Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced equity-index-linked medium-term notes guaranteed by The Goldman Sachs Group, Inc. The offering links principal at risk to the S&P 500® Index with a 300% upside participation rate capped at a 14.50% maximum return (maximum maturity payment of $1,145.00 per $1,000 face). The pricing date was May 28, 2026, original issue date June 2, 2026, stated maturity August 2, 2027, and the starting level was 7,563.63. The securities pay no interest, expose holders to full downside of the index from the starting level to the calculation day, and are unsecured obligations subject to issuer and guarantor credit risk.
GS Finance Corp. is offering two separate buffered index-linked notes guaranteed by The Goldman Sachs Group, Inc., each linked to a single index: the S&P 500® or the Russell 2000®. Trade date is expected to be June 25, 2026 with an expected stated maturity of June 30, 2031. Each note has a $1,000 face amount denomination. Both tranches feature a 100% participation rate, a 15% buffer (buffer level = 85% of initial level) and upside caps set on the trade date: S&P cap at least 165.25% (maximum settlement at least $1,652.50 per $1,000) and Russell cap at least 206.75% (maximum settlement at least $2,067.50 per $1,000). The pricing supplement shows an estimated value range of $885 to $935 per $1,000 at term-setting. Payments at maturity depend solely on the underlier closing level on the determination date and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent monthly-coupon, index-linked notes due June 1, 2029. The notes pay a monthly contingent coupon of $10.584 per $1,000 (1.0584% monthly, potential ≈12.7% per annum) only if each underlier is ≥70% of its initial level on the related coupon observation date. At maturity (if not redeemed), principal repayment is based solely on the performance of the lesser performing underlier; if that underlier finishes below 70% of its initial level, investors can suffer substantial principal loss, including a total loss. The issuer may redeem the notes on specified coupon payment dates beginning August 2026. Trade date is May 28, 2026; original issue date is June 1, 2026. The offering aggregates $3,100,000 face amount, issued at 100% of face with a 0.5% underwriting discount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, equity‑linked notes tied to the common stock of Broadcom, NVIDIA, Netflix and Alphabet. The notes are expected to mature June 12, 2031, and may be automatically called on monthly observation dates beginning December 2026 if the closing price of each index stock is ≥85% of its initial price. Monthly coupons accrue only if each index stock closes on a coupon observation date at ≥60% of its initial price; the coupon crediting amount is $13.792 per $1,000 face amount per qualifying monthly step (implying up to ~16.55% per annum). At maturity (if not called), payment depends on the lesser performing index stock: full principal if all final prices ≥60% of initial prices; no coupon and principal limited to 100% if final prices in [50%–60%); and if any final price <50%, repayment is pro rata to the worst‑performing stock (you may receive <50% of face and no coupon). The estimated value at pricing is $885–$925 per $1,000 face amount, below the original issue price. Payments are unsecured and subject to the issuer and guarantor credit risk.
GS Finance Corp. prices a series of medium-term notes—Equity Index Linked Securities—linked to an unequally weighted basket of five international indices with a stated maturity date of August 2, 2027. For each $1,000 face amount the securities pay no interest and deliver a cash maturity payment tied to basket performance.
If the basket ends above the starting level (starting level = 100), holders participate at a 300% upside participation rate capped at an 18.00% maximum return (maximum maturity payment = $1,180.00). If the basket ends below the starting level, holders have full downside exposure and may lose some or all of principal. The pricing date was May 28, 2026 and the original issue date is June 2, 2026. The calculation day is July 28, 2027 (subject to postponement).
GS Finance Corp. offers autocallable index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 and Russell 2000 indices and pay no interest. They are automatically called if both underliers close at or above their initial levels on a call observation date; call payment dates are July 2, 2027 and July 3, 2028.
If not called, maturity payoff depends solely on the lesser performing underlier versus its initial level: investors receive full principal if the lesser underlier stays at or above its trigger buffer (80% of initial), a capped upside (at least 40.50%) if the lesser underlier is at or above initial, or a loss proportional to the lesser performing underlier return if below the trigger buffer. The notes may be worth zero at maturity. The notes are unsecured, not bank deposits, not listed, and subject to issuer/guarantor credit risk and limited secondary liquidity.
GS Finance Corp. is offering Market Linked Securities—auto-callable, equity ETF-linked notes with a $1,000 face amount and no periodic interest. The securities are linked to the iShares® Expanded Tech-Software Sector ETF with a 125.00% upside participation rate and an automatic call feature (call date July 6, 2027) that pays at least an 18.50% call premium if the fund closing price on the call date is at or above the starting price. If not called, maturity payment depends on the underlier: full face amount if decline ≤ 30% (threshold), 1-to-1 downside beyond that (investors may lose up to 100%). GS Finance Corp. is issuer and The Goldman Sachs Group, Inc. is guarantor; payments are subject to their credit risk. The estimated value at pricing is between $925 and $955 per $1,000 face amount; original offering price is $1,000.
GS Finance Corp. is offering Autocallable EURO STOXX 50® Index-Linked Notes due 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes have a 200% upside participation rate, a 15% buffer (buffer level 85%) and will be automatically called on the call payment date if the underlier closes at or above the initial level. If the notes are automatically called, each $1,000 face amount would pay $1,142.50 on the call payment date; if not called, payments at maturity depend on the final underlier level and may result in a substantial loss, including loss of principal and any premium paid.
The notes pay no interest, are cash-settled, subject to issuer and guarantor credit risk, and carry uncertain U.S. federal tax treatment; they are generally treated as pre-paid derivative contracts for U.S. federal income tax purposes. Key dates include trade date June 30, 2026, original issue date July 3, 2026, call observation date July 7, 2027, and stated maturity date July 8, 2031.
GS Finance Corp. offers contingent income buffered auto-callable securities linked to Freeport-McMoRan Inc. The notes (stated principal $1,000) are expected to price on or about June 1, 2026 with an original issue date of June 4, 2026 and stated maturity of June 4, 2027. Investors may receive a contingent monthly coupon only when the underlying stock closes at or above a buffer price equal to 70.00% of the initial share price (initial share price $65.71). The securities are automatically called if the underlying closes at or above the initial share price on any call observation date, in which case holders receive $1,000 plus the contingent coupon then due. If not called and the final share price is below the buffer price, holders bear a downside exposure equal to approximately 1.4286% loss of principal for every 1% decline beyond the buffer amount; holders do not participate in stock appreciation. The estimated value range at pricing was $940 to $999 per $1,000 principal amount and GS&Co. acts as underwriter and potential market maker.
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index‑linked notes due, expected to mature on June 10, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and pay at maturity an amount tied to the performance of the S&P 500® Futures Excess Return Index measured from the trade date (expected May 29, 2026) to the determination date (expected June 3, 2031).
The notes provide an upside participation rate of 185% (1.85×) if the final index level exceeds the initial level, a principal buffer of 80% of the initial level (you receive face amount if final level is ≥80% but ≤ initial), and full downside exposure below the buffer (resulting in material loss potential). The issuer may redeem the notes on monthly call payment dates from June 2027 through May 2031 at 100% plus specified call premium amounts set in the pricing supplement. The estimated value on the trade date is stated as $885–$925 per $1,000 face amount.