GOLDMAN SACHS GROUP (GS) SEC Filings, May 28, 2026

GS Finance Corp. offers $1,958,000 aggregate face amount of Fixed Coupon Buffered S&P 500® Volatility Plus Daily Risk Control Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed quarterly coupon of $15 per $1,000 face amount and return at maturity depends on the S&P 500® Volatility Plus Daily Risk Control Index performance from May 26, 2026 to the determination date (May 21, 2029). If the final index level is ≥85% of the initial level (7,471.15), you receive $1,000 per $1,000 face amount; if below 85%, the cash settlement is reduced by the index return below the 15% buffer. The estimated value on the trade date was approximately $961 per $1,000 face amount; original issue price is 100% with a 3% underwriting discount (net proceeds 97%). The notes are unsecured obligations subject to issuer and guarantor credit risk and have no shareholder or dividend rights in any underlier stocks.

GS Finance Corp. is offering $4,972,000 of callable, buffered, monthly Russell 2000® index-linked range accrual notes due May 26, 2031, guaranteed by The Goldman Sachs Group, Inc. Interest, if any, is paid monthly and is calculated as the fraction of scheduled trading days in each interest period with the Russell 2000 closing at or above 85% of the initial level, multiplied by a 7.85% interest factor and a 30/360 accrued factor. The issuer may redeem the notes at 100% of face plus accrued interest on any monthly interest payment date on or after May 26, 2027. At maturity the principal is protected only if the final index level is at least 85% of the initial level; below that buffer the cash settlement is reduced pro rata and losses can be substantial. The estimated value at pricing was approximately $972 per $1,000 face amount; the original issue price is 100% with a 3.5% underwriting discount. These notes expose holders to index performance, issuer and guarantor credit risk, possible withholding and uncertain U.S. tax treatment.

GS Finance Corp. priced a structured, principal‑at‑risk note linked to an equally weighted basket of BAC, COF, MS, and WFC. The notes mature on June 1, 2028 and are subject to an automatic call on June 8, 2027 if the basket closing level on that call observation date is ≥ the initial basket level (100).

If called, each $1,000 face amount pays $1,177 on the call payment date. If not called, final payment at maturity depends on the basket return: a 125% upside participation for positive returns; full principal protected only down to a 15% buffer (buffer level = 85%); losses beyond the buffer are scaled by a buffer rate of ~117.65%. The issue price was 100% of face, the estimated model value was approximately $969 per $1,000, and underwriting discount was 1.5% (net proceeds 98.5%).

The issuer, GS Finance Corp., is offering medium‑term notes (aggregate face amount $27,493,000) tied to the performance of the S&P 500® Index. Payment at maturity depends on the final index level versus a buffer level (85%). If the final level is ≥ the buffer, holders receive a capped maximum settlement amount of $1,078.50 per $1,000 face amount; if below, losses apply at approximately 1.1765% of face amount per 1% decline below the buffer, and investors could lose their entire investment. The notes pay no interest and are guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. is offering principal-protected-style notes linked to the S&P 500® Futures Volatility Plus Daily Risk Control Index (SPXFVPRE Index). The notes mature on June 3, 2031 unless automatically called on a call observation date between May 2027 and April 2031. Coupons are paid only for observation dates when the index closing level is at least 85% of the initial underlier level (1,029.89). If not called, the maturity payout per $1,000 face amount is $1,000 if the final underlier level is at least 85% of the initial level; otherwise the payment is reduced by the underlier return below the 15% buffer. The original issue price is $1,000 (100% of face), underwriting discount 3.75%, net proceeds 96.25%. The estimated model value at pricing was approximately $940 per $1,000 face amount.

GS Finance Corp. offers structured, non-interest-bearing notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the Nasdaq-100 and Russell 2000 underliers with an aggregate face amount of $2,089,000. The notes can be automatically called on specified semi-annual observation dates and, if not called, the cash settlement at maturity depends on the performance of the lesser performing underlier with an upside participation rate of 150% and a buffer level of 85%.

Payments are cash-settled per $1,000 face amount and may result in significant losses if the lesser performing underlier falls below the buffer level; the notes do not bear interest and reflect an initial underwriting discount of 3%.

GS Finance Corp. offers S&P 500®-linked capped notes guaranteed by The Goldman Sachs Group, Inc. The pricing supplement sets an aggregate face amount of $510,000, a maximum settlement amount of $1,482.50 per $1,000 face amount, a trade date of May 26, 2026, an original issue price of 100%, and a stated maturity date of May 30, 2031. The notes pay no interest; at maturity each $1,000 face amount will pay either the face amount or, if the S&P 500 final level exceeds the initial level, $1,000 plus the underlier return subject to the stated cap. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes; the pricing supplement states a comparable yield of $1,000 → 4.86% per annum and a projected payment at maturity of $1,275.90 for tax accruals. The offering includes an underwriting discount of 0.5% of face amount (net proceeds 99.5%). The calculation agent is Goldman Sachs & Co. LLC.

GS Finance Corp. is offering Market Linked Securities—Auto-Callable with Contingent Downside (face amount $1,000 per security) due June 1, 2029, guaranteed by The Goldman Sachs Group, Inc. The distribution totals $6,437,000 at an original offering price of $1,000 per security. The securities are linked to the lowest performing of the S&P 500®, the Russell 2000® and the EURO STOXX 50® and may be automatically called on specified call dates for a fixed call premium rising to 45.75% on the final calculation day. If not called, maturity payment depends solely on the lowest performing underlier and the securities expose holders to up to 100.00% principal loss; the estimated value at pricing was approximately $962 per $1,000 face amount.

GS Finance Corp. offers indexed, auto-callable notes tied to GE Vernova, UPS Class B and Broadcom, maturing June 5, 2029. The notes pay monthly coupons only if each index stock meets a 60% trigger on observation dates and will be automatically called if, on any call observation date, each stock closes at or above its initial price.

If not called, maturity payment depends on a trigger event: if every final index stock price is below its initial price, the cash settlement is based on the lesser performing stock and may be significantly less than the face amount; otherwise holders receive the face amount and possibly a final coupon. The estimated value at pricing was approximately $948 per $1,000 face amount and the original issue price was 100% of face with a 3.5% underwriting discount.