Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $7,284,000 of Trigger Autocallable Contingent Yield Notes due January 2029 linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50 indices. The notes pay a quarterly contingent coupon of $0.25625 per $10 face amount (up to 10.25% per year) only if all three indices are at or above 75% of their initial levels on each observation date.
Starting July 2026, the notes are automatically called if each index is at or above its initial level, returning $10 per note plus the coupon, with no further payments. If not called and, at maturity, every index is at or above 75% of its initial level, investors receive $10 plus the final coupon. If any index is below 75% at maturity, repayment is reduced in line with the decline of the worst index, and the entire principal can be lost. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated initial value is $9.84 per $10 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing structured notes linked to the common stock of Ondas Inc.. The notes mature on January 29, 2029 and can be redeemed by the issuer at 100% of face amount plus any due coupon on quarterly payment dates from July 2026 through October 2028.
The notes offer a contingent coupon of $115 per $1,000 (11.5% quarterly, up to 46% per year) whenever Ondas’ closing price on an observation date is at least 50% of the initial price of $12.55. If the price is below that level, no coupon is paid, and investors may receive no income over the life of the notes.
At maturity, if the final stock price is at least 50% of the initial price, investors receive $1,000 plus any final coupon. If it is below 50%, repayment is reduced one-for-one with the stock’s loss, with up to a 100% loss of principal. The estimated value is about $898 per $1,000, below the issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp. is offering $3,000,000 of unsecured Trigger Autocallable GEARS notes linked to an unequally weighted basket of five equity indices, guaranteed by The Goldman Sachs Group, Inc. The basket starts at 100 and includes the EURO STOXX 50® (40%), Nikkei 225 (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes can be automatically called on January 29, 2027 if the basket is at or above 100% of its initial level, paying $11.50 per $10 face amount based on a 15% call return. If not called, at maturity in January 2031 investors get enhanced upside with 1.75x participation if the basket is above the initial level, full principal back if the basket is between 75% and 100%, and a one‑for‑one loss below 75%, potentially losing the entire investment. The estimated value at pricing is $9.69 per $10, there are no coupons, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of senior unsecured structured notes linked to the S&P 500 Index, Nasdaq-100 Index and iShares Russell 2000 ETF, maturing in January 2029.
The notes can be automatically called quarterly from July 2026 if all three underliers are at or above their initial levels (6,913.35 for the S&P 500, 25,518.35 for the Nasdaq-100 and $269.79 for the ETF), returning principal plus the applicable coupon. Investors may receive a monthly coupon of $9.50 per $1,000 (0.95%, up to 11.4% per year) only when each underlier is at or above 70% of its initial level.
If the notes are not called and on the January 22, 2029 determination date any underlier has fallen more than 30% from its initial level, repayment of principal is reduced one-for-one with the worst performer, potentially down to zero, and no final coupon is paid. The underwriting discount is 0.25% of face amount, with net proceeds of 99.75% to the issuer, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Index maturing in March 2029. The notes do not pay interest and are issued in $1,000 denominations.
The notes are automatically called in March 2027 if the S&P 500 closing level is at or above the initial level, in which case investors receive at least $1,047.50 per $1,000. If not called, at maturity investors get $1,000 plus 100% of any positive index return, and $1,000 if the index is flat or down, so returns can be limited to principal only.
Investors face the credit risk of GS Finance Corp. and its parent, and the estimated value determined by GS&Co.’s models is lower than the issue price. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term and taxing any gain as ordinary interest income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering digital equity-linked notes maturing in 2027 whose payoff is tied to the common stock of Netflix, Inc. For each $1,000 face amount, if the final Netflix level on the determination date is at or above the 70% trigger buffer level of the initial level, holders receive a fixed maximum settlement amount of $1,190, a 19% cap on return.
If the final Netflix level is below the trigger buffer level, the cash payment equals $1,000 plus $1,000 times the underlier return, so losses match the percentage decline of Netflix from its initial level and can reach a total loss of principal. The notes pay no interest, are unsecured obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and their market value and payment at maturity are exposed to both Netflix’s stock performance and the credit risk of the issuer and guarantor. The pricing supplement highlights that the initial issue price will exceed the model-based estimated value and that secondary market liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Index, maturing in 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and pays no interest.
At maturity, if the S&P 500 final level is above its initial level, investors receive $1,000 plus 200% of the index gain, capped by a maximum settlement amount of $1,205. If the index is flat or down by up to the 10% buffer (final level at or above 90% of the initial level), investors receive their full $1,000 back. If the index falls more than 10%, principal is reduced 1-for-1 beyond the buffer, so investors can lose a substantial portion of their investment.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and involve uncertain U.S. federal income tax treatment, which counsel currently views as consistent with a pre-paid derivative contract on the S&P 500.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500® Futures Excess Return Index, maturing in 2030. The notes provide upside exposure with an expected at least 198% participation rate in any positive index return from the trade date to the determination date.
If the final index level is higher than the initial level, investors receive $1,000 plus the upside participation rate times the index gain. If the final level is equal to or below the initial level, the payoff is $1,000 plus $1,000 times the index return, so losses match index declines and investors can lose their entire principal. The notes pay no interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
The underlier tracks E-mini S&P 500 futures, not the cash S&P 500 Index, so returns are affected by futures pricing, financing costs, and roll yields, which can depress performance even if the equity index is flat or rising. The issuer highlights that the initial issue price exceeds its internal estimated value, secondary market prices may be lower, liquidity is not assured, and the U.S. tax treatment is uncertain, with the notes intended to be treated as prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $6,000,000 of autocallable contingent coupon notes linked to the Dow Jones Industrial Average®, the S&P 500® Index and the Russell 2000® Index, maturing in January 2031.
Investors receive a quarterly coupon of $21.375 per $1,000 (2.1375%, up to 8.55% per year) only if on each observation date the closing level of every index is at least 65% of its initial level; otherwise the coupon for that quarter is zero. Starting in January 2027, the notes are automatically called if on a call observation date each index is at or above its initial level, paying back face amount plus that quarter’s coupon.
If the notes are not called, principal repayment at maturity depends on the worst-performing index. If each index is at least 70% of its initial level, investors receive full principal plus any final coupon. If the worst index finishes between 65% and 69.99% of its initial level, investors receive between 65% and 69.99% of face amount plus any final coupon. If any index ends below 65% of its initial level, repayment is reduced in line with the worst index return and investors can lose up to their entire investment, with no final coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Alphabet Inc. Each note has a $1,000 face amount and pays a quarterly coupon of $31 (3.1%) only if Alphabet’s share price on the observation date is at or above 70% of the initial level.
The notes may be automatically called on quarterly dates if Alphabet’s share price is at or above the initial level, in which case investors receive $1,000 per note plus any due coupon, ending the investment early. If the notes are not called and Alphabet’s final level is at or above 70% of the initial level, investors receive $1,000 back at maturity; if it is below 70%, repayment is reduced in line with Alphabet’s loss and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The estimated value at issuance is lower than the original issue price, they will not be listed on an exchange, and their market value can be affected by many factors including equity volatility, interest rates and the issuers’ perceived creditworthiness.