GOLDMAN SACHS GROUP (GS) SEC Filings, May 28, 2026

GS Finance Corp. is offering structured, non‑interest bearing notes linked to an equally weighted basket of CrowdStrike, Microsoft, Palo Alto Networks and Snowflake. The notes have an original issue price of $1,000 per face amount, aggregate face amount of $7,473,000, original issue date May 29, 2026, a stated maturity of June 1, 2028 and an automatic call observation on June 8, 2027.

If the basket closing level on the call observation date is greater than or equal to the initial level (100) the notes will be automatically called and pay $1,241 per $1,000 face amount on the call payment date. If not called, final payment at maturity depends on the basket return: upside participation is 125%, there is a 15% buffer (buffer level = 85%) and the buffer rate equals ~117.65%. The estimated value on the trade date was approximately $944 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so payments are subject to issuer and guarantor credit risk.

GS Finance Corp. offers structured, S&P 500®-linked notes with a 2031 maturity and a stated aggregate face amount of $805,000. The notes pay no interest and settle in cash at maturity based on the S&P 500 Index performance, with a 10% buffer (buffer level = 90% of initial) and a capped payout at the maximum settlement amount of $1,974 per $1,000 face amount. The notes were issued at 100% of face amount with a 3.55% underwriting discount; proceeds to the issuer equal 96.45% of face amount. Credit risk rests with GS Finance Corp. and The Goldman Sachs Group, Inc.; the cash settlement formula depends on the initial level 7,519.12 and the final closing level on the determination date.

GS Finance Corp. is offering principal-protected, three-year notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $3,120,000. Each $1,000 note pays at maturity either the face amount or, if the index rises, $1,000 plus 390% of the index return. The index starts at 113.93 (trade date May 26, 2026), measures excess returns net of the federal funds rate and a 0.65% per annum deduction, and may allocate substantially to hypothetical cash positions that earn zero on an excess return basis. The notes do not bear interest, are unsecured senior debt of GS Finance Corp., and are fully guaranteed by The Goldman Sachs Group, Inc. Tax treatment is as contingent payment debt instruments with a disclosed comparable yield of 4.66% per annum.

GS Finance Corp. priced a $10,000,000 offering of Contingent Income Buffered Auto-Callable Securities linked to Eli Lilly and Company common stock. The securities pay a contingent monthly coupon (set at $14.80 per $1,000 accrual basis) only when the underlying closes at or above an 80.00% buffer price ($852.00) and may be automatically called if the underlying closes at or above the initial share price ($1,065.00) on any call observation date. If not called, at maturity the payment is $1,000 if the final share price is at or above the buffer price; if below the buffer price, investors lose 1.25% of principal for every 1% decline beyond the buffer. The securities are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and have an estimated value of approximately $997 per $1,000 principal amount.

GS Finance Corp. is offering medium-term structured notes (pricing supplement) linked to the Goldman Sachs Momentum Builder® Focus ER Index with an aggregate face amount of $441,000. Each $1,000 face amount participates at an 300% upside participation rate and may be automatically called on the call observation date if the index closes at or above the initial index level.

If automatically called, the call payment is $1,125 per $1,000 face amount on the call payment date. If not called, at maturity the cash settlement per $1,000 equals either principal plus the indexed upside (if the final index level exceeds the initial index level) or $1,000 if the final index level is equal to or below the initial index level. Trade date was May 26, 2026, original issue date May 29, 2026, and stated maturity June 3, 2031. The estimated value on the trade date is $907 per $1,000 and the original issue price is 100% with an underwriting discount of 3.96%.

GS Finance Corp. is offering structured, cash-settled notes linked to the S&P 500® Futures Excess Return Index. Each $1,000 note pays at maturity either the face amount, a capped upside return (200% participation up to a $1,363 maximum), or a loss if the underlier falls more than the 10% buffer. Trade date is May 26, 2026, original issue date May 29, 2026, determination date November 27, 2028, and stated maturity November 30, 2028. The notes do not bear interest and are subject to issuer and guarantor credit risk.

GS Finance Corp. is offering structured, non‑interest notes linked to a weighted basket of the S&P 500® Futures Excess Return Index (65%), the MSCI EAFE Index (25%) and the MSCI Emerging Markets Index (10%). The notes have an original issue date of June 2, 2026, a stated maturity of May 30, 2031 and an automatic call observation on May 24, 2027. If automatically called, each $1,000 face amount pays $1,140 on the call payment date. At maturity, investors receive either principal plus participation (the upside participation rate is 200%) if the final basket level exceeds the initial basket level (initial basket level = 100), principal only if the final basket level is between 60% and 100% of the initial level, or a pro rata principal loss if the final basket level is below 60% (the trigger buffer). The pricing supplement shows an aggregate face amount of $535,000 on the original issue date, an original issue price of 100%, an underwriting discount of 1%, net proceeds of 99% and an estimated value at pricing of approximately $978 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk, futures roll/negative carry on the S&P futures component, foreign market and currency risks for MSCI components, tax uncertainty, limited liquidity and market‑disruption mechanics described in the supplement.

GS Finance Corp. is offering structured notes guaranteed by The Goldman Sachs Group, Inc. linked to the common stock of ServiceNow, Inc. The notes have a $1,000 face denomination, trade date May 26, 2026, original issue date May 29, 2026, and stated maturity May 31, 2030.

The notes pay a fixed coupon of $28.125 per $1,000 (2.8125% quarterly, up to 11.25% per annum) and will be automatically called on a call payment date if the closing price of ServiceNow stock on any call observation date is greater than or equal to the initial index stock price of $99.92. At maturity, if not called, the cash settlement depends on the index stock return measured from the initial index stock price to the final index stock price, with a trigger buffer price equal to 50% of the initial index stock price; negative returns below -50% reduce principal pro rata. The estimated value on the trade date was approximately $955 per $1,000, while the original issue price is 100% of face (underwriting discount 3.1%, net proceeds to issuer 96.9%).

Payments are subject to the credit risk of GS Finance Corp. and the guarantor, and GS&Co., as calculation agent, has discretion over pricing adjustments, observation/determination postponements and anti-dilution adjustments.

GS Finance Corp. is offering Index‑Linked Notes due June 1, 2029 guaranteed by The Goldman Sachs Group, Inc., linked to the lesser performing of the Russell 2000® and the S&P 500®. The notes do not pay interest; principal repayment at maturity depends on the lesser performing index return measured from the trade date (May 26, 2026) to the determination date (May 29, 2029). An upside participation rate of 105% applies to positive or zero lesser performing returns. A buffer of 15% (85% buffer level) changes payoff math: if the lesser performing index return is below -15%, the cash settlement equals $1,000 × (lesser performing return + 15%), which can produce substantial losses. The pricing supplement states an estimated value of approximately $963 per $1,000 face amount on the trade date and an original issue price of 100% of face amount with an underwriting discount of 3.13%.

Key economic risks: no interest, credit exposure to the issuer and guarantor, potential for large principal loss if the lesser performing index falls below its buffer level, limited secondary market liquidity, model‑based estimated value below issue price, and tax treatment uncertainty.