Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering non‑interest bearing indexed notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes have an expected trade date of May 15, 2026 and an expected stated maturity of May 20, 2031. They pay at maturity either $1,475 per $1,000 face amount if the final index level is ≥ 101% of the initial level or $1,000 otherwise. The notes may be automatically called on annual observation dates starting in May 2027 for predetermined call returns (first-year call return 9.5%, increasing in later years).
The index uses daily rebalancing across up to ten eligible assets, a 5% realized volatility control and a momentum adjustment, and is subject to a 0.65% per annum deduction. The estimated value at pricing is between $850 and $880 per $1,000 face amount. Payments remain subject to the issuer’s and guarantor’s credit risk.
GS Finance Corp. is offering leveraged basket-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the payment at maturity for each $1,000 face amount depends on the basket return measured from an initial basket level of 100 to a final basket level determined on a specified determination date expected 47 to 50 months after the trade date.
If the final basket level is greater than the initial basket level, holders receive $1,000 plus $1,000 times the upside participation rate (expected 159%–186%) times the basket return. If the final basket level is zero or negative, holders receive $1,000 plus $1,000 times the basket return (which can result in a loss of principal). The basket is weighted: EURO STOXX 50 (40%), TOPIX (25%), FTSE 100 (17%), SMI (11%) and S&P/ASX 200 (7%). The estimated value at pricing is expected to be $920–$950 per $1,000 face amount. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.; notes are unsecured, not FDIC insured and may have limited liquidity.
GS Finance Corp. is offering $ Buffered Digital S&P 500® Index-Linked Notes due May 26, 2027, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity depends on the S&P 500 closing level from the trade date to the determination date: if the final level is at or above the buffer level (85% of the initial level), holders receive a capped $1,078.80 per $1,000 face amount; if below the buffer level, losses occur at approximately 1.1765% of face per 1% decline below the buffer level, potentially resulting in total loss of principal.
The notes pay no interest, are issued at 100% of face with a 1% underwriting discount, and are subject to the credit risk of GS Finance Corp. and its guarantor. Pricing, estimated value, market-making, tax treatment (including uncertainty), limited secondary liquidity, and other structural risks are disclosed in the supplement.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, due November 13, 2028. Each $1,000 face amount pays at maturity based on the underlier return: if above the initial level you receive $1,000 plus the underlier return times a 131.09% upside participation rate; if the final level is between the initial level and the 80% buffer level you receive $1,000; if below the buffer you absorb losses equal to 1% of face for each 1% decline beyond the buffer.
The notes do not bear interest, are cash‑settled, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The trade date is May 8, 2026, the original issue date is May 13, 2026, and the determination date is November 8, 2028. The offering documents emphasize negative roll yields, market‑disruption provisions, limited secondary‑market liquidity, and tax characterization uncertainty.
GS Finance Corp. is offering Buffered Digital S&P 500® Index-Linked Notes, guaranteed by The Goldman Sachs Group, Inc., with a $1,000 face amount per note and a 10% buffer (buffer level = 90% of the initial underlier level). The notes pay no interest and return at maturity is tied to the S&P 500® Index performance; cash payment is capped at a $1,136–$1,160 maximum settlement amount per $1,000 face amount and declines approximately 1.1111% of face for each 1% drop of the underlier below the buffer level. Terms such as trade date, determination date and stated maturity date are expected to be set on the trade date and are subject to adjustment per the general terms supplement.
GS Finance Corp. offers autocallable contingent coupon equity-linked notes due June 24, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Freeport-McMoRan Inc. (FCX UN), pay a contingent monthly coupon of $11.25 per $1,000 when the underlier meets a coupon trigger level of 58% of the initial level, and are subject to an automatic call if the underlier equals or exceeds the initial level on a call observation date. If not called, maturity cash settlement depends on final underlier performance and can result in a total loss of principal; the prospectus highlights credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering principal-protected structured notes linked to an equally weighted 9-stock basket guaranteed by The Goldman Sachs Group, Inc. The notes have an upside participation rate of 125%, a buffer equal to 20% (buffer level 80%), an expected trade date of May 8, 2026, an expected call observation date of May 21, 2027 (automatic call if basket closing level ≥ initial level) and an expected stated maturity date of May 11, 2028. If called, holders receive at least $1,192.50 per $1,000 face amount. If not called, maturity payoffs depend on the basket return: positive returns receive principal plus 1.25× the basket return, returns between 0% and -20% receive principal, and returns below -20% absorb losses after the 20% buffer. The estimated model value on the trade date is $900–$930 per $1,000 face amount, reflecting issuance costs and credit spreads. The notes do not pay interest, do not confer shareholder rights in the basket stocks, and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers structured, equity-linked notes guaranteed by The Goldman Sachs Group, Inc. The offering totals an aggregate face amount of $2,338,000 on the original issue date, with an original issue price of 100% of face amount and an underwriting discount of 3.25%. The notes pay a fixed monthly coupon of $14.334 per $1,000 (1.4334% monthly, ~17.2% per annum) and mature on May 8, 2028, but include an automatic call feature commencing with call observation dates beginning October 30, 2026. Redemption at maturity depends on the final closing prices of three index stocks (Micron, Broadcom, AMD) relative to specified initial prices; a trigger event could cause principal loss tied to the lesser performing index stock.
The estimated value at pricing was approximately $969 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk, limited anti-dilution protection, potential postponement for market disruption events, and discretion by the calculation agent (GS&Co.).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers $7,863,000 of contingent income callable securities due May 4, 2028. These unsecured notes pay a contingent quarterly coupon of $27.875 per $1,000 only if each of the S&P 500®, Russell 2000® and Nasdaq-100® closes at or above its downside threshold (70.00% of the initial index value) on every index business day during the applicable quarterly observation period. The securities are callable at issuer option on specified coupon dates beginning August 6, 2026 at 100% of principal plus any coupon then due. At maturity, if any underlying index closes below its downside threshold the payment equals $1,000 times the worst performing index performance factor; investors do not participate in upside beyond principal.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon, automatic‑callable notes linked to Marvell Technology, Inc. common stock. The offering aggregates $13,477,000 of face amount with a $1,000 face amount per note and an original issue price equal to face amount.
Coupons of up to $75 per observation may pay only if the underlier closes at or above 65% of the initial level. If not called and the final underlier level is below the 65% buffer, maturity cash is determined using a 153.85% buffer rate; investors could lose their entire investment. Trade date is May 1, 2026, stated maturity is May 20, 2027.