Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers non‑interest bearing, equity‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Class A common stock of Robinhood Markets, Inc. and have an expected trade date of May 15, 2026, an expected original issue date of May 20, 2026 and an expected stated maturity date of May 18, 2029.
The notes have an automatic call feature if the index stock closing price on any call observation date is at least 75% of the initial index stock price; call observation dates include May 17, 2027 and May 15, 2028 with call premiums of at least 25% and 50%, respectively. If not called, maturity payoff depends on the final index stock price versus the initial index stock price, is capped (maturity premium at least 75%), and may result in loss of principal, including total loss if the final price declines more than 50% of the initial index stock price. The issuer and guarantor credit risk and GS&Co.’s role as calculation agent are disclosed as material risks.
GS Finance Corp. offers principal‑protected‑style structured notes (face amount $1,000 each) linked to the common stock of NVIDIA Corporation and Tesla, Inc. The notes pay monthly coupons only if both stocks meet coupon triggers, may be automatically called beginning November 2026, and mature (expected) on May 15, 2028. Redemption and maturity payoffs depend on the lesser performing index stock versus initial prices set on the trade date (expected May 8, 2026) and include downside buffers at 70% and coupon triggers at 60%. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering index-linked notes due May 28, 2031 (guaranteed by The Goldman Sachs Group, Inc.) that pay at maturity based on the lesser performing underlier of the MSCI EAFE Index and the EURO STOXX 50® Index. For each $1,000 face amount, the payoff is: (1) $1,000 plus $1,000×the 216% upside participation rate×the lesser performing underlier return if both underliers finish above their initial levels; (2) $1,000 if all underliers finish at or above their 50% trigger buffer level but at least one finishes at or below its initial level; or (3) $1,000 plus $1,000×(lesser performing underlier return) if any underlier finishes below its trigger buffer level, which can result in a loss of principal up to 100%. The notes do not pay periodic interest and are payable in cash. Trade date is May 22, 2026 and original issue date is May 28, 2026. Pricing, aggregate amount, underwriting discount and net proceeds will be set on the trade date.
GS Finance Corp. is offering leveraged, callable notes linked to the S&P 500® Futures Excess Return Index, due (expected) June 1, 2032, and guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, does not pay interest and may be redeemed at issuer option on monthly call dates beginning June 1, 2027. At maturity the cash payment per $1,000 depends on the underlier return: if positive, holders receive $1,000 plus 1.25 times the index return; if zero or negative, holders receive $1,000. The notes track E‑mini S&P 500 futures (not the S&P 500 Index), have estimated model value of $885–$935 per $1,000 face amount on the trade date, and are subject to issuer and guarantor credit risk, market disruption adjustments, tax rules for contingent payment debt instruments, and potential negative roll yields from futures exposure.
GS Finance Corp. is offering leveraged, callable S&P 500® Futures Excess Return Index‑linked notes guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, does not pay interest, and participates at an upside participation rate of 125% in positive index returns measured from the trade date (expected May 5, 2026) to the determination date (expected May 1, 2031). The notes may be redeemed at the issuer’s option on the call payment date (expected May 8, 2028) for $1,202 per $1,000 face amount. If not redeemed, at the stated maturity (expected May 8, 2031) holders receive either the face amount or, if the final underlier level is greater than the initial level, $1,000 plus 1.25× the index return. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and may have limited liquidity.
GS Finance Corp. is offering $ Buffered Digital S&P 500® Index-Linked Notes due, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest. Payment at maturity depends on the S&P 500® performance from the trade date to the determination date, with a 90% buffer level and a capped maximum settlement amount expected between $1,129.20 and $1,152. If the final underlier level is at or above the buffer level, investors receive the capped maximum; if below the buffer level, holders lose approximately 1.1111% of face for each 1% decline below the buffer and could lose their entire investment. Terms (including determination and maturity dates) are set on the trade date and are subject to adjustment.
GS Finance Corp. is offering Leveraged S&P 500® Futures Excess Return Index‑Linked Notes due 2031 guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the S&P 500® Futures Excess Return Index performance from the trade date to the determination date, with an upside participation rate of at least 210% and a 70% trigger buffer level. If the final underlier level is above the initial level, investors receive $1,000 plus the upside participation rate times the underlier return; if the final level is between 70% and 100% of the initial level, investors receive the face amount; if below 70%, investors lose in proportion to the underlier decline and could lose their entire investment. The trade date is May 29, 2026, original issue date June 3, 2026, and stated maturity date June 3, 2031. Terms, pricing and certain percentages are subject to confirmation on the trade date and are described in the accompanying supplements.
GS Finance Corp. is offering medium-term notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the shares of Alphabet (Class A), NVIDIA, Meta (Class A) and Tesla, and mature on the stated maturity date expected to be May 22, 2031 unless automatically called. The trade date is expected to be May 15, 2026 and the original issue date expected to be May 20, 2026.
Each monthly coupon (per $1,000 face amount) will be either the maximum coupon of $8.334 (0.8334% monthly, ~10% p.a.) if every index stock on the observation date is >= 80% of its initial price, or the minimum coupon of $0.209 (0.0209% monthly, ~0.25% p.a.) otherwise. Notes will be automatically called if, on any call observation date, each index stock closes at >= 95% of its initial price; observation dates commence in May 2027 through April 2031, with coupon observation dates monthly beginning June 2026. The estimated value at pricing is between $885 and $935 per $1,000 face amount.
The issuer, GS Finance Corp., is offering structured, automatically callable notes linked to the common stocks of Advanced Micro Devices, Inc., Micron Technology, Inc., Broadcom Inc. and Tesla, Inc.. The notes have an expected trade date of May 18, 2026, an original issue date expected to be May 21, 2026, and a stated maturity date expected to be May 27, 2031. Coupons are monthly and pay either a maximum incremental coupon of $6.875 per $1,000 face amount (cumulative formula, up to 8.25% per annum potential) when each index stock meets its 80% trigger on an observation date, or a minimum coupon of $0.209 per $1,000 face amount if any index stock is below its coupon trigger. The notes may be automatically called beginning in May 2027 if all index stocks are at or above their initial prices on a call observation date. Estimated value at pricing is stated between $885 and $925 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc..
GS Finance Corp. is offering fixed-coupon, buffered notes linked to the S&P 500® Volatility Plus Daily Risk Control Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay a coupon of at least $15 per $1,000 face amount (at least 1.5% quarterly, up to at least 6% per annum), with expected trade date May 26, 2026, original issue date May 29, 2026, and stated maturity May 29, 2029.
Principal repayment at maturity depends on the index return measured from the initial underlier level to the determination date (May 21, 2029). If the final level is ≥ 85% of the initial level, you receive the face amount. If below 85%, the cash settlement is reduced by the underlier return below the 15% buffer. The estimated value on the trade date is between $925 and $965 per $1,000 face amount. Payments remain subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.