Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to the common stock of Micron Technology, Inc. Each security has a $1,000 face amount, no interest payments and no principal protection, and is designed to be held to February 1, 2029 unless automatically called.
If on the February 1, 2027 call date Micron’s stock closes at or above the starting price, the notes are automatically called for $1,000 plus a call premium of at least 48%. If not called, at maturity investors get $1,000 plus 150% of any stock gain, or a positive “absolute return” up to 30% if the stock is flat or down by no more than 30%. If Micron falls by more than 30%, repayment is reduced 1-for-1 with the stock decline and investors can lose up to all principal.
The estimated initial value is expected to be $890–$920 per $1,000, below the original offering price, reflecting dealer compensation and structuring costs. All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes are not listed or insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, no-coupon notes linked to the iShares Bitcoin Trust ETF (IBIT) and iShares Ethereum Trust ETF (ETHA). The notes are expected to be issued on January 29, 2026 and mature on January 31, 2028, unless automatically called.
Your $1,000 note will be automatically redeemed for $1,350 on the call payment date if, on the February 2, 2027 call observation date, the closing level of both ETFs is at or above their initial levels. If not called, the maturity payment depends on the lesser performing ETF.
At maturity, if the final level of each ETF is above its initial level, you receive $1,000 plus 2.66× the lesser ETF’s positive return. If any ETF finishes at or below its initial level but both stay at or above 90% of initial, you get back $1,000. If any ETF closes below 90% of its initial level, principal is reduced one‑for‑one beyond a 10% buffer, and you can lose most of your investment.
The notes carry the credit risk of GS Finance Corp. and Goldman Sachs, offer no interest, and do not provide any rights in the underlying ETFs or crypto assets. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount, reflecting fees and hedging costs. The filing highlights extensive risks tied to bitcoin, ether, ETF operations, liquidity, valuation, potential forks, security breaches, regulation and uncertain U.S. tax treatment.
The Goldman Sachs Group, Inc. is offering fixed-rate reset subordinated notes maturing in February , 2041. The notes pay a fixed interest rate from February , 2026 to February , 2036, then reset to a new fixed rate every five years based on the five-year U.S. Treasury rate plus a spread, with interest paid semi-annually each February and August.
The notes are unsecured and subordinated, ranking junior to Goldman Sachs’ senior debt, and may be accelerated only upon bankruptcy, insolvency or reorganization. The issuer may redeem the notes for tax reasons, at a make-whole price between February , 2031 and February , 2036, at par in whole on February , 2036, and at par on or after August , 2040, in each case plus accrued interest. The notes are issued in book-entry form through DTC, treated as variable rate debt for U.S. tax purposes, and are intended for institutional and other qualified investors in specified jurisdictions under detailed selling and ERISA-related restrictions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes tied to the Nasdaq-100, Nikkei 225 and Russell 2000 indices. The notes are scheduled to mature on January 26, 2029 but can be automatically called on quarterly observation dates starting in April 2026 if all three indices are at or above their initial levels.
Investors may receive a quarterly contingent coupon of $27.875 per $1,000 face amount (2.7875% per quarter, up to 11.15% per year) only when each index is at or above 65% of its initial level on the relevant observation date. At maturity, if not called, principal repayment depends solely on the worst-performing index: full principal is returned if each index is at or above 70% of its initial level; below that threshold, losses mirror the decline of the worst index and can reach a total loss of principal. The bank discloses that the estimated value at pricing is expected to be $925–$955 per $1,000 due to fees and hedging costs, and payments are subject to the credit risk of both the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500® Index-Linked Notes due on an expected stated maturity date of February 8, 2030. These notes pay no interest and return at maturity depends entirely on the S&P 500® Index level on an expected determination date of February 5, 2030.
If the index rises, holders receive $1,000 plus 99.25% of the index’s percentage gain, so upside is slightly reduced versus direct index exposure. If the index is flat or down by up to 30%, investors receive back $1,000 per note. If the index falls by more than 30%, principal is exposed one-for-one to the full percentage loss, and investors can lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and carry their credit risk. The estimated value on the trade date is expected to be between $870 and $910 per $1,000 face amount, reflecting structuring costs and dealer compensation, and the filing highlights complex and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the S&P 500® Index that do not pay periodic interest and return a cash amount at maturity based on index performance.
For each $1,000 note, if the index rises, holders receive $1,000 plus 94.5% of the index’s percentage gain. If the index is flat or down by up to 30%, holders receive $1,000 back. If the index falls by more than 30%, repayment is reduced one-for-one with the index loss, and investors can lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and expose holders to the credit risk of both. The estimated value on the trade date is expected between $890 and $920 per $1,000 face amount, reflecting structuring costs and dealer compensation. U.S. tax treatment is based on characterizing the notes as prepaid derivative contracts, though the IRS could adopt different rules in the future.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable buffered notes linked to the State Street SPDR S&P Biotech ETF (XBI), maturing on January 25, 2028. The notes pay no interest and are unsecured obligations subject to the issuer’s and guarantor’s credit risk.
The notes may be automatically called on February 2, 2027 if XBI’s closing level is at or above the initial level of $125.29, paying $1,154 per $1,000 face amount on February 5, 2027. If not called, maturity payment depends on XBI’s performance with a 125% upside participation rate, a 20% downside buffer and 1.25x leveraged losses beyond the buffer, so investors can lose their entire principal. The initial estimated value is about $976 per $1,000 face amount, reflecting structuring costs and dealer compensation.
GS Finance Corp. is offering $1,318,000 of Trigger Autocallable GEARS due January 2029, linked to the common stock of Advanced Micro Devices, Inc. (AMD) and guaranteed by The Goldman Sachs Group, Inc. Each note has a $10 face amount.
The notes can be automatically called on January 28, 2027 if AMD’s closing price is at or above 100% of the initial price of $249.80, paying $10 plus a 36.74% call return ($13.674 per $10). If not called, at maturity investors get $10 plus 1.5 times any positive AMD return. If AMD is flat or down but stays at or above 75% of the initial price, investors receive $10. If AMD falls below this 75% downside threshold, repayment is reduced one-for-one with AMD’s loss, and the entire investment can be lost.
The notes pay no coupons or dividends, have limited liquidity, and expose holders to both AMD market risk and the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is $9.53 per $10 face amount, below the issue price.
A shareholder of The Goldman Sachs Group, Inc. filed a notice of proposed sale under Rule 144 for 1,757 shares of common stock, par value $0.01 per share. The shares are to be sold through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 1677320.05 based on the information provided.
The securities were acquired on 01/23/2026 as employee compensation awards from The Goldman Sachs Group, Inc., with the same date listed for payment. The filer represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.
Goldman Sachs Group common stock is the subject of a planned sale under Rule 144. The notice covers 4,870 shares of common stock, with an aggregate market value of $4,649,145.50, to be sold through Goldman Sachs & Co. LLC on the NYSE on or about 01/23/2026.
The securities were acquired as employee compensation awards from The Goldman Sachs Group, Inc. The filing also lists 299,928,511 common shares outstanding, providing context for the size of this proposed sale.