Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing auto-callable notes maturing on January 26, 2029 linked to Micron, Palantir and Tesla shares. Investors may receive a contingent monthly coupon of $16.125 per $1,000 (1.6125% monthly, up to 19.35% per year) when each stock closes at or above 50% of its initial price.
The notes are automatically called from January 2027 through December 2028 if each stock is at or above its initial price, returning principal plus the due coupon. If held to maturity and all three stocks are below their initial prices and any is below 50%, repayment is reduced in line with the worst performer, potentially to zero. The aggregate face amount on the original issue date is $570,000, issued at 100% with a 1.25% underwriting discount and 98.75% net proceeds. The estimated value is about $948 per $1,000, and payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,000,000 of autocallable contingent coupon index-linked notes tied to the Nasdaq-100 Index, Nikkei 225 and Russell 2000 Index.
The notes mature on January 26, 2029, but can be automatically called quarterly from April 2026 through October 2028 if the closing level of each index is at or above its initial level. When all three indices are at or above 65% of their initial levels on an observation date, investors receive a contingent coupon of $27.875 per $1,000 face amount (2.7875% quarterly, up to 11.15% per year).
If held to maturity and the worst-performing index is at or above 70% of its initial level, investors receive full principal back plus any final coupon. Below 70%, repayment is reduced in line with the lesser-performing index’s decline, and if any index finishes below 65% of its initial level, investors receive less than 65% of principal and no final coupon, risking a substantial or total loss. The notes’ estimated value at pricing is approximately $986 per $1,000 face amount, reflecting underwriting discounts and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering market-linked notes tied to the EURO STOXX 50® Index, maturing on August 30, 2029. Each $1,000 note pays no interest and repays a variable amount at maturity based on index performance.
If the index rises, investors receive $1,000 plus at least 163% of the index’s percentage gain. If the index falls by up to 25%, investors receive $1,000. Below that 25% threshold, repayment falls 1‑for‑1 with the index decline, and the entire principal can be lost.
The indicative estimated value is $925–$955 per $1,000 at pricing, below the $1,000 offering price, reflecting structuring costs and dealer compensation. Underwriting discounts are up to 2.825% per note, and the securities are unsecured, subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes with an aggregate face amount of $850,000. The notes pay no interest and return at maturity depends entirely on index performance between January 22, 2026 and the January 23, 2029 determination date.
For each $1,000 note, investors receive 150% of any positive index return, capped at a maximum settlement amount of $1,340. If the index finishes between 90% and 100% of its initial level, principal is returned. Below 90%, principal is reduced one-for-one with index losses beyond the 10% buffer, so a substantial loss of investment is possible.
The initial underlier level is set at 6,913.35, lower than the level on the trade date. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing is less than the 100% issue price due to fees, expenses and dealer margin.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering EURO STOXX 50® Index-linked notes with an aggregate face amount of $16,030,000. These five-year notes pay no interest and return depends entirely on index performance between the trade and determination dates.
If the final index level exceeds the initial level of 5,948.20, holders receive $1,000 plus 177.15% of the index gain per $1,000 note. If the index finishes at or above 75% of the initial level, principal is repaid in full. Below the 75% trigger buffer level, principal loss is one-for-one with the index decline, and investors can lose their entire investment.
The pricing supplement highlights that the original issue price exceeds the model-based estimated value, that secondary market liquidity may be limited, and that investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., as well as complex and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on an equally weighted basket of five U.S. stocks: Dycom Industries, Expand Energy, NRG Energy, United Rentals and Vistra, each with a 20% weighting.
The notes pay no interest and mature in February 2029 unless they are automatically called in February 2027. If the basket level on the call observation date is at or above its initial level of 100, the notes are redeemed early for $1,162 per $1,000 face amount. If not called, the maturity payment depends on the basket return: for gains, investors receive $1,000 plus 1.25 times the positive basket return; for losses down to -30%, they receive $1,000 plus the absolute value of the basket loss; for losses worse than -30%, repayment falls dollar-for-dollar with the basket decline and can be far below principal.
