Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk, auto-callable notes linked to the S&P 500® Index, the iShares® Russell 2000 Growth ETF and the State Street® Utilities Select Sector SPDR® ETF. The notes are expected to trade from an original issue date of January 7, 2026 and mature on January 5, 2029, unless automatically called starting in April 2026.
Holders can receive a contingent monthly coupon of $8.334 per $1,000 face amount (0.8334% monthly, about 10% per year) when on a coupon observation date each underlier closes at or above 75% of its initial level. If on any call observation date all underliers are at or above their initial levels, the notes are automatically redeemed at $1,000 per note plus that month’s coupon.
At maturity, if not called, investors receive $1,000 plus the final coupon if every underlier is at or above 75% of its initial level. If any underlier has fallen more than 25%, repayment is reduced using a buffer rate of approximately 133.33%, and investors can lose up to their entire principal. The estimated initial value is between $925 and $965 per $1,000, and all payments are subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk “Jump Securities” with an auto-callable feature linked to the worst performer of three State Street ETFs: Technology Select Sector (XLK), Utilities Select Sector (XLU) and SPDR S&P Biotech (XBI). The notes run to an expected maturity of January 5, 2032, with potential automatic redemption on scheduled call observation dates starting in 2027.
If, on a call observation date, each ETF closes at or above 90% of its initial price, the notes are automatically called and pay back principal plus a fixed call premium starting at at least 10.20% and rising to at least 58.65%, depending on the call date. If never called and on the valuation date each ETF is at or above 90% of its initial price, investors receive principal plus a maturity premium of 61.20%. If any ETF is below its 90% downside threshold on the valuation date, repayment is reduced 1-to-1 with the decline of the worst-performing ETF, and investors can lose all of their principal. The notes pay no coupons and do not provide dividends or upside beyond the fixed premiums.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes are expected to mature on December 26, 2031, unless automatically called from June 2026 onward when the index closes at or above its initial level on a quarterly call observation date, in which case investors receive $1,000 per note plus the due coupon.
Investors may receive a conditional monthly coupon of $15.834 per $1,000 (1.5834% per month, up to about 19% per year) when the index is at least 70% of its initial level on the observation date; otherwise no coupon is paid. Principal is protected only down to a 50% trigger buffer: if at final valuation the index is below 50% of its initial level, repayment is reduced one-for-one with the index decline and investors can lose their entire investment. The underlying index uses up to 500% leverage and a daily 6% per annum decrement, which magnifies losses and creates a persistent drag on performance. The issuer’s estimated value at pricing is expected between $885 and $925 per $1,000 face amount, reflecting fees, hedging costs and model-based assumptions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stocks of NVIDIA, Apple and Tesla. The notes pay contingent monthly coupons of $13.042 per $1,000 face amount (1.3042% per month, with potential up to approximately 15.65% per year) only if on an observation date each stock is at least 60% of its initial price; otherwise no coupon is paid for that month.
The notes can be automatically called starting in December 2026 if on a call observation date each stock is at or above its initial price, in which case investors receive $1,000 per note plus the applicable coupon. If not called, principal repayment at maturity in December 2028 depends on whether all three stocks are below their initial prices and whether any fall below 50% of the initial level, which can lead to substantial loss of principal up to total loss. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $500,000 in face amount of equity-linked notes tied to the common stocks of Astera Labs, Broadcom and Micron.
The notes pay a contingent monthly coupon of $5.625 per $1,000 (0.5625%, up to 6.75% per year) only if on each observation date all three stocks close at or above 80% of their initial prices ($144.94 for Astera Labs, $341.30 for Broadcom, $232.51 for Micron). If any stock is below its trigger, no coupon is paid for that month.
From December 2026 to November 2027, the notes are automatically called if all three stocks are at or above their initial prices, returning the $1,000 face amount per note plus the applicable coupon. If not called, at maturity on December 23, 2027 holders receive $1,000 per $1,000 face amount plus the final coupon, if the trigger is met.
