Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing approximately $650,000 of 3-year notes linked to the common stock of NVIDIA Corporation. For each $1,000 face amount, investors can receive a contingent monthly coupon of $11.584 (1.1584% per month, up to about 13.9% per year) when NVIDIA’s closing level on a coupon observation date is at least 60% of the initial level of $177.72. If on any call observation date NVIDIA’s level is at or above the initial level, the notes are automatically called at $1,000 plus the coupon, ending future payments.
At maturity, if not called, investors receive $1,000 per note only if the final NVIDIA level is at least 60% of the initial level. Below that “trigger buffer,” principal is reduced one-for-one with the stock’s loss, and investors can lose their entire investment. Upside is capped at return of principal plus coupons, even if NVIDIA more than doubles. The original issue price is 100% of face, with net proceeds of 97.25% after a 2.75% underwriting discount. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and offer no voting rights or dividends from NVIDIA.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-year notes whose monthly interest depends on the 10-year CMT rate. For each interest period, the coupon is the 7.00% interest factor multiplied by the fraction of U.S. government securities business days when the 10-year CMT rate is at or below 4.70%; if it is above 4.70% on every reference date, no interest is paid for that month.
The notes are expected to be issued on January 13, 2026, mature on January 13, 2031, and can be redeemed at the issuer’s option at par plus accrued interest on any monthly interest payment date on or after January 13, 2027. The estimated value at pricing is expected to be between $921.2 and $971.2 per $1,000 face amount, reflecting underwriting discounts, hedging costs and model-based valuation. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stocks of Astera Labs, Amazon.com and Eli Lilly. The notes have a stated maturity of December 23, 2027 and an initial aggregate face amount of $500,000, with an original issue price of 100% and an underwriting discount of 1.85% of face amount. Investors can receive a monthly coupon of $5.209 per $1,000 (0.5209% monthly, about 6.25% per year) only if on each observation date the closing price of each index stock is at least 80% of its initial price; otherwise the coupon for that month is zero.
The notes are automatically called if, on any call observation date from December 2026 through November 2027, the closing price of each stock is at least its initial level, in which case holders receive $1,000 per $1,000 face amount plus the applicable coupon. If not called, at maturity holders receive $1,000 per $1,000 face amount plus any final coupon. The estimated value on the trade date is approximately $970 per $1,000 face amount, reflecting structuring costs and dealer compensation. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and investors bear the risk of receiving no coupons over the life of the notes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Futures Excess Return Index-linked notes with an aggregate face amount of $561,000 under its Medium-Term Notes, Series F program. These notes pay no interest and return depends entirely on index performance from the trade date to the determination date.
At maturity, for each $1,000 note, if the final index level is above the initial level of 554.39, investors receive $1,000 plus $1,000 times the 120% upside participation rate times the index return. If the index falls but stays at or above the buffer level of 80% of the initial level, investors receive the full face amount. If it closes below the buffer level, repayment is reduced dollar-for-dollar with the index loss beyond the 20% buffer, and a substantial loss of principal is possible.
The original issue price is 100% of face amount, with a 0.8% underwriting discount and 99.2% net proceeds to the issuer. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed, do not provide any rights in the S&P 500® futures or stocks, and their market value can be affected by interest rates, volatility, and credit spreads.
The Goldman Sachs Group, Inc. is offering $8,781,000 of Callable Fixed Rate Notes due December 15, 2045 under its Medium-Term Notes, Series N program. The notes pay fixed interest of 5.35% per annum from December 16, 2025, with interest paid each December 16, starting December 16, 2026, using a 30/360 (ISDA) day count convention.
The notes are issued in $1,000 denominations at 100% of principal, with an underwriting discount of 2.7%, providing approximately $8,543,913 of proceeds before expenses. Goldman Sachs may redeem the notes, in whole but not in part, at 100% of principal plus accrued interest on March 16, June 16, September 16 and December 16 of each year starting December 16, 2028, upon at least five business days’ notice.