The structure includes a 70% trigger buffer level and extensive anti-dilution and market disruption provisions. The estimated value on the trade date is expected between $925 and $965 per $1,000, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked medium‑term notes due August 29, 2029, tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no coupons and return cash only at maturity.
At maturity, investors receive $1,000 per note plus an upside payment if the final index level exceeds the initial level. The positive return equals a participation rate of at least 355% times the index return; if the index is flat or down, only the $1,000 face amount is repaid.
The index allocates among equity, fixed income, commodity and money market exposures, using daily rebalancing, a 5% volatility control and a momentum risk control that can shift most exposure into non‑interest‑bearing cash. Performance is calculated on an excess‑return basis over the federal funds rate and reduced by a 0.65% per‑annum deduction, so high cash allocations and higher short‑term rates can materially dampen index gains.
Key risks include issuer and guarantor credit risk, no interest payments, potentially illiquid secondary markets, estimated value below issue price, complex index mechanics that may not capture momentum or limit volatility as intended, and U.S. tax treatment as a contingent payment debt instrument requiring accrued ordinary income before any cash is received.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering 1,990,000 Market-Linked Step Up Notes at $10 principal per unit, for an aggregate principal of $19,900,000, maturing on January 31, 2028. The notes pay no periodic interest and all payments occur at maturity.
The notes are linked to an international equity basket comprised of the EURO STOXX 50® Index (40%), the Nikkei 225 (40%) and the Swiss Market Index (20%). If the basket is flat or higher at maturity, holders receive the greater of a 24.00% step-up return ($12.40 per unit) or a 1-to-1 upside based on the basket’s percentage gain. If the basket has declined, principal is exposed 1-to-1 and investors can lose up to their entire investment.
The public offering price is $10.00 per unit, including an underwriting discount of up to $0.15 per unit, with proceeds to GS Finance Corp. of $9.85 per unit, or $19,601,500 in total. The issuer’s initial estimated value is approximately $9.72 per $10 principal, reflecting structuring and distribution costs. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., subject to their credit risk, and are not bank deposits or FDIC-insured. Minimum initial purchase is $100,000, and the notes will not be listed, so secondary market liquidity is expected to be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of five U.S. stocks: Dycom Industries, Expand Energy, NRG Energy, United Rentals and Vistra. The notes pay no interest and are scheduled to mature on an expected date in February 2029, unless automatically called in February 2027.
Each $1,000 note can be automatically redeemed for $1,120 if the basket’s closing level on the call observation date is at or above its initial level of 100. If not called, the maturity payment depends on the basket return: upside is leveraged at a 125% participation rate when the basket finishes above its initial level; if the basket is flat or down by up to 30%, investors receive a positive “absolute return,” matching the magnitude of the decline. If the basket falls by more than 30%, principal is exposed one-for-one to losses and investors can lose most or all of their investment.
The structure includes anti-dilution and reorganization adjustments for corporate actions affecting the basket stocks, and specifies detailed procedures for handling market disruption events and non-trading days. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is expected between $925 and $965 per $1,000 face amount, reflecting underwriting discounts, structuring fees and issuer funding economics, which may also affect any secondary market prices. Investors do not receive dividends on the underlying stocks and have no shareholder rights.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $210,000 of auto-callable notes linked to Amazon, NVIDIA and Tesla stock. The notes pay no interest and may be automatically called in April 2026 for $1,400 per $1,000 if all underliers are at or above their initial levels.
If not called, the January 2029 maturity payment depends solely on the worst-performing stock. Investors get full principal plus 200% of the lesser-performing return if all underliers finish above their initial levels, break even if the worst stays at or above 50% of its initial level, and suffer a one-for-one loss below that buffer, potentially losing their entire investment. Returns also depend on the issuer’s and guarantor’s credit and the notes may trade below face value before maturity.