Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
Goldman Sachs Group Inc. chief accounting officer Sheara J. Fredman reported a series of transactions in the company’s common stock. On January 23, 2026, Fredman received 530 shares at a price of $0, then executed multiple open-market sales of Goldman Sachs common stock in small blocks ranging from 10 to 875 shares each.
The reported sale prices include weighted average prices such as $917.88, $918.88, and $933.69 per share, with additional trades at $934.50 and $935.96 per share. After these transactions, Fredman directly held 10,301 shares of Goldman Sachs common stock.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $400,000 of three-year notes linked to the common stock of GE Vernova Inc. The notes can pay a contingent quarterly coupon of $34 per $1,000 (3.4% per quarter, up to 13.6% per year) when the stock closes at or above 50% of its initial level on each observation date.
The notes may be automatically called on any quarterly call observation date from April 2026 through October 2028 if the stock closes at or above the initial level, returning $1,000 per note plus the applicable coupon. If the notes are not called and the final stock level on January 23, 2029 is at least 50% of the initial level, investors receive $1,000 per note (plus any final coupon).
If the final level is below 50% of the initial level, principal is reduced one-for-one with the stock decline, and investors can lose up to their entire investment. The filing highlights that the notes’ estimated value at pricing is below the 100% issue price, that secondary market values may be volatile and discounted, and that investors bear both underlier performance risk and the credit risk of GS Finance Corp. and its guarantor.
Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported routine equity compensation activity. On January 23, 2026, 5,482 shares of Goldman Sachs common stock were delivered to him upon the vesting and settlement of previously granted restricted stock units awarded in connection with compensation prior to 2025, with no cash payment required. To cover withholding obligations tied to this delivery, 2,904 shares were withheld at a value of $954.65 per share. After these transactions, Golten directly holds 6,009 shares of Goldman Sachs common stock and has 1,092 shares reported as indirectly held through family trusts, for which he disclaims beneficial ownership.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes with an aggregate face amount of $1,394,000 linked to the Goldman Sachs Momentum Builder® Focus ER Index.
The notes provide 100% principal repayment at maturity (subject to issuer and guarantor credit risk) and no periodic interest. If the index on any annual call observation date is at or above 101% of its initial level, the notes are automatically called, paying $1,000 per note plus a fixed call premium (from 9.40% on the first call date up to 37.60% on the last).
If not called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or lower, the payment is $1,000. The index uses daily rebalancing, volatility control at 5%, and a momentum risk control feature, and it is reduced by the federal funds rate (on the base index) and a 0.65% per annum deduction. The estimated value on the trade date is $934 per $1,000 face amount, below the 100% issue price, reflecting fees and hedging costs.
Goldman Sachs Group Inc. reported an insider equity transaction by Global Treasurer Halio Carey. On January 23, 2026, 4,034 shares of common stock were delivered to Carey upon the conversion of previously granted Restricted Stock Units, with no cash paid, and the company notes these shares were not related to 2025 compensation.
To cover withholding obligations tied to this RSU delivery, 1,966 shares were withheld at a price of $954.65 per share. On the same day, Carey executed several open-market sales of common stock at weighted average prices ranging from $917.78 to $924.08 per share. After these transactions, Carey directly beneficially owned 4,863 shares of Goldman Sachs common stock.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering structured notes whose return is tied to the common stock of Salesforce, Inc.. The notes pay contingent monthly coupons of $9.167 per $1,000 face amount (0.9167% per month, up to about 11% per year) only when Salesforce’s share price on an observation date is at least 71% of the initial price.
The notes can be automatically called in February 2027 if Salesforce’s closing price is at or above the initial price, in which case investors receive $1,000 per note plus the applicable coupon. At maturity in March 2027, if not called, principal is fully protected only if the final Salesforce price is at least 71% of the initial price. Below that level, repayment of principal is reduced one-for-one with the stock’s decline, and investors may lose most or all of their investment and receive no coupon. The notes carry the unsecured credit risk of GS Finance Corp. and its guarantor.
Carey Halio filed a notice to sell 2,846 shares of The Goldman Sachs Group, Inc. common stock, par value $0.01, through Goldman Sachs & Co. LLC on the NYSE around 01/27/2026. The planned sale has an aggregate market value of $2,652,073.56, compared with 299,928,511 shares of common stock outstanding. These shares were acquired on 01/27/2026 as employee compensation awards from The Goldman Sachs Group, Inc., with the same date listed as the payment date.
Over the prior three months, Carey Halio sold 1,757 shares of Goldman Sachs common stock on 01/23/2026 for gross proceeds of $1,677,320.05. By signing the notice, the seller represents not knowing any undisclosed material adverse information about Goldman Sachs’ current or prospective operations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Index maturing in 2029. The notes do not pay periodic interest and are issued at 100% of face amount.
The notes are automatically called in March 2028 if the index on the February 2028 call observation date is at or above the initial level. In that case, investors receive at least $1,088 per $1,000 face amount and the investment ends early.
If the notes are not called, the maturity payment in March 2029 is based on index performance. Investors get $1,000 per $1,000 face amount if the index is at or below its initial level, and enhanced upside with a 110% participation rate if the index has risen.
Key risks highlighted include credit risk of the issuer and guarantor, potential secondary market discounts, no interest payments, capped call proceeds, sensitivity to interest rates and volatility, and complex U.S. federal tax treatment as contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $265,000 of medium-term notes linked to the Class A common stock of Coinbase Global, Inc. The notes pay a contingent quarterly coupon of $49.375 per $1,000 face amount (4.9375% quarterly, up to 19.75% per year) when Coinbase’s closing level on an observation date is at least 50% of the initial level of $216.95.
The notes may be automatically called on specified dates if Coinbase’s level is at or above the initial level, returning $1,000 per note plus any due coupon. If not called, and at maturity the final level is at or above 50% of the initial level, holders receive $1,000 per note plus any final coupon. If the final level is below 50%, repayment is reduced one-for-one with the stock’s decline, and all principal can be lost. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., carry a 2% underwriting discount, and are not listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable notes with an aggregate face amount of $7,487,000 linked to the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index.
The notes pay a contingent monthly coupon of $8.459 per $1,000 (0.8459% monthly, about 10.15% per year) only when each index is at or above 60% of its initial level on the observation date. The notes are automatically called at par plus coupon if all three indices are at or above their initial levels on a call observation date.
At maturity, if not called and each index is at or above 60% of its initial level, holders receive full principal. If any index finishes below 60%, repayment is reduced one-for-one with the worst-performing index, and holders can lose their entire investment. Returns also depend on the credit of GS Finance Corp. and its guarantor.