Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering principal-protected-style notes (face amount $1,000 each; aggregate face amount $482,000) linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (initial underlier level 461.26, trade date April 29, 2026). The notes do not bear interest, may be automatically called beginning October 29, 2026 if the index on a call observation date is ≥90% of the initial level, and mature on May 6, 2031 if not called. The index applies a 6.0% per annum decrement, targets 40% volatility with up to 500% maximum leverage, and thus can magnify losses; the cash payoff at maturity is capped at $1,725.04 per $1,000 if the final underlier level is ≥90% of the initial level. The estimated value on the trade date was approximately $924 per $1,000 face amount; original issue price is 100% with a 4.3% underwriting discount.
GS Finance Corp. is offering leveraged, index-linked notes due 2031 guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no periodic interest; the cash payment at maturity depends on the EURO STOXX 50 Index performance from the trade date to the determination date. If the final underlier level is above the initial level, holders receive $1,000 plus the upside participation rate times the underlier return (upside participation rate at least 129.5%); if the final level is equal to or below the initial level, holders receive the face amount only. Trade date, determination date and maturity are set as: Trade date: May 29, 2026; Determination date: May 29, 2031; Stated maturity: June 3, 2031. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes and are subject to issuer and guarantor credit risk, limited secondary-market liquidity, and withholding/tax rules including FATCA and potential 871(m) considerations.
GS Finance Corp. offers callable S&P 500® Futures Excess Return Index‑linked notes due May 5, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note, an aggregate face amount of $735,000 on the original issue date and an initial underlier level of 575.29 (trade date April 29, 2026). At maturity the cash payment per $1,000 depends on the final underlier level versus the 575.29 initial level: positive participation of 222% on gains, a 20% buffer (80% buffer level), and a downside that can materially reduce principal. The issuer may redeem the notes on scheduled monthly call payment dates beginning May 4, 2027 at specified capped call premiums. The estimated value at issuance is approximately $967 per $1,000 face amount.
GS Finance Corp. priced contingent monthly‑coupon, principal‑at‑risk notes backed by The Goldman Sachs Group, Inc. guarantee. Each $1,000 note (aggregate face $1,007,000) pays a contingent monthly coupon of $8.75 if each underlier is >= 70% of its initial level on observation dates and matures May 4, 2029.
At maturity the cash payment is tied to the lesser performing underlier (Nasdaq‑100, Russell 2000, S&P 500); if that underlier is below 70% of its initial level you can suffer principal loss, potentially losing your entire investment. The issuer may redeem on coupon dates beginning May 2027.
GS Finance Corp. is offering Market Linked Notes—Upside Participation to a Cap and Principal Return at Maturity linked to the EURO STOXX 50® Index, with a 100.00% upside participation and a maximum return of 27.50% (maximum maturity payment $1,275.00 per $1,000 face amount). The notes mature on May 3, 2029 (calculation day April 30, 2029) and repay the face amount at maturity regardless of index performance, subject to issuer and guarantor credit risk. The original offering price is $1,000 per note; the estimated model value at pricing was approximately $960 per $1,000 face amount.
GS Finance Corp. priced principal-at-risk notes linked to the S&P 500® Futures Excess Return Index. The notes have an upside participation rate of 220%, a trigger buffer level of 75% (25% buffer), and an aggregate face amount of $1,122,000. If the final underlier level on the determination date is above the initial level, investors receive the face amount plus 220% of the underlier return. If the final level is at or above the trigger buffer level but below the initial level, investors receive the face amount. If the final level is below the trigger buffer level, investors suffer a loss proportional to the underlier decline and could lose their entire investment. The notes pay no interest, are issued at 100% of face, carry an underwriting discount of 1.125%, and mature in May 2031. The notes are obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc.; holders are exposed to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. reported stronger quarterly results for the three months ended March 31, 2026. Total net revenues were $17,227 million, up from $15,062 million a year earlier, driven by higher investment banking, investment management and other principal transaction revenues, partly offset by slightly lower market making.
Net earnings rose to $5,630 million from $4,738 million, with net earnings applicable to common shareholders at $5,403 million. Diluted earnings per common share increased to $17.55 from $14.12 as operating expenses grew more slowly than revenues. Total assets expanded to $2,060,180 million, with trading assets, loans and deposits all higher versus December 2025.
The Goldman Sachs Group, Inc. filed a Form 144 reporting a proposed sale of 14,975 shares of Common Stock (par value $0.01) tied to Employee Compensation Awards, with an effective/filing date of 05/01/2026. The securities are listed on NYSE. The filing lists numeric values adjacent to the sale line, including 13833455.75 and 296752922, as presented on the form.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers autocallable buffered notes linked to the S&P 500® Futures Excess Return Index. The notes have an expected trade date of May 4, 2026, an expected automatic call observation date of May 4, 2027 with an expected call payment of $1,093 per $1,000 face amount if the closing underlier level is greater than or equal to the initial level. If not called, the stated maturity is expected on May 9, 2028, and the cash settlement at maturity is based on the underlier return with a 20% buffer level: declines up to 20% convert to positive returns (absolute return), while declines beyond 20% produce losses below face amount. The notes pay no interest, are unsecured obligations subject to issuer and guarantor credit risk, and have an estimated value on the trade date of $925–$965 per $1,000 face amount. These notes are complex, potentially illiquid, and may cause substantial principal loss if the final underlier level falls below the buffer.
The Goldman Sachs Group, Inc. submitted a Form 144 notice relating to proposed sales of Common Stock, par value $0.01 per share on 05/01/2026. The filing lists Employee Compensation Awards as the source and Goldman Sachs & Co. LLC as the broker, with trading venue NYSE.