The original issue price is 100% of face, with a 1.85% underwriting discount and 98.15% net proceeds to the issuer. The bank estimates the initial economic value at about $970 per $1,000, lower than the issue price, and warns the notes are unsecured, subject to Goldman Sachs credit risk, may pay no coupons, and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100 Index®-linked notes with an aggregate face amount of $700,000. The notes pay no interest and may be automatically called in December 2026 if the index is at or above the initial level, in which case holders receive $1,093 per $1,000 face amount.
If not called, the December 2030 maturity payment depends on index performance, with 150% upside participation above the initial level, full principal return if the index is at or above an 80% trigger buffer level, and one-for-one downside below that, which can result in a total loss of principal. The notes are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., their estimated value at pricing is below the 100% issue price, secondary market liquidity is uncertain, and the U.S. tax treatment is described as uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $8,011,000 of Trigger Performance Leveraged Upside Securities (Trigger PLUS) due January 4, 2029. These principal-at-risk notes are tied to a weighted basket of five equity indices: EURO STOXX 50® (40%), TOPIX (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%), with an initial basket value of 100.
At maturity, investors receive $1,000 plus a leveraged upside payment of 142.50% of any basket gain, $1,000 if the final basket value is at or below 100 but at or above the 80% trigger level, or a proportionately reduced amount if the basket finishes below the trigger, potentially down to zero. The estimated value is approximately $954 per note, the securities pay no interest or dividends, will not be listed on an exchange, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing approximately $650,000 of 3-year notes linked to the common stock of NVIDIA Corporation. For each $1,000 face amount, investors can receive a contingent monthly coupon of $11.584 (1.1584% per month, up to about 13.9% per year) when NVIDIA’s closing level on a coupon observation date is at least 60% of the initial level of $177.72. If on any call observation date NVIDIA’s level is at or above the initial level, the notes are automatically called at $1,000 plus the coupon, ending future payments.
At maturity, if not called, investors receive $1,000 per note only if the final NVIDIA level is at least 60% of the initial level. Below that “trigger buffer,” principal is reduced one-for-one with the stock’s loss, and investors can lose their entire investment. Upside is capped at return of principal plus coupons, even if NVIDIA more than doubles. The original issue price is 100% of face, with net proceeds of 97.25% after a 2.75% underwriting discount. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and offer no voting rights or dividends from NVIDIA.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-year notes whose monthly interest depends on the 10-year CMT rate. For each interest period, the coupon is the 7.00% interest factor multiplied by the fraction of U.S. government securities business days when the 10-year CMT rate is at or below 4.70%; if it is above 4.70% on every reference date, no interest is paid for that month.
The notes are expected to be issued on January 13, 2026, mature on January 13, 2031, and can be redeemed at the issuer’s option at par plus accrued interest on any monthly interest payment date on or after January 13, 2027. The estimated value at pricing is expected to be between $921.2 and $971.2 per $1,000 face amount, reflecting underwriting discounts, hedging costs and model-based valuation. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stocks of Astera Labs, Amazon.com and Eli Lilly. The notes have a stated maturity of December 23, 2027 and an initial aggregate face amount of $500,000, with an original issue price of 100% and an underwriting discount of 1.85% of face amount. Investors can receive a monthly coupon of $5.209 per $1,000 (0.5209% monthly, about 6.25% per year) only if on each observation date the closing price of each index stock is at least 80% of its initial price; otherwise the coupon for that month is zero.
The notes are automatically called if, on any call observation date from December 2026 through November 2027, the closing price of each stock is at least its initial level, in which case holders receive $1,000 per $1,000 face amount plus the applicable coupon. If not called, at maturity holders receive $1,000 per $1,000 face amount plus any final coupon. The estimated value on the trade date is approximately $970 per $1,000 face amount, reflecting structuring costs and dealer compensation. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and investors bear the risk of receiving no coupons over the life of the notes.