311.02 per $1,000.