The notes are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, are not insured by the FDIC or any government agency, and are not listed on any securities exchange. They are subject to U.S. federal income taxation as ordinary interest income, possible capital gain or loss on disposition, and generally to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $20,099,000 of auto-callable notes linked to the iShares Bitcoin Trust ETF (IBIT), maturing January 4, 2028. The notes can be automatically called on December 23, 2026 if the ETF’s closing price is at or above the initial price of $49.71, paying $1,300.50 per $1,000 and ending the investment.
If not called, investors get at maturity: 150.00% of any positive ETF return; or, for declines down to the 75.00% downside threshold of $37.2825, a positive return equal to the absolute decline; below that threshold, losses match the ETF drop and repayment can be far below principal, including zero. The notes pay no interest, are unsecured and unsubordinated, are not listed on an exchange, and carry both bitcoin-related volatility risk and the credit risk of GS Finance Corp. and its guarantor. The estimated value at pricing is approximately $963 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2031. The notes do not pay periodic interest and repay at least the $1,000 face amount at maturity, subject to issuer and guarantor credit.
The notes are automatically called on scheduled semi-annual dates if the index is at or above its initial level, paying $1,000 plus a call premium (from 9.00% on the first call date up to 49.50% on the last). If not called and the final index level is at or above the initial level, investors receive $1,000 plus a 54% maturity premium, capping total upside. If the final level is below the initial level, investors only receive the face amount.
The index is a rules-based, volatility- and momentum-controlled strategy that reallocates daily among equity, bond, commodity and cash exposures, and is reduced by the federal funds rate and an additional 0.65% per year. The estimated value of the notes on the trade date is $885 to $925 per $1,000, below the original issue price. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over their term.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering medium-term notes whose payments depend on the stock performance of Oracle, Broadcom, NVIDIA, Netflix and Intel. The notes pay a monthly coupon of $7.084 per $1,000 face amount (0.7084% monthly, up to about 8.5% per year) if the closing price of each stock on a coupon observation date is at least 75% of its initial price; otherwise, you receive only $0.209 (0.0209% monthly, about 0.25% per year).
The notes can be automatically called starting in December 2026 through November 2030 if each stock is at least 90% of its initial price on a call observation date, returning $1,000 per note plus the due coupon. If not called, they are scheduled to mature on January 7, 2031, paying $1,000 per note plus the final coupon. The estimated value on the trade date is expected to be between $885 and $935 per $1,000, below the issue price, and investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, as well as limited liquidity and complex anti-dilution and market disruption provisions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2028 tied to the common stock of Bristol-Myers Squibb Company (BMY). These notes pay a contingent quarterly coupon of $28.75 per $1,000 face amount when, on the relevant observation date, the BMY share price is at or above 70% of its initial level; otherwise the coupon is zero.
The notes may be automatically called on specified dates if BMY is at or above its initial level, in which case investors receive their $1,000 principal back plus any due coupon, ending the investment early. If the notes are not called and BMY’s final level on the determination date is at least 70% of the initial level, investors receive full principal back; below that level, repayment is reduced one-for-one with BMY’s decline, and investors can lose up to 100% of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value at pricing will be lower than the issue price due to fees and costs, the notes will not be listed on any exchange, and any secondary market trading will be limited and at prices that may be well below face value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000 Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes pay a monthly coupon of $13 per $1,000 (1.3% monthly, up to 15.6% per year) only if each underlier is at least 75% of its initial level on the observation date. Beginning in June 2026, the notes are automatically called if all underliers are at or above their initial levels, returning face amount plus the coupon. At maturity in July 2031, if not called, investors receive full principal if every underlier is at least 60% of its initial level, principal only if the worst underlier is between 60% and 75%, and a loss proportional to the worst underlier below 60%, which can mean losing the entire investment. The estimated initial value is $885–$925 per $1,000 face amount, below the issue price.