Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering principal-at-risk notes linked to AppLovin Corporation (Class A) stock, with The Goldman Sachs Group, Inc. guaranteeing payments. The notes have a $1,000 face amount per note, trade date May 28, 2026, original issue date June 2, 2026, and stated maturity June 1, 2029. Coupons of $67.875 per $1,000 (6.7875% quarterly, potential 27.15% annual) are payable only if the index stock closing price on a coupon observation date is at least 50% of $599.89. Notes are automatically called if the index stock closing price on any call observation date is ≥ the initial index stock price ($599.89), in which case holders receive principal plus that coupon. At maturity, if the final index stock price is ≥ 50% of the initial index stock price, holders receive principal plus any final coupon; if the final price is < 50% of the initial price, holders receive a reduced cash settlement that can be substantially below principal, and may lose most or all of their investment. The prospectus shows an estimated value of approximately $954 per $1,000 face amount at issuance and an underwriting discount of 2%. Risks include issuer/guarantor credit risk, limited anti-dilution protections, calculation-agent discretion, limited secondary market liquidity, and potential conflicts from hedging and market-making activities by Goldman Sachs.
GS Finance Corp. offers S&P 500®-linked, principal-at-risk notes maturing June 2, 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays no interest and settles in cash at maturity based on the S&P 500 Index performance from the trade date to the determination date.
Returns are: positive up to a capped maximum upside settlement amount of $1,220 per $1,000 if the final level is at or above the initial level; positive equal to the absolute index decline if the final level declines up to 15% (the buffer); and negative beyond the buffer, causing losses to principal. The notes are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. is offering Buffered Russell 2000® Index-Linked Notes due June 21, 2028, guaranteed by The Goldman Sachs Group, Inc.. Each note has a $1,000 face amount and a 10% downside buffer: losses occur only if the Russell 2000 final level falls more than 10% below the initial level. Upside participation is capped: the cash payment at maturity is capped at $1,330 per $1,000 face. The notes pay no interest, are cash-settled, and are subject to issuer and guarantor credit risk, limited liquidity, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering Callable Nasdaq-100 Index®-Linked Notes due June 2, 2031, $1,000 denominated, in an aggregate face amount of $4,676,000. The notes pay no interest, participate 100% in positive Nasdaq-100 performance measured from the trade date May 28, 2026 to the determination date May 16, 2031, and will repay only the face amount if the final index level is equal to or below the initial level 30,223.89. The issuer may call the notes on specified monthly call payment dates beginning in June 2027; each redemption pays a capped cash amount defined by a call premium schedule (ranging from 9% to 44.25%). The estimated value at issue was approximately $956 per $1,000 face amount; the original issue price is 100% with a 3.25% underwriting discount. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; payments are subject to the credit risk of both.
GS Finance Corp. priced S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, will pay no interest, and at maturity will pay either the face amount or a cash payment tied to the S&P 500® return subject to a maximum settlement amount of at least $1,150 per $1,000 face amount. The trade date is June 30, 2026, the original issue date is July 6, 2026, the determination date is June 30, 2028, and the stated maturity date is July 6, 2028. The notes are part of GS Finance Corp.'s Medium-Term Notes, Series F program and will be book-entry obligations (CUSIP 40054RQ38).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk notes linked to an equally weighted basket of five technology stocks. The notes have an initial basket level of 100, an upside participation rate of 100%, and a trigger buffer level of 50. They are expected to trade on June 18, 2026, have an original issue date expected to be June 24, 2026, and a stated maturity expected to be June 26, 2031 (determination date expected June 18, 2031). The notes may be automatically called beginning on June 21, 2027 on specified call observation dates with predefined call premiums (ranging from 20% to 95% depending on the call date). At maturity you receive either a positive participation in the basket return, the face amount if the final basket level is between 50 and 100, or a reduced cash amount if the final basket level is below 50; estimated value at issuance is stated as $850–$890 per $1,000 face amount. Payments are subject to the issuer's and guarantor's credit risk and to the calculation agent’s discretionary determinations.
GS Finance Corp. is offering $1,000 face‑amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes can be automatically called on the call observation date if the index is at or above the initial index level; a call would pay $1,132.50 per $1,000 on the call payment date.
The notes pay no periodic interest and settle in cash at maturity. If not called, maturity payment depends on index performance with an upside participation rate of 300%; however, the index is net of a 0.65% per annum deduction and can allocate heavily to non‑interest cash positions. Estimated trade‑date value is $850 to $880 per $1,000, below the original issue price. The notes are unsecured debt of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering capped, non‑interest bearing notes linked to the common stock of Zscaler, Inc. The notes have a $1,000 face amount unit and an aggregate original face amount of $3,720,000 on June 2, 2026. The notes are automatically called on the call observation date if the closing price of Zscaler equals or exceeds the initial index stock price of $126.41, producing a capped cash payment of $1,416 per $1,000 on the call payment date. If not called, maturity payment on June 2, 2028 depends on the index stock return measured from May 27, 2026 to the determination date; the threshold settlement amount is $1,832 per $1,000 and the upside participation rate is 100%. If the final index stock price falls below 60% of the initial index stock price, holders suffer proportional principal losses and could lose their entire investment. The estimated value on the trade date is approximately $964 per $1,000 face amount; original issue price is 100% and underwriting discount is 1.5%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, buffered notes linked to the S&P 500® Futures Excess Return Index that mature on the stated maturity date (expected to be June 30, 2031). The notes have a $1,000 face amount denomination, an 80% buffer and an 180% upside participation rate. The issuer may redeem the notes on specified call payment dates beginning in June 2027 at 100% plus a call premium set on the trade date. Payment at maturity depends on the index performance measured from the trade date (expected June 25, 2026) to the determination date (expected June 23, 2031), with graduated outcomes: full upside multiplied by 1.8 if the final level ≥ initial level; absolute return if final level ≥ 80% of initial; and a proportional loss if final level < 80% of initial. The estimated value at pricing is between $885 and $935 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and do not pay interest or provide shareholder or futures-holder rights.
GS Finance Corp. offers principal-protected notes linked to a five‑underlier weighted basket, with exposure to SPHB ETF, Russell 2000, Nasdaq‑100, EURO STOXX 50 and MSCI Emerging Markets. The notes have a 200% participation rate on positive basket returns up to a maximum settlement of $1,272.50 per $1,000 face. A buffer protects declines up to 10% of the initial basket level; losses occur if the final basket level falls below that buffer. Trade and pricing parameters are set on the trade date; the notes do not pay interest and are subject to issuer and guarantor credit risk.