Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non-interest-bearing notes linked to a weighted basket of the S&P 500® Futures Excess Return Index (70%), MSCI EAFE Index (20%) and MSCI Emerging Markets Index (10%). The notes have an expected trade date of May 19, 2026, an expected original issue date of May 22, 2026, an automatic call observation date expected on May 26, 2027 (call payment expected June 1, 2027), and an expected stated maturity date of May 22, 2031.
If the basket closing level on the call observation date is greater than or equal to the initial basket level (100), the notes will be automatically called and pay $1,150 per $1,000 face amount. If not called, the cash settlement at maturity depends on the basket return: a positive return pays principal plus 225% upside participation, a return between 0% and -30% returns $1,000, and a decline below -30% results in a loss proportional to the basket return (potentially a total loss of principal). The estimated model value on the trade date is between $885 and $935 per $1,000 face amount. Credit risk of the issuer/guarantor and futures-specific risks (including negative roll yield and currency/ex‑US market risks) apply.
GS Finance Corp. is offering Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash settlement at maturity tied to the S&P 500® performance from the trade date to the determination date.
The structure provides a 15% buffer (buffer level 85% of the initial underlier) and caps upside at a $1,275 cash settlement per $1,000 face amount. If the final underlier level falls below the buffer level, investors lose on a 1:1 basis beyond the buffer; substantial principal loss is possible. Key dates include trade date May 19, 2026, original issue date May 22, 2026, determination date May 19, 2028, and stated maturity date May 24, 2028.
GS Finance Corp. offers principal-protected-notes‑style instruments linked to EQT Corporation stock with a stated maturity of May 20, 2027. The notes pay contingent coupons (based on a $37.75 multiplier per observation schedule) if the index stock closes at or above 70% of the initial index stock price on coupon observation dates. The initial index stock price is $58.66; call and coupon observation dates are Aug 17, 2026, Nov 16, 2026, Feb 16, 2027 and May 17, 2027. The notes will be automatically called if the index stock on any call observation date is >= $58.66. Aggregate face amount on original issue date is $6,277,000. The estimated value at pricing was approximately $983 per $1,000 face amount; original issue price was 100% with a 1% underwriting discount.
GS Finance Corp. is offering structured notes linked to Micron Technology common stock under a pricing supplement. The offering shows an aggregate face amount of $398,000 with an original issue price equal to face amount and a 1% underwriting discount. Each $1,000 note pays no interest and returns a cash settlement at maturity based on Micron's performance from April 27, 2026 to the determination date. If the final underlier level is ≥ the trigger buffer level of 50% of the initial level, the note pays a capped $1,568 maximum settlement per $1,000 face amount. If the final underlier level is below that buffer, holders lose 1% of face amount for each 1% decline below the initial level and could lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and subject to issuer and guarantor credit risk. Secondary-market liquidity is not assured and tax treatment is described as uncertain.
The offered notes are principal‑at‑risk, autocallable cash‑settled notes issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Palo Alto Networks, Inc. (the underlier). For each $1,000 face amount, an automatic call on the call payment date pays $1,189 if the underlier closing level on the call observation date is greater than or equal to the initial underlier level. If not called, the cash settlement at maturity depends on the final underlier level and the 150% upside participation rate, a 65% trigger buffer and the initial underlier level of $181.08. The notes pay no interest, carry issuer and guarantor credit risk, and can result in the loss of your entire investment if the final underlier level is below the trigger buffer. Trade date: May 1, 2026; original issue date: May 6, 2026; stated maturity: May 4, 2029.
GS Finance Corp. offers structured, principal-at-risk notes linked to Synopsys and Snowflake. The notes pay no interest and mature on June 4, 2027. The cash settlement per $1,000 face is determined by the lesser performing index stock from an initial price set on April 30, 2026 to the determination date (June 1, 2027). If each final price is ≥55% of its initial price, holders receive the $1,196.5 maximum settlement per $1,000; if any final price is <55% the payout declines with a 181.82% buffer rate and losses can reach the entire investment. The aggregate original face amount was $750,000 and the original issue price was 100% of face amount with a 1% underwriting discount.
GS Finance Corp. is offering structured, medium-term notes guaranteed by The Goldman Sachs Group, Inc. The offering aggregates $9,939,000 of notes with a $1,000 face amount per note. The notes pay a contingent monthly coupon of $9.584 per $1,000 (0.9584% monthly, potential for ~11.50% per annum) only if each underlier is at or above its coupon trigger level (70% of its initial level) on each coupon observation date.
Notes are subject to an automatic call if, on any call observation date, each underlier closes at or above its initial level; in that event holders receive $1,000 plus any coupon then due. If not called, the maturity payment depends solely on the lesser performing underlier on the determination date: if that underlier is below its trigger buffer level (60% of initial), principal is reduced pro rata and you could lose your entire investment. Trade date is May 1, 2026, original issue date May 6, 2026, and stated maturity is May 6, 2031.
GS Finance Corp. offers principal-protected contingent notes linked to an 8-stock equally weighted basket, with The Goldman Sachs Group, Inc. as guarantor. The notes mature on May 4, 2028 and include an automatic call if the basket closing level on the call observation date (May 14, 2027) is greater than or equal to the initial basket level, producing a fixed cash payment of $1,208 per $1,000 face amount on the call payment date. If not called, maturity payoffs depend on the basket return on the determination date (May 1, 2028): positive returns receive 125% participation, returns between 0% and -15% return principal, and returns below -15% apply a buffer-rate formula (buffer amount 15%, buffer level 85%). The aggregate face amount at original issue was $1,536,000; original issue price was 100% and underwriting discount was 1.5%. The estimated value at pricing was approximately $955 per $1,000 face amount, reflecting fees and embedded option costs. These notes do not bear interest, do not confer shareholder rights in the basket stocks, and are subject to issuer and guarantor credit risk and calculation-agent discretion.
GOLDMAN SACHS GROUP INC Chairman and CEO David M. Solomon reported open-market sales of company stock. On May 1, 2026, he sold a total of 3,470 shares of common stock in two transactions at weighted average prices of $930.43 and $931.25 per share. Following these sales, he directly holds 137,262 shares of Goldman Sachs common stock. An additional 16,171 shares are held through a trust whose sole beneficiaries are his immediate family members, and he disclaims beneficial ownership of those trust-held shares.
Goldman Sachs Group Inc. Chief Accounting Officer Sheara J. Fredman reported selling a total of 10,301 shares of common stock in open-market transactions on May 1, 2026. One sale covered 8,166 shares at a reported price of $930.21 per share, and another covered 2,135 shares at $925.18 per share.
The filing notes these figures reflect weighted average sale prices, with actual trade prices ranging from $930.00 to $930.81 and from $925.00 to $925.54. The report shows direct ownership amounts of 6,338 shares and 14,504 shares following the respective transactions.