Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $3,600,000 of unsecured medium-term notes linked to the common stock of Broadcom, Amazon.com and UnitedHealth Group. The notes mature on January 30, 2031, unless automatically called earlier.
The notes pay variable monthly coupons per $1,000 face amount. If each stock closes at or above 75% of its initial price ($320.05 for Broadcom, $239.16 for Amazon, $356.26 for UnitedHealth) on an observation date, investors receive a maximum coupon of $6.042; otherwise they receive a minimum coupon of $0.209. Starting in January 2027, if all three stocks are at or above their initial prices on a call observation date, the notes are automatically redeemed at $1,000 plus the applicable coupon. The original issue price is 100% of face amount, with a 3.75% underwriting discount and 96.25% net proceeds to the issuer; the estimated value on the trade date is approximately $947 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,226,000 of medium-term notes linked to the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. These notes combine contingent interest, automatic call features and principal risk tied to the worst-performing index.
Investors receive a quarterly coupon of $23.75 per $1,000 (2.375% quarterly, up to 9.50% per year) only if each index is at least 75% of its initial level on the observation date. The notes are automatically called at $1,000 per $1,000 face amount, plus the due coupon, if on any call observation date all three indexes are at or above their initial levels.
If the notes are not called, principal repayment at maturity depends solely on the index with the lowest return. If that index’s final level is at least 75% of its initial level, investors receive full principal back; below 75%, repayment is reduced one-for-one with the decline, and investors can lose their entire investment. The documents highlight that the notes’ estimated value at pricing is lower than the 100% issue price, the notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., there may be limited or no secondary market, and tax treatment is uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing COIN-linked medium-term notes with an aggregate face amount of $500,000. Each $1,000 note offers a contingent monthly coupon of $18.709 (1.8709% monthly, up to about 22.45% per year) when Coinbase Global, Inc. Class A shares close at or above 60% of the initial level of $223.14.
The notes can be automatically called quarterly if Coinbase’s closing level is at or above the initial level on specified call observation dates, returning $1,000 per note plus the applicable coupon. If not called, at maturity investors receive full principal back only if the final underlier level is at or above 50% of the initial level. Below this 50% trigger buffer, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment.
The notes do not participate in stock gains above par; even if Coinbase doubles, principal repayment is capped at 100% of face value plus any final coupon. The original issue price is 100% of face amount, with a 0.35% underwriting discount and 99.65% net proceeds to the issuer. Investors face issuer and guarantor credit risk, limited liquidity, market value volatility, structural complexity and uncertain U.S. tax treatment, and the notes are not bank deposits or FDIC insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable notes maturing on January 26, 2029 linked to Micron, Palantir and Tesla shares. Investors may receive a contingent monthly coupon of $16.125 per $1,000 (1.6125% monthly, up to 19.35% per year) when each stock closes at or above 50% of its initial price.
The notes are automatically called from January 2027 through December 2028 if each stock is at or above its initial price, returning principal plus the due coupon. If held to maturity and all three stocks are below their initial prices and any is below 50%, repayment is reduced in line with the worst performer, potentially to zero. The aggregate face amount on the original issue date is $570,000, issued at 100% with a 1.25% underwriting discount and 98.75% net proceeds. The estimated value is about $948 per $1,000, and payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,000,000 of autocallable contingent coupon index-linked notes tied to the Nasdaq-100 Index, Nikkei 225 and Russell 2000 Index.
The notes mature on January 26, 2029, but can be automatically called quarterly from April 2026 through October 2028 if the closing level of each index is at or above its initial level. When all three indices are at or above 65% of their initial levels on an observation date, investors receive a contingent coupon of $27.875 per $1,000 face amount (2.7875% quarterly, up to 11.15% per year).
If held to maturity and the worst-performing index is at or above 70% of its initial level, investors receive full principal back plus any final coupon. Below 70%, repayment is reduced in line with the lesser-performing index’s decline, and if any index finishes below 65% of its initial level, investors receive less than 65% of principal and no final coupon, risking a substantial or total loss. The notes’ estimated value at pricing is approximately $986 per $1,000 face amount, reflecting underwriting discounts and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering market-linked notes tied to the EURO STOXX 50® Index, maturing on August 30, 2029. Each $1,000 note pays no interest and repays a variable amount at maturity based on index performance.
If the index rises, investors receive $1,000 plus at least 163% of the index’s percentage gain. If the index falls by up to 25%, investors receive $1,000. Below that 25% threshold, repayment falls 1‑for‑1 with the index decline, and the entire principal can be lost.
The indicative estimated value is $925–$955 per $1,000 at pricing, below the $1,000 offering price, reflecting structuring costs and dealer compensation. Underwriting discounts are up to 2.825% per note, and the securities are unsecured, subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes with an aggregate face amount of $850,000. The notes pay no interest and return at maturity depends entirely on index performance between January 22, 2026 and the January 23, 2029 determination date.
For each $1,000 note, investors receive 150% of any positive index return, capped at a maximum settlement amount of $1,340. If the index finishes between 90% and 100% of its initial level, principal is returned. Below 90%, principal is reduced one-for-one with index losses beyond the 10% buffer, so a substantial loss of investment is possible.
The initial underlier level is set at 6,913.35, lower than the level on the trade date. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing is less than the 100% issue price due to fees, expenses and dealer margin.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering EURO STOXX 50® Index-linked notes with an aggregate face amount of $16,030,000. These five-year notes pay no interest and return depends entirely on index performance between the trade and determination dates.
If the final index level exceeds the initial level of 5,948.20, holders receive $1,000 plus 177.15% of the index gain per $1,000 note. If the index finishes at or above 75% of the initial level, principal is repaid in full. Below the 75% trigger buffer level, principal loss is one-for-one with the index decline, and investors can lose their entire investment.
The pricing supplement highlights that the original issue price exceeds the model-based estimated value, that secondary market liquidity may be limited, and that investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., as well as complex and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on an equally weighted basket of five U.S. stocks: Dycom Industries, Expand Energy, NRG Energy, United Rentals and Vistra, each with a 20% weighting.
The notes pay no interest and mature in February 2029 unless they are automatically called in February 2027. If the basket level on the call observation date is at or above its initial level of 100, the notes are redeemed early for $1,162 per $1,000 face amount. If not called, the maturity payment depends on the basket return: for gains, investors receive $1,000 plus 1.25 times the positive basket return; for losses down to -30%, they receive $1,000 plus the absolute value of the basket loss; for losses worse than -30%, repayment falls dollar-for-dollar with the basket decline and can be far below principal.
The structure includes a 70% trigger buffer level and extensive anti-dilution and market disruption provisions. The estimated value on the trade date is expected between $925 and $965 per $1,000, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked medium‑term notes due August 29, 2029, tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no coupons and return cash only at maturity.
At maturity, investors receive $1,000 per note plus an upside payment if the final index level exceeds the initial level. The positive return equals a participation rate of at least 355% times the index return; if the index is flat or down, only the $1,000 face amount is repaid.
The index allocates among equity, fixed income, commodity and money market exposures, using daily rebalancing, a 5% volatility control and a momentum risk control that can shift most exposure into non‑interest‑bearing cash. Performance is calculated on an excess‑return basis over the federal funds rate and reduced by a 0.65% per‑annum deduction, so high cash allocations and higher short‑term rates can materially dampen index gains.
Key risks include issuer and guarantor credit risk, no interest payments, potentially illiquid secondary markets, estimated value below issue price, complex index mechanics that may not capture momentum or limit volatility as intended, and U.S. tax treatment as a contingent payment debt instrument requiring accrued ordinary income before any cash is received.