Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The issuer GS Finance Corp. is offering principal-at-risk, non‑interest bearing structured notes linked to the common stock of Boston Scientific Corporation. For each $1,000 face amount, holders will receive $1,126.5 at maturity if the final stock price is at least 60% of the initial price; if the final price is more than 40% below the initial price, holders absorb the full downside and may lose up to their entire investment. The trade date, pricing and initial index stock price are expected on May 20, 2026, with an original issue date expected on May 26, 2026, a determination date expected on June 21, 2027 and a stated maturity expected on June 24, 2027. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount, and payments depend on GS Finance Corp.'s and The Goldman Sachs Group, Inc.'s creditworthiness.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non‑interest notes maturing on May 29, 2031 (expected). Payment at maturity is linked to an equally weighted basket of six stocks: AMD, Broadcom, CoreWeave, Meta, Palantir, Tesla. The notes pay at maturity: (1) if the basket return is positive, $1,000 plus 150% participation in the basket return; (2) if the basket return is between 0% and -30%, $1,000; (3) if the basket return is below -30%, a pro rata loss (you could receive less than 70% of face). The issuer may redeem the notes on scheduled call payment dates (first expected call date June 1, 2027) at cash amounts determined by the specified call premium schedule. The estimated value at issuance is between $885 and $925 per $1,000 face amount. The notes do not pay dividends or interest, are unsecured obligations subject to issuer and guarantor credit risk, and include anti‑dilution, market disruption and calculation agent provisions.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected, buffered, callable notes linked to two ETFs (SPDR® Gold Trust and State Street® Energy Select Sector SPDR® ETF). The notes have an expected trade date of May 27, 2026, an expected original issue date of June 1, 2026 and an expected stated maturity date of May 4, 2029. Coupons may be paid monthly only if both ETFs meet a 68.75% trigger on an observation date; the coupon accrues at $5.834 per $1,000 per coupon observation count (0.5834% monthly). If not called, principal at maturity depends on the lesser performing ETF with an 80% buffer level and a 68.75% coupon trigger; investors face issuer and guarantor credit risk. The estimated value at pricing is $925–$955 per $1,000 face amount.
GS Finance Corp. is offering Trigger Autocallable GEARS due, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Eli Lilly (Bloomberg: LLY UN). The securities have an autocall barrier at 100.00%, upside gearing of 1.50, and a downside threshold of 70.00%. Expected trade date is May 22, 2026 with original issue date May 28, 2026, a call observation date of May 28, 2027, and a determination date of May 22, 2029. Payments depend on Eli Lilly closing prices on specified observation dates; principal is contingent at maturity and payments are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to three underliers: the EURO STOXX® Banks Index, the State Street® Consumer Discretionary Select Sector SPDR® ETF and the State Street® Energy Select Sector SPDR® ETF. The notes have an expected trade date of May 29, 2026 and an expected stated maturity of June 5, 2029. Monthly coupons accrue only if each underlier’s closing level on an observation date is at least 60% of its initial level, using a coupon formula of $9.875 per $1,000 face amount (0.9875% monthly; up to 11.85% per annum). If any underlier’s final level is below 60% of its initial level at maturity, the cash settlement is reduced based on the lesser performing underlier, potentially resulting in a loss of most or all principal.
The calculation agent is Goldman Sachs & Co. LLC. Estimated model value at pricing is between $925 and $955 per $1,000 face amount; the original issue price and aggregate amount are set on the trade date. Payments depend on issuer and guarantor creditworthiness; secondary market liquidity is not guaranteed.
GS Finance Corp. is offering autocallable S&P 500® Futures Excess Return Index‑linked notes due June 3, 2031, guaranteed by The Goldman Sachs Group, Inc.. Each $1,000 face amount will pay $1,160 if automatically called on the call payment date when the underlier closes at or above the initial level on the call observation date. If not called, maturity payoffs depend on the final underlier level: upside participation is 250%, a trigger buffer is set at 70% of the initial level, and losses can reach the full principal amount if the final level is below the trigger buffer. The underlier is the S&P 500® Futures Excess Return Index (based on E‑mini S&P 500 futures), which reflects futures pricing, financing costs and roll yields rather than spot S&P 500 returns. The trade date is May 29, 2026 and original issue date is June 3, 2026.
GS Finance Corp. is offering leveraged, S&P 500® Futures Excess Return Index‑linked notes due June 3, 2031, guaranteed by The Goldman Sachs Group, Inc. For each $1,000 face amount, investors receive either $1,000 or $1,000 plus the upside participation rate times the underlier return depending on performance.
The notes do not pay interest. The upside participation rate is 150.13%. The underlier is the S&P 500® Futures Excess Return Index (E‑mini S&P 500 futures exposure), measured from the trade date May 29, 2026 to the determination date May 29, 2031. The issuer discloses material risks including negative roll yield, market disruption events, secondary‑market illiquidity, and credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers Autocallable Index-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are cash‑settled, pay no interest and reference the Nasdaq‑100 and S&P 500 indexes. They will be automatically called on the call payment date if each underlier's closing level on the call observation date is greater than or equal to its initial level, in which case holders receive $1,070 per $1,000 face amount. If not called, the maturity payment depends solely on the lesser performing underlier; upside participation is 100%. Trade date is May 22, 2026, original issue date is May 28, 2026, determination date is May 22, 2029, and stated maturity is May 25, 2029. The pricing supplement states that final terms (including issue price and net proceeds) will be set on the trade date and that the original issue price may exceed the notes' estimated model value.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering leveraged S&P 500® Futures Excess Return Index‑linked notes due 2029. For each $1,000 face amount, if the final underlier level is greater than the initial level you receive $1,000 plus $1,000 × 120.5% × the underlier return; if the final underlier level is equal to or less than the initial level you receive $1,000. The notes pay no interest, are cash‑settled, reference the E‑mini S&P 500 futures (SPXFP Index), and are subject to issuer and guarantor credit risk, market‑disruption adjustments, negative roll yields from futures contango, and special U.S. tax rules for contingent payment debt instruments.
The issuer, GS Finance Corp., is offering Autocallable Equity-Linked Notes due 2030 linked to the common stock of Amazon.com, Inc.. The notes pay no interest, may be automatically called on quarterly observation dates if the underlier is at or above its initial level, and have a capped upside (44.00% at maturity). If not called, the notes provide a buffer at 80% of the initial underlier level and can produce substantial losses if the final underlier level falls below that buffer. The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk. Terms (including initial underlier level and aggregate face amount) will be set on the trade date.