Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced bearish autocallable, S&P 500® index-linked notes due September 16, 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and an automatic call if the index closes below 80% of the initial level on any call observation date. If not called, maturity payoffs depend on the index return: at least $1,050 per $1,000 if the final index level is ≥ initial level (contingent return of at least 5%), up to 20% participation if index declines but stays ≥ 80%, and limited to $1,000 if index falls below 80%. The estimated value at pricing is between $925 and $965 per $1,000 face amount.
GS Finance Corp. / The Goldman Sachs Group, Inc. is offering Contingent Income Auto-Callable Securities tied to the common stock of Citigroup Inc. The securities have a $1,000 principal amount per security, contingent quarterly coupons (at least $27.25 if the coupon observation price meets the downside threshold) and a stated maturity date expected to be June 8, 2029. Coupons and principal repayment depend on the underlying stock's closing prices on specified observation dates; if the final share price is below the downside threshold (65% of the initial share price), investors may lose a significant portion or all of principal. The securities may be automatically called early if the underlying stock closes at or above the initial share price on any call observation date.
GS Finance Corp. offers structured notes tied to Broadcom Inc. (AVGO UW) with an aggregate face amount of $370,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount pays no interest and will settle in cash at maturity on June 30, 2027 based on the underlier's performance from the trade date to the determination date. If the final underlier level is ≥ the buffer level (85% of the initial level), holders receive the capped maximum settlement amount of $1,311.20 per $1,000. If the final underlier level is below 85%, holders lose approximately 1.1765% of face for each 1% decline below the buffer (buffer rate ≈ 117.65%), and could lose their entire investment. Trade date: May 27, 2026; initial underlier level: $421.86. The notes do not bear interest and are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. priced contingent monthly‑coupon, autocallable notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $17,525,000 of notes with a face amount of $1,000 per note, an original issue price of 100%, and an underwriting discount of 0.725%. Coupons of 1.0834% monthly (up to ~13.00% per annum) are paid only if each underlier is at or above 70% of its initial level on the coupon observation date. The notes will be automatically called if, on any call observation date, each underlier is at or above its initial level; otherwise the cash settlement at maturity depends solely on the performance of the lesser performing underlier, exposing holders to the potential loss of their entire investment. Key dates include trade date May 27, 2026, original issue date June 1, 2026, determination date April 27, 2028 and stated maturity May 4, 2028.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Performance Leveraged Upside Securities (PLUS) linked to the S&P 500® Index with expected pricing around June 16, 2026, original issue date June 22, 2026. Each PLUS has a $1,000 stated principal amount and a stated maturity date of October 5, 2027. If the final index value on the valuation date (expected September 30, 2027) exceeds the initial index value, holders receive the $1,000 principal plus a leveraged upside payment equal to 300% of the index percent increase, capped at a maximum payment at maturity of at least $1,164.00 per PLUS (at least 116.40% of principal). If the final index value is equal to or below the initial index value, holders suffer losses on a 1:1 basis and may lose their entire investment. The original issue price exceeds GS&Co.’s estimated value; the estimated secondary-market value range at pricing is $910 to $970 per PLUS. The offering bears an underwriting discount of 2.25%, and Morgan Stanley Wealth Management will receive a $22.50 selling concession per PLUS.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the VanEck Gold Miners ETF and the iShares® Silver Trust that mature on June 5, 2029. The notes pay no interest, are subject to automatic call beginning on May 27, 2027 (call premiums of 8.1% and 16.2% are specified for the two listed call dates), and provide a cash payment at maturity tied to the lesser performing underlier. If both underliers finish above their initial levels, holders receive the face amount plus the lesser performing underlier return (100% upside participation). If either underlier is equal to or below its initial level at the determination date (May 29, 2029), the holder receives only the face amount. The original issue price is 100% of face amount, underwriting discount 3.25%, net proceeds to issuer 96.75%, and the issuer-reported estimated model value on the trade date is approximately $960 per $1,000 face amount.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due May 29, 2046 that pay interest at 6.05% per annum from the original issue date of May 29, 2026 with annual payments on each May 29 beginning May 29, 2027. The issuer may redeem the notes in whole (not in part) on specified redemption dates beginning on or after May 29, 2028, at a price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice.
The offering size for the initial sale is $5,686,000 at an initial price to public of 100%. Underwriting discount is 1.177%, leaving proceeds to the issuer before expenses of $5,619,075.78. Interest uses the 30/360 (ISDA) day count convention; February redemptions may use a factor less than 270/360. The notes will be issued in book-entry form through DTC. Tax and distribution restrictions and investor eligibility limits are described for multiple jurisdictions.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering Contingent Income Auto-Callable Securities linked to the Class A common stock of Vertiv Holdings Co. The notes are principal-at-risk, mature June 8, 2029, and may be automatically called earlier if the underlying stock meets call conditions.
The notes pay a contingent quarterly coupon (product tied to at least $51.25 per $1,000 schedule) only when the underlying stock's closing price on coupon observation dates is at or above a downside threshold equal to 50.00% of the initial share price. If the final share price is below that threshold, repayment at maturity is reduced one-for-one by the share performance factor and could be zero. Estimated secondary-market value on pricing is stated as $905 to $965 per security.
GS Finance Corp. offers $7,587,000 of Barrier Market-Linked Notes linked to the SPDR® Gold Trust (GLD), guaranteed by The Goldman Sachs Group, Inc. The notes trade on May 27, 2026 with original issue date May 29, 2026 and stated maturity June 2, 2028. For each $1,000 face amount the notes pay either (a) $1,000 plus a 8.00% contingent return if an upper-barrier event occurs on any observation day, or (b) if no barrier event occurs, $1,000 plus the ETF return up to a maximum of 40.50%. The initial ETF price is $408.49; the upper barrier is the initial price plus 40.50. The estimated value on the trade date was approximately $974 per $1,000 face amount; original issue price is 100.00% with a 2.00% underwriting discount.
GS Finance Corp. is offering autocallable equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference Class A common stock of Alphabet (GOOGL), Meta (META) and common stock of NVIDIA (NVDA) and pay based on the lesser performing underlier.
The notes have a 200% upside participation rate, a 60% trigger buffer for each underlier, a trade date of June 3, 2026, original issue date June 8, 2026, a call observation date of June 10, 2027 with a capped automatic call payment of $1,800 per $1,000 face amount, and a stated maturity of June 7, 2029. Purchasing at a premium to face amount increases potential loss; investors are exposed to issuer and guarantor credit risk.