Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of five U.S. stocks: Dycom Industries, Expand Energy, NRG Energy, United Rentals and Vistra. The notes pay no interest and are scheduled to mature on an expected date in February 2029, unless automatically called in February 2027.
Each $1,000 note can be automatically redeemed for $1,120 if the basket’s closing level on the call observation date is at or above its initial level of 100. If not called, the maturity payment depends on the basket return: upside is leveraged at a 125% participation rate when the basket finishes above its initial level; if the basket is flat or down by up to 30%, investors receive a positive “absolute return,” matching the magnitude of the decline. If the basket falls by more than 30%, principal is exposed one-for-one to losses and investors can lose most or all of their investment.
The structure includes anti-dilution and reorganization adjustments for corporate actions affecting the basket stocks, and specifies detailed procedures for handling market disruption events and non-trading days. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is expected between $925 and $965 per $1,000 face amount, reflecting underwriting discounts, structuring fees and issuer funding economics, which may also affect any secondary market prices. Investors do not receive dividends on the underlying stocks and have no shareholder rights.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $210,000 of auto-callable notes linked to Amazon, NVIDIA and Tesla stock. The notes pay no interest and may be automatically called in April 2026 for $1,400 per $1,000 if all underliers are at or above their initial levels.
If not called, the January 2029 maturity payment depends solely on the worst-performing stock. Investors get full principal plus 200% of the lesser-performing return if all underliers finish above their initial levels, break even if the worst stays at or above 50% of its initial level, and suffer a one-for-one loss below that buffer, potentially losing their entire investment. Returns also depend on the issuer’s and guarantor’s credit and the notes may trade below face value before maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, offers auto-callable notes linked to UnitedHealth, NVIDIA, Broadcom and Alphabet Class C stock. The notes mature in February 2031 unless called early.
Investors receive monthly coupons that depend on stock performance. If every stock closes at or above 80% of its initial price on an observation date, the coupon is $8.375 per $1,000 (0.8375% monthly, up to 10.05% per year). If any stock is below 80%, the coupon drops to $0.209 (0.0209% monthly, about 0.25% per year). If each stock is at least 95% of its initial price on a call observation date, the notes are automatically redeemed at face value plus that period’s coupon.
At maturity, holders receive $1,000 per note plus the final coupon, subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected between $885 and $935 per $1,000, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked structured notes with an aggregate face amount of $4,270,000. These notes are part of its Medium-Term Notes, Series F program and do not pay periodic interest.
At maturity on January 26, 2028, each $1,000 note pays a cash amount based on the S&P 500® Index performance from the trade date, with a 300% upside participation rate capped at a maximum settlement amount of $1,196.80. If the index falls but stays within a 10% buffer (down to 90% of the initial level), investors receive the $1,000 face amount.
If the final index level is below the 90% buffer, principal is reduced at an effective buffer rate of approximately 111.11% of the loss beyond the buffer, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed on an exchange, may have limited liquidity, and have complex and uncertain U.S. federal income tax treatment.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the EURO STOXX 50® Index, maturing on February 27, 2031, under its Medium-Term Notes, Series F program.
For each $1,000 note, investors receive at maturity either $1,000 if the index is flat or lower, or $1,000 plus at least 110% of any positive index return. The notes do not pay periodic interest and are not equivalent to owning the underlying European stocks.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They will not be listed on an exchange, and their estimated value at pricing will be lower than the issue price. For U.S. tax purposes, they are treated as contingent payment debt instruments, requiring annual ordinary income accruals even though cash is only paid at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10,258,500 of Trigger Autocallable Contingent Yield Notes due 2028 linked to the common stock of Advanced Micro Devices, Inc. The notes pay a quarterly contingent coupon of $0.39425 per $10 face amount (up to 15.77% per annum) only when AMD’s closing price on the observation date is at or above a coupon barrier set at 50% of the $259.68 initial stock price.
Starting in April 2026, the notes are automatically called if AMD closes at or above the initial price on any quarterly call observation date, returning the $10 face amount plus the then-due coupon and ending further payments. If not called, and AMD’s final price on the January 24, 2028 determination date is at or above the 50% downside threshold, investors receive the $10 face amount plus the final coupon. If AMD finishes below the downside threshold, repayment is reduced one-for-one with the stock’s loss, and investors can lose all of their principal and receive no final coupon. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value at pricing is $9.67 per $10 face amount.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering $6,675,000 of callable equity-linked notes due January 28, 2031. The notes pay no interest and return at least the $1,000 face amount at maturity, with upside tied to the worst-performing of Alphabet Class A, Meta Class A and NVIDIA common stock. If all three stocks finish above their initial prices on the January 13, 2031 determination date, investors receive $1,000 plus 3.1× the lesser-performing stock’s percentage gain; otherwise they receive $1,000. Goldman may redeem the notes early on specified monthly call dates from 2027 through 2030 at 100% of face plus a call premium that rises from about 17% to about 83.5853%. The original issue price is 100% of face, with a 4% underwriting discount and net proceeds of 96% of face. The estimated value at pricing is approximately $924 per $1,000.
GS Finance Corp. is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on January 28, 2031. The notes pay a conditional coupon of $15.417 per $1,000 (1.5417% monthly, up to about 18.5% per year) when the index is at least 70% of its initial level on a monthly observation date. The notes are automatically called at par plus coupon if the index is at or above its initial level of 500.30 on specified quarterly dates from July 2026 to October 2030.
If held to maturity and not called, principal is protected only down to a 50% trigger buffer; below that, losses mirror the index decline and you can lose your entire investment. The underlier is a highly complex, leveraged futures-based index with up to 500% exposure and a daily 6.0% per annum decrement, which reduces returns and can worsen losses. The estimated value at pricing is about $946 per $1,000 note, versus a 100% issue price, with a 0.9% underwriting discount and 99.1% net proceeds to the issuer, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index. These notes pay no interest and repay at maturity based on index performance between the trade and determination dates.
Holders receive 140% of any positive index return, subject to no cap. Principal is protected only down to a 20% loss: if the index finish level is between 80% and 100% of its initial level, investors receive the $1,000 face amount per note. Below 80%, losses resume one-for-one, so a severe decline can cause a substantial loss of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The pricing supplement highlights that the estimated value at pricing will be lower than the original issue price, secondary market liquidity may be limited, and returns can differ materially from investing directly in the S&P 500® Index or its futures due to financing costs, roll yield and other futures-specific effects, as well as complex and uncertain U.S. tax treatment.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due February 13, 2029 as part of its Medium-Term Notes, Series N program. The notes pay interest at a fixed 4.00% per annum, with interest payable on February 13 and August 13 of each year, starting August 13, 2026, calculated using a 30/360 (ISDA) day count convention.
The notes are issued in U.S. dollars in minimum denominations of $1,000, will be issued in book-entry form through DTC and will not be listed on any securities exchange. They are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any other governmental agency. U.S. holders generally will be taxed on interest as ordinary income, and the notes are generally subject to FATCA withholding rules. The distribution is led by Goldman Sachs & Co. LLC, which has a conflict of interest as an affiliate of the issuer and will follow FINRA Rule 5121.