Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced an autocallable, principal-at-risk note guaranteed by The Goldman Sachs Group, Inc., linked to the EURO STOXX 50® Index, the Dow Jones Industrial Average® and the State Street® Technology Select Sector SPDR® ETF. The notes pay a monthly coupon of $8.125 per $1,000 when each underlier is at or above 70% of its initial level on a coupon observation date and will be automatically called if all three underliers are at or above their initial levels on a call observation date. The notes mature on November 4, 2027 unless earlier called. At maturity (if not called) the cash payment is based on the lesser performing underlier: you receive $1,000 if every final underlier level is ≥70% of its initial level, receive only face amount with no coupon if all final underlier levels are between 65% and 70%, and may receive less than 65% of face amount if any final underlier level is below 65% (payment equals $1,000 × lesser performing underlier return). The estimated value on the trade date was approximately $977 per $1,000 face amount; original issue price was 100% with an underwriting discount of 2.225%.
GS Finance Corp. is offering callable buffered notes linked to the S&P 500® Futures Excess Return Index, guaranteed by The Goldman Sachs Group, Inc. The notes have an expected trade date of May 26, 2026 and an expected stated maturity date of May 29, 2031. The notes pay no interest, feature a 20% buffer (buffer level = 80%) and a 160% upside participation rate on positive index returns. If the final index level is between 80% and 100% of the initial level, investors receive the absolute index loss as a positive return; if below 80%, losses apply and could materially reduce principal. The issuer may redeem on specified call payment dates at cash amounts defined by call premium amounts set on the trade date. The estimated model value on the trade date is between $885 and $935 per $1,000 face amount.
The pricing supplement describes market‑linked, non‑interest bearing notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $930,000. Payments depend on the performance of the lesser performing underlier among Alphabet Class C, Target and Tesla.
The notes feature annual automatic call windows (first call observation April 28, 2027) with graded call premiums (19.5% through 78%). If not called, maturity payoff is cash based on the lesser performing underlier return with a 100% upside participation rate; negative underlier returns can limit recovery to face amount.
GS Finance Corp. is offering structured, principal-at-risk notes (aggregate face amount $7,734,000) linked to the Nasdaq-100, Russell 2000 and S&P 500 that pay a contingent monthly coupon and are subject to an automatic call. Coupons (≤ 1.0959% monthly, ~13.15% per annum) are paid only if each underlier is at or above a 70% coupon trigger level on observation dates. If not called, the maturity payment depends solely on the lesser performing underlier; a final underlier below the 70% trigger buffer can result in significant principal loss, including loss of the entire investment. The notes mature on May 3, 2029 unless automatically called earlier; pricing supplement dated April 28, 2026.
The offered notes are principal‑at‑risk, equity‑linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with payoff tied to the lesser performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. For each $1,000 face amount, holders receive either a capped upside, the face amount, or a downside payoff that declines point‑for‑point below the trigger buffer. Key terms: Upside participation 300%, Maximum settlement $1,540, and a Trigger buffer 70%. The notes pay no interest and mature on January 3, 2029, with a determination date of December 28, 2028.
GS Finance Corp. priced $2,000,000 aggregate face amount of Buffered Digital Basket-Linked Notes due May 2, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes are principal‑at‑risk, non‑interest bearing and settle in cash based on a weighted basket of five international indices measured from the trade date of April 28, 2026 to the determination date.
Key terms: initial basket level 100; threshold settlement amount $1,170 per $1,000 face; buffer level 90% (buffer rate approximately 111.11%); estimated value at pricing ~$976 per $1,000; original issue price 100%; underwriting discount 1.3%. The notes may lose principal and could result in the loss of your entire investment.
GS Finance Corp. is offering S&P 500® Index‑linked, non‑interest bearing notes maturing in 2028 and guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity either (a) if a barrier event has occurred, at least $1,035 per $1,000 face amount (a contingent return of 3.5%), or (b) if no barrier event has occurred, $1,000 plus $1,000 times the absolute index return, capped at $1,260 (a maximum return of 26%). The trade date is expected to be May 26, 2026 (original issue date expected May 29, 2026) and the stated maturity date is expected to be June 5, 2028. The notes have an estimated value at pricing between $925 and $965 per $1,000 face amount. Key mechanics include an upper barrier of 126% and lower barrier of 74% of the initial index level; a barrier event occurring on any trading day during the measurement period converts payout to the contingent return. The calculation agent is Goldman Sachs & Co. LLC and purchasers remain exposed to issuer/guarantor credit risk and market factors affecting secondary market pricing.
GS Finance Corp. offers autocallable, index-linked notes due 2033 guaranteed by The Goldman Sachs Group, Inc. The notes pay cash on maturity or an earlier automatic call tied to the Goldman Sachs Momentum Builder Focus ER Index, with an upside participation rate of 100% and annual call opportunities beginning 2027. The pricing supplement states an estimated value of $850 to $890 per $1,000 face amount on the trade date and discloses key mechanics: a 5% volatility control, a 0.65% per annum deduction applied in the index methodology, and specific call premium amounts for each call date. The notes do not pay interest, are subject to issuer/guarantor credit risk, may be allocated substantially to hypothetical cash positions, and can be redeemed in full on a call payment date if call conditions are met.
GOLDMAN SACHS GROUP INC director and CEO David M. Solomon reported equity compensation activity involving the company’s common stock. On April 28, 2026, 34,017 shares underlying Performance-based Restricted Stock Units granted in January 2023 were delivered to him without any cash payment, and these shares generally cannot be sold or transferred before January 2027. To cover related withholding obligations, 18,812 shares of common stock were withheld, a non-market tax-withholding disposition rather than an open-market sale. Following these transactions, he directly holds 159,544 shares of common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.
Goldman Sachs president and COO John E. Waldron reported routine equity compensation activity. On April 28, 2026, 27,446 shares of common stock were delivered to him upon the vesting of performance-based restricted stock units granted in January 2023, without any cash paid.
In connection with this delivery, 15,178 shares were withheld to satisfy tax withholding obligations, a non-market tax-withholding disposition. After these transactions, Waldron directly held 133,714 shares of Goldman Sachs common stock. The delivered shares generally cannot be sold or transferred before January 2027.