Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, with an aggregate face amount of $991,000 in $1,000 denominations.
The notes can pay a monthly coupon of $15.834 per $1,000 (about 19% per year) when the index is at least 70% of the initial level of 498.71. Quarterly, starting in June 2026, the notes are automatically called if the index is at or above the initial level, returning principal plus that month’s coupon.
If the notes are not called, principal at maturity in December 2031 depends on the final index level. If the index is at or above 50% of the initial level, investors receive full principal; below that, losses match the index decline, and the entire investment can be lost. The index itself uses up to 500% leverage and applies a daily decrement of 6% per year, which reduces returns versus an equivalent index without this feature. The estimated value is about $942 per $1,000 face amount at pricing, and investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay quarterly contingent coupons only when the index is at least 60% of its initial level, with the coupon formula targeting at least $27.5 per $1,000 each quarter if conditions are met, for the potential of up to at least 11% per year. The notes can be automatically called on quarterly observation dates starting in January 2027 if the index is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon.
If the notes are not called and the index falls below 50% of its initial level at final observation, principal is exposed one-for-one to the decline and investors can lose their entire investment. The underlying index uses up to 500% leverage, targets 40% volatility and applies a 6.0% per annum daily decrement, features that can magnify losses and drag performance. The estimated value at pricing is expected to be between $850 and $890 per $1,000 face amount, below the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing notes linked to Apple, Amazon, Alphabet Class C and NVIDIA stock with a total face amount of $7,944,000 on the original issue date. The notes pay a monthly coupon of $12.292 per $1,000 (1.2292%, about 14.75% per year) only if on each observation date all four stocks are at least 60% of their initial prices. The notes can be automatically called starting in December 2026 if all stocks are at or above their initial prices, returning face value plus the applicable coupon.
If not called, at maturity on January 3, 2029 repayment depends on the worst-performing stock. If the worst stock is at or above 80% of its initial price, investors receive full principal plus any final coupon. If it is between 60% and 80%, principal is partially reduced. If it falls below 60%, investors lose more of their principal and receive no final coupon. The estimated initial value is about $975 per $1,000 face amount, after a 3.25% underwriting discount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2033. The notes pay no interest and all returns depend on index performance and the credit of the issuer and guarantor.
The notes are automatically called in January 2027 if the index on the December 2026 observation date is at or above its initial level, in which case investors receive $1,170 per $1,000 of face amount. If not called, at maturity investors receive at least the $1,000 face amount, with upside equal to 300% of any positive index return.
The index uses daily rebalancing, volatility and momentum controls and an annual 0.65% deduction, and can allocate heavily to cash-like positions, which can dampen returns. The estimated value on the trade date is between $885 and $925 per $1,000, below the issue price, and the notes are taxed as contingent payment debt instruments, creating taxable income each year even without cash payments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $250,000 of leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on December 24, 2030. The notes pay no interest and the amount repaid at maturity depends on the index level on the December 19, 2030 determination date, starting from an initial level of 556.90.
If the index return is zero or positive, investors receive their $1,000 face amount per note plus 1.915 times any positive index return. If the index return is negative but not below -10%, investors still gain the absolute value of the loss, up to a 10% positive return. If the index return is below -10%, losses beyond that 10% buffer reduce principal, so investors can lose a substantial portion of their investment.
The estimated value is $955 per $1,000 face amount on the trade date, versus a 100% issue price, reflecting structuring and distribution costs. The underwriting discount is 0.8% of face, leaving net proceeds of 99.2%. Payments are subject to the credit risk of GS Finance Corp. and its guarantor, and the notes are unsecured, not FDIC insured, and will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes tied to Alphabet Class A, Meta Class A and NVIDIA common stock. The notes pay no interest and are scheduled to mature in January 2031 unless Goldman redeems them earlier on monthly call dates from January 2027 through December 2030.
At maturity, if all three stocks finish above their initial prices, holders receive $1,000 plus 3x the gain of the worst-performing stock; if any stock is flat or down, investors only get back the $1,000 face amount. Goldman can call the notes at $1,000 plus a preset call premium that starts at not less than 16.5% in early 2027 and steps up over time, capping upside if redeemed.
The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected between $850 and $890 per $1,000, reflecting dealer compensation and structuring costs, and they are expected to be treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent income auto-callable securities linked to the common stock of Amazon.com, Inc. The notes may be automatically called quarterly from April 2026 through October 2028 if Amazon’s closing price is at or above the initial share price, returning principal plus the coupon.
The notes pay a contingent quarterly coupon of at least $26.125 per $1,000 only when Amazon’s closing price on a coupon observation date is at or above a downside threshold set at 65% of the initial share price; otherwise no coupon is paid. If the notes are not called and the final share price on the January 2, 2029 determination date is below the downside threshold, investors are exposed 1-to-1 to Amazon’s decline and can lose most or all of principal.
The securities are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value is disclosed as $910 to $970 per $1,000 security, below the 100% issue price, and the underwriting discount is 2.25% of principal.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., provides an index supplement for structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. These medium‑term notes are unsecured obligations whose payments depend both on Goldman Sachs’ credit and on the index’s performance.
The index dynamically allocates among futures-based equity, bond, commodity and money market exposures, with a 5% volatility control and a momentum overlay. Returns are calculated on an excess‑return basis over the federal funds rate and reduced by a 0.65% per annum deduction, and the methodology can shift a very large portion of exposure into cash-like positions, which can significantly dampen upside.
The filing highlights key risks, including credit risk of the issuer and guarantor, potential for no interest or coupons, limited liquidity, complex index mechanics, substantial allocations to hypothetical cash positions, conflicts of interest from Goldman Sachs’ trading and hedging, and adverse U.S. tax treatment under contingent payment debt instrument rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked notes whose payout at maturity depends on index performance from the December 19, 2025 trade date to the December 20, 2027 determination date. Each note has a $1,000 face amount, a 200% upside participation rate, and a maximum settlement amount of $1,200, so gains are capped once the S&P 500 rises 10% or more above its initial level.
The notes provide a 10% downside buffer: if the index finishes between 90% and 100% of its initial level, investors receive back their $1,000. If the index falls below 90% of its initial level, principal is reduced one-for-one with further declines, and investors can lose a substantial portion of their investment.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and may trade below the issue price because the estimated value at pricing is lower than 100% of face. Liquidity is not assured, and the U.S. tax treatment is described as uncertain, with the notes intended to be treated as prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Class A shares of Strategy Inc, Palantir Technologies Inc. and Circle Internet Group, Inc. The notes mature on December 27, 2028, with monthly observation dates starting in January 2026 and potential automatic call dates from June 2026 through November 2028.
For each $1,000 face amount, investors may receive monthly coupons of $22.917 (2.2917% per month, up to about 27.5% per year) only when the closing price of each stock on an observation date is at least 50% of its initial price. If all three stocks are at or above their initial prices on a call observation date, the notes are automatically redeemed at par plus the accrued coupon.
If the notes are not called, principal repayment at maturity depends on whether all three stocks finish below their initial prices and whether any finishes below 50% of its initial level. In that adverse case, repayment is reduced in proportion to the worst-performing stock and can fall to zero. Payments are also subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is about $955 per $1,000 face amount, reflecting fees and structuring costs.