Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable, index-linked notes due June 30, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes link to the Goldman Sachs Momentum Builder Focus ER Index with an upside participation rate of 100%. The notes may be automatically called annually if the index meets rising call levels; early calls pay a capped call premium (first-year call level 100.50% with at least a 10.00% premium). If not called, maturity payoff depends on index return (no loss of principal is provided by the structure: maturity cash settlement equals $1,000 if the final index level is equal to or below the initial level). Trade date and pricing are set on the trade date; GS&Co. estimates a trade-date value of $850–$890 per $1,000 face amount.
GS Finance Corp. offers $1,528,000 aggregate face amount of buffered basket-linked notes due May 30, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on a weighted return of TOPIX, the S&P 500® and the EURO STOXX 50® measured from May 27, 2026 to May 27, 2031.
If the weighted return is positive the cash payment equals the face amount plus the weighted return (100% participation) capped at a $2,000 maximum per $1,000 face amount. If the weighted return is between 0% and -20% you receive the face amount. If below -20%, the payment equals $1,000 plus $1,000 times (weighted return + 20%), which can produce substantial principal loss. The estimated value on the trade date is approximately $949 per $1,000 face amount and the original issue price is 100% with a 3% underwriting discount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable, index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5 Index). Each note has a $1,000 face amount and an aggregate initial face amount of $1,182,000. The notes may be automatically called on specified annual observation dates if the index meets rising call levels; call premiums increase over time. At maturity, if not called, payment depends on index performance with a 100% upside participation rate but principal is returned if the final index level is equal to or below the initial index level. The index applies daily rebalancing, a 5% realized volatility control, a momentum risk control and an overall deduction of 0.65% per annum, and can allocate substantially to hypothetical cash or money-market positions. The estimated trade-date value is $897 per $1,000 face; original issue price is 100% with a 4.625% underwriting discount. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes.
GS Finance Corp. priced and is offering Market Linked Securities — Auto-Callable with Contingent Downside Principal at Risk due November 30, 2029, linked to the lowest performing of the Russell 2000® Index, the iShares® Expanded Tech-Software Sector ETF and the iShares® 20+ Year Treasury Bond ETF. The securities have a $1,000 face amount and an original offering price of $1,000 per security; total original offering amount was $3,775,000.
The securities are auto-callable on scheduled call dates if the lowest performing underlier on a call date is ≥ its call threshold (equal to 82.00% of starting value). Call premiums rise per call date (starting at 12.00%, reaching 42.00% on the final calculation day). If not called, maturity pay depends on the lowest performing underlier: you receive $1,000 if that underlier on the final calculation day is ≥ its downside threshold (70.00%); otherwise maturity equals $1,000×performance factor and investors may lose up to 100.00% of face amount. The estimated value at pricing was approximately $953 per $1,000 face amount; underwriting discount per security was $25.75 with proceeds to issuer per security of $974.25.
GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® and the S&P 500®, pay a contingent monthly coupon of $8.542 per $1,000 (≈0.8542% monthly, potential up to ~10.25% per annum) when each underlier meets a 70% coupon trigger, and may be automatically called if both underliers are at or above their initial levels on a call observation date. If not called, the cash settlement at maturity is based solely on the lesser performing underlier versus its initial level, subject to a 60% trigger buffer; investors could lose their entire investment. Trade date is June 4, 2026, original issue date June 9, 2026, stated maturity June 9, 2031. CUSIP 40054RRB9.
GS Finance Corp. priced $3,500,000 of Trigger PLUS (guaranteed by The Goldman Sachs Group, Inc.) linked to TOPIX. The notes were priced on May 27, 2026 with an original issue date of June 1, 2026 and mature on June 1, 2029. Each $1,000 stated principal pays, at maturity, either (a) $1,000 plus a 135.10% leverage factor applied to any positive index return, (b) $1,000 if the final index value is between the initial index value and the trigger level of 3,134.408 (80.00% of the initial index value 3,918.01), or (c) a reduced cash payment equal to the index performance factor if the final index value is below the trigger level. The pricing supplement states an estimated value of approximately $961 per Trigger PLUS and an original issue price of 100.00% with a 3.00% underwriting discount.
The Trigger PLUS are principal-at-risk securities, unsecured, do not bear interest, are not listed, and expose holders to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.; investors may lose a significant portion or all of their investment.
GS Finance Corp. priced market-linked medium-term notes guaranteed by The Goldman Sachs Group, Inc. These are equity index-linked, auto-callable notes tied to the S&P 500® Index with a $1,000 face amount per security, a potential automatic call on July 6, 2027, and a stated maturity of July 6, 2029.
If called, holders receive the face amount plus a call premium of at least 9.10%. If not called, holders participate at an upside participation rate of 125% in any index increase; however, if the ending level falls below 75% of the starting level (a 25% threshold), holders have 1-to-1 downside exposure and may lose up to 100% of the face amount. The estimated value at pricing is $925–$955 per $1,000 face amount; original offering price is $1,000.
GS Finance Corp. is offering structured, principal‑at‑risk notes due December 1, 2027 that pay a contingent monthly coupon and whose cash payment at maturity is tied to the performance of the single lesser performing underlier among the Nasdaq‑100, Russell 2000 and S&P 500.
The notes pay $7.50 per $1,000 (a 0.75% monthly coupon, up to 9.00% annually) only when each underlier on the related coupon observation date is at or above a coupon trigger level equal to 70% of its initial level. If any underlier finishes below 70% of its initial level at maturity, the cash settlement equals $1,000 plus $1,000 times the lesser performing underlier return, exposing holders to potential full loss of principal.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering auto-callable notes linked to the S&P 500 Index, Tesla common stock and NVIDIA common stock. The notes are expected to trade on June 4, 2026, have an expected original issue date of June 9, 2026, and a stated maturity date expected to be June 7, 2029.
Monthly coupon opportunity: each coupon observation requires each underlier to be at or above 70% of its initial level to trigger a payment; the quoted coupon accrual is $12.917 per $1,000 per observation (1.2917% monthly, ~15.5% annualized potential). The notes are automatically called if on any call observation date every underlier is at or above its initial level; otherwise final payoff depends on whether a trigger event occurs and on the performance of the lesser performing underlier.
GS Finance Corp. priced Market Linked Securities — Auto-Callable with Contingent Coupon and Contingent Downside Principal at Risk linked to the common stock of Snowflake Inc. The pricing date is May 27, 2026 and the securities mature on June 1, 2029. Each security has a $1,000 face amount and an estimated value at issuance of $974 per $1,000 face amount. The securities pay a $50 quarterly contingent coupon per $1,000 (equivalent to 20.00% per annum) only if the underlying stock meets the coupon threshold (50% of the starting price) on calculation days; unpaid coupons can be paid later if a subsequent calculation day meets the threshold. If any quarterly call date's closing price is greater than or equal to the starting price, the securities are automatically called for the face amount plus final and unpaid contingent coupons. If not called, principal at maturity depends on the ending price versus the downside threshold (50% of starting price); an ending price below that threshold results in proportional losses, potentially the entire principal. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so holders are exposed to issuer/guarantor credit risk.