Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, with an expected trade date of May 19, 2026 and stated maturity expected to be May 22, 2031. Coupons of $12.50 per $1,000 (1.25% monthly; up to 15% per annum) are payable on monthly coupon payment dates only if the index closing level on the related coupon observation date is at least 50% of the initial underlier level. The index applies volatility-targeted leverage (maximum exposure 500%), a cap on daily leverage change (100%), and a daily 6.0% per annum decrement. Notes are subject to automatic redemption if the index on any quarterly call observation date is greater than or equal to the initial underlier level; otherwise, maturity payment is based on the underlier return, which can result in substantial losses, including loss of principal. The estimated value at pricing is stated between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering principal‑at‑risk, non‑interest bearing notes linked to the common stock of Vistra Corp. For each $1,000 face amount, the notes pay $1,300 at maturity if the final stock price is at least 61.25% of the initial price set on the trade date.
If the final stock price falls below that threshold, the cash payment equals $1,000 plus $1,000 times the index stock return, exposing holders to full downside (you could lose your entire investment). Trade date is expected to be May 15, 2026, determination date November 15, 2027, and stated maturity November 18, 2027. The estimated value at term‑setting is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the S&P 500 performance from May 14, 2026 (trade date) to May 14, 2031 (determination date). If the final index level is ≥ the buffer level (80% of the initial level), each $1,000 note pays the maximum settlement amount of $1,421. If the final level is below the buffer level, the holder loses 1% of face amount for every 1% the index is below the buffer, exposing investors to potential substantial principal loss. The notes are unsecured senior obligations of the issuer, are fully guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer's and guarantor's credit risk.
GS Finance Corp. is offering structured notes guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Microsoft Corporation, Class A common stock of StepStone Group Inc., and an ADS of Alibaba Group Holding Limited. The notes have an expected trade date of May 7, 2026, an original issue date expected to be May 12, 2026, and an expected stated maturity date of May 11, 2028.
The notes pay contingent monthly coupons of $15 per $1,000 face amount (1.5% monthly, up to 18% per annum) only if on each coupon observation date the closing price of each index stock is >= 50% of its initial price. At maturity the cash settlement amount is determined by the performance of the lesser performing index stock versus its trigger buffer price (50% of initial price). If the lesser performing index stock falls below that buffer, the holder will suffer a loss proportional to that index stock return.
The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and GS&Co. will act as calculation agent with related discretions.
The Goldman Sachs Group, Inc. is offering fixed and floating rate senior notes due July 22, 2027 with a fixed rate of 4.10% per annum through December 22, 2026 and a thereafter floating rate of compounded SOFR plus a 0.40% spread (floored at 0.00%), payable monthly and issued in minimum denominations of $1,000.
The notes are unsecured obligations of Goldman Sachs, not FDIC insured, not listed, non‑redeemable, subject to issuer credit risk, and will use GS&Co. as calculation agent with discretion to determine compounded SOFR and benchmark replacements. Tax treatment: treated as variable rate debt for U.S. federal income tax purposes.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected‑style, non‑interest bearing callable notes linked to three State Street sector ETFs. The notes are expected to trade on May 7, 2026, have an original issue date expected to be May 14, 2026, and a stated maturity expected to be May 14, 2031. The notes may be automatically called beginning with a call observation date on May 14, 2027 if each ETF’s closing level is at or above its initial level; call payments are capped by the applicable call premium. At maturity (if not called) the payment per $1,000 face amount depends on the performance of the lesser performing ETF: up to $1,725 if all ETFs finish at or above their initial levels, $1,000 if all final levels are at or above 80% of initial levels, and a downside formula if the lesser performing ETF declines below 80%. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value on the trade date is between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering Leveraged Buffered Basket-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference a weighted basket of five indices with an initial basket level of 100, an upside participation rate of 150%, a buffer level of 90% and a cap level of 118%. If the final basket level exceeds the initial level, holders receive 1.5× the basket return subject to a maximum settlement amount of $1,270 per $1,000 face amount. If the final basket level declines by up to 10%, holders receive the face amount; below a 10% decline, holders suffer a proportional loss. The trade date is expected to be May 22, 2026 and stated maturity is expected to be May 25, 2028. The notes do not pay interest and are subject to the issuer and guarantor credit risk; the estimated value on the trade date is between $925 and $965 per $1,000 face amount.
The issuer, GS Finance Corp., is offering Medium-Term Notes, Series F—market linked, auto-callable securities guaranteed by The Goldman Sachs Group, Inc. The securities have a $1,000 face amount, pricing date May 15, 2026, original issue date May 20, 2026 and stated maturity May 18, 2029. Payments (quarterly contingent coupons of at least $27.50, equivalent to 11.00% per annum, if earned) and any maturity amount depend solely on the lowest performing of the S&P 500®, Russell 2000® and Nasdaq-100® underliers. Coupon and downside threshold levels equal 75% of each starting level. If not auto-called and the lowest performing underlier finishes below its downside threshold, holders can lose more than 25%, potentially the entire principal. Estimated value at pricing is between $925 and $955 per $1,000 face amount; original offering price is $1,000.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due May 11, 2029, fully guaranteed by The Goldman Sachs Group, Inc.. The notes reference the common stock of NVIDIA Corporation (Bloomberg: NVDA UW) and pay a contingent monthly coupon of $12.50 per $1,000 (1.25% monthly, 15.00% annually) only if the underlier is at or above 60% of the initial underlier level on each coupon observation date.
The notes are subject to automatic call on observation dates if the underlier is at or above the initial level, in which case holders receive $1,000 per $1,000 plus any coupon then due. At maturity, if not called, holders receive $1,000 per $1,000 if the final underlier level is at or above the 50% trigger buffer; if below that buffer the cash settlement equals $1,000 multiplied by the underlier return, and investors may lose their entire investment.
GS Finance Corp. is offering leveraged buffered notes linked to the Nasdaq-100 Index with a trade date of May 29, 2026, an original issue date of June 3, 2026 and a stated maturity of June 1, 2029. Each note has a $1,000 face amount and pays no interest.
At maturity the cash payment per $1,000 depends on the underlier return: upside participation is 115% capped at a $1,432.50 maximum settlement amount; a 15% buffer (buffer level = 85%) protects principal only up to that decline; losses occur if the final underlier level falls below the buffer.