Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group Inc. executive Leslie Ericka T, the Chief Administrative Officer, filed an initial ownership report showing her equity stake in the company. She reports direct ownership of 11,985 shares of common stock and indirect exposure to 40 shares held in family trusts, for which she disclaims beneficial ownership.
She also holds 4,366 Restricted Stock Units granted in January 2026, tied to Goldman Sachs common stock. These RSUs are fully vested and are scheduled to convert into shares between January 2027 and January 2029, with the delivered shares generally restricted from sale until dates ranging from January 2028 to January 2030. Certain existing shares also cannot be sold or transferred before January 2027, indicating multi‑year holding and transfer restrictions on a meaningful portion of her equity compensation.
The Goldman Sachs Group, Inc. offers $50,000,000 principal amount of Callable Fixed Rate Notes due August 2, 2027 with a coupon of 4.25% per annum payable at maturity. The notes accrue interest from the original issue date, July 2, 2026, and are callable in whole on specified redemption dates.
The initial price to public is 100.00% per note; underwriting discount is 0.05%, producing proceeds before expenses to the issuer of $49,975,000. The notes will be issued in book‑entry form through DTC and are subject to specified tax and distribution restrictions in multiple jurisdictions.
GS Finance Corp. is offering structured, monthly‑coupon, auto‑callable notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stocks of AMD, UnitedHealth, Tesla and NVIDIA, have an expected trade date of July 28, 2026 and an expected stated maturity of August 4, 2031.
The notes pay either a maximum coupon of $10.625 per $1,000 face amount (1.0625% monthly, up to 12.75% p.a.) or a minimum coupon of $0.209 per $1,000 (0.0209% monthly, ~0.25% p.a.) on each coupon payment date depending on whether each index stock’s closing price on the coupon observation date is at least 77.5% of its initial price. The notes will be automatically called and redeemed early if, on any call observation date, each index stock’s closing price is greater than or equal to its initial index stock price. GS&Co., as calculation agent, will make determinations about closing prices, observation dates and anti‑dilution adjustments. The estimated value at term setting is between $885 and $935 per $1,000 face amount.
GS Finance Corp. is offering $1,000 face‑amount autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, may be automatically called annually if the index meets a call level (101% of the initial index level), and mature on July 29, 2033. If not called, maturity payment per $1,000 depends on index performance: with 100% upside participation when the final index level exceeds the initial level; if the final index level is equal to or below the initial level, the cash settlement equals the $1,000 face amount. GS&Co.’s estimated trade‑date value is $850 to $890 per $1,000, below issue price. The index is a daily‑rebalanced, momentum‑driven construct with volatility and momentum risk controls and a deduction of 0.65% per annum, and allocations may shift heavily into hypothetical cash positions. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and specific U.S. federal tax rules treating the notes as contingent payment debt instruments.
GS Finance Corp. is offering structured notes: Trigger Autocallable GEARS linked to the EURO STOXX 50® Index, guaranteed by The Goldman Sachs Group, Inc. Trade date is July 15, 2026 with an original issue date of July 17, 2026. The notes pay no coupons, have an autocall feature (call observation date July 22, 2027) and a final determination date of July 15, 2031 with stated maturity July 17, 2031.
Key economic terms set on the trade date include upside gearing expected between 1.45 and 1.67, a downside threshold of 75.00 of the initial index level, and a call return of 18.00. Estimated model value at pricing is $9.35–$9.65 per $10 face amount; original issue price is 100.00 of face with a distribution concession of 2.50.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent income callable securities tied to the worst‑performing of the S&P 500®, Russell 2000® and Nasdaq‑100® with a stated maturity expected to be July 13, 2028. Each security has a $1,000 stated principal amount and may pay a contingent quarterly coupon (set at least $28.75 per $1,000 in the examples) only if each underlying index closes at or above a downside threshold equal to 70.00% of its initial index value on every index business day during the preceding quarterly coupon observation period. The issuer may redeem the securities at its option on coupon payment dates beginning with the coupon payment date expected to occur on October 15, 2026 through the coupon payment date expected to occur on April 13, 2028 at 100% of principal plus any coupon then due. If not redeemed, payment at maturity will be $1,000 if each final index value is greater than or equal to its downside threshold, or $1,000 multiplied by the worst performing index performance factor if any final index value is below its downside threshold.
GS Finance Corp. is offering callable S&P 500® Index-linked notes due August 2, 2032, guaranteed by The Goldman Sachs Group, Inc. The notes do not bear interest, pay at maturity per the S&P 500® Index performance (100% participation if final level > initial level), and may be redeemed at issuer option on specified monthly call payment dates beginning August 2, 2027. The estimated value at trade date is between $885 and $935 per $1,000 face amount. The trade date is expected to be July 28, 2026 and the original issue date July 31, 2026. Purchasers are exposed to issuer and guarantor credit risk, limited upside at call dates (capped by the applicable call premium amounts), and U.S. tax rules treating the notes as contingent payment debt instruments.
The offering describes Autocallable Market-Linked Step Up Notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the EURO STOXX® Banks Index with a term of approximately two years if not called. Each unit has a $10 principal amount and a Call Payment of $12.00 per unit if automatically called on the Call Observation Date, roughly one year after pricing. If not called, redemption at maturity depends on the Ending Value versus a Threshold Value (to be set on pricing), with a Step Up Payment of $4.00 per unit (40%) and a Participation Rate of 100%. Estimated value at pricing is between $9.00 and $9.30 per $10 principal. The notes carry issuer/guarantor credit risk, limited secondary liquidity, no periodic interest, and a $100,000 minimum purchase.
GS Finance Corp. is offering Autocallable Goldman Sachs Momentum Builder® Focus ER Index‑Linked Notes due 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 100%, and may be automatically called on specified annual observation dates beginning July 28, 2027. If not called, the cash settlement at maturity on July 29, 2033 will pay $1,000 + $1,000 × (index return) when the final index level exceeds the initial level; if the final index level is equal to or below the initial level, the holder will receive the face amount of $1,000. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index, which rebalances daily, applies a 5% realized volatility control, and subjects the index to a 0.65% per annum deduction. GS&Co.’s models price the notes on the trade date at an estimated value of $850 to $890 per $1,000 face amount, below the original issue price. Purchase involves issuer and guarantor credit risk and the possibility that index allocations may shift largely into hypothetical cash positions, which earn zero on an excess return basis before the deduction.
GS Finance Corp. is offering callable contingent coupon notes linked to the VanEck Semiconductor ETF (SMH). The notes pay a contingent quarterly coupon of $50 per $1,000 (at least 5% quarterly) when the underlier equals or exceeds 80% of the initial level. The issuer may redeem the notes on coupon payment dates beginning in February 2027.
At maturity (stated maturity May 3, 2029), each $1,000 face amount will pay either $1,000 if the final underlier level is at or above the 80% buffer, or a reduced cash settlement calculated using the 20% buffer and the underlier return, potentially causing substantial loss of principal. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, market‑value volatility, and tax uncertainties.