Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Trigger Performance Leveraged Upside Securities (Trigger PLUS) linked to a weighted basket of international equity indices: EURO STOXX 50® (40%), TOPIX (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes are scheduled to price on or about December 16, 2025, with expected maturity on January 4, 2029.
The Trigger PLUS provide at least 142.50% leveraged upside on any positive basket return; if the final basket value is at or below the initial level but at or above the 80% trigger level, investors receive only their $1,000 principal per note. If the basket finishes below the trigger, repayment falls one-for-one with the basket decline and can go to zero, so principal is at risk. The estimated value per note at pricing is disclosed as $890–$950, below the 100% issue price, reflecting fees and structuring costs. The notes pay no interest or dividends and are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $3,806,000 of auto-callable notes linked to Amazon, Alphabet Class C, Apple and NVIDIA stock. The notes pay a fixed coupon of $7.459 per $1,000 face amount each month (0.7459% monthly, up to about 8.95% per year) until maturity on November 27, 2028 or earlier automatic call.
The notes are automatically redeemed at par plus the coupon if on any monthly call observation date from November 2026 each stock’s closing price is at or above its initial level ($220.69 for Amazon, $299.65 for Alphabet C, $271.49 for Apple, $178.88 for NVIDIA). If not called, principal repayment at maturity depends on the worst-performing stock: full principal is repaid if each has fallen less than 20%, but losses mirror declines beyond that threshold, up to an 80% loss.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is approximately $943 per $1,000 face amount, below the 100% issue price, reflecting fees, hedging and structuring costs; the underwriting discount is 3.25% of face, leaving 96.75% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay conditional monthly coupons of $12.292 per $1,000 (1.2292% monthly, up to about 14.75% per year) whenever the index is at least 70% of its initial level of 439.49 on an observation date.
The notes can be automatically called on monthly dates from May 2026 through October 2029 if the index is at or above its initial level, returning the $1,000 face amount plus the accrued coupon. If not called, they mature on December 3, 2029. At maturity, if the final index level is at least 50% of the initial level, investors receive full principal back (plus any final coupon). If it is below 50%, repayment is reduced one-for-one with the index decline, and principal loss can reach 100%.
The underlier is a leveraged futures-based index targeting 40% volatility, with exposure up to 500% and a daily 6% per annum decrement, which steadily drags performance and can magnify losses. The estimated value is approximately $964 per $1,000 of face amount, and payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $322,000 of index-linked notes due December 24, 2026 tied to the Russell 2000® Index and S&P 500® Index. The notes pay no interest and repay at maturity based on the lesser performing index.
If both indices are at or above their initial levels, investors participate 1:1 in the lesser index return, capped at a maximum settlement amount of $1,125 per $1,000 face amount. A 10% downside buffer applies: if the worst index ends between 90% and 100% of its initial level, investors receive the absolute return; below 90%, losses equal the lesser index return plus 10%, so principal can be substantially reduced.
The estimated value on the trade date is approximately $957 per $1,000 face amount, below the issue price, reflecting fees and hedging costs. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes will not be listed, so liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100 Index® and Russell 2000® Index-linked notes with an aggregate face amount of $1,004,000 under its Medium-Term Notes, Series F program.
The notes pay no interest and may be automatically called semi-annually if each index is at or above its initial level, returning principal plus a fixed call premium (from 9.1% up to 22.75% of face amount). If held to maturity and not called, investors receive enhanced upside at a 150% participation rate based on the lesser-performing index, full principal back if that index stays at or above 85% of its initial level, and losses if it falls below that buffer.
The underwriting discount is 3.03% of face amount, so net proceeds to the issuer are 96.97% of face. Key risks highlighted include potential loss of a substantial portion of principal, no interest income, reliance on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., limited or no secondary market, structural complexity, foreign securities exposure through the indices, and uncertain U.S. federal tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100, Russell 2000 and S&P 500 linked notes with an aggregate face amount of $2,815,000 under its Medium-Term Notes, Series F program.
The notes pay a contingent monthly coupon of $7.5 per $1,000 face amount (0.75% monthly, up to 9.00% per year) only if on each observation date all three indices are at or above 60% of their initial levels. If any index is below this coupon trigger on a given date, no coupon is paid for that month.
The notes can be automatically called on any call observation date from May 21, 2026 through October 23, 2028 if each index is at or above its initial level, in which case investors receive $1,000 per note plus the due coupon. If not called, at maturity on November 27, 2028 investors receive $1,000 per note if the worst-performing index is at or above 60% of its initial level; otherwise repayment is reduced one-for-one with the worst index’s loss, and investors can lose their entire principal.
Risk factors highlight that the notes depend on GS Finance Corp. and Goldman Sachs credit, may pay few or no coupons, can be highly sensitive to small index moves around the 60% buffer, may trade below issue price, and have an estimated value below the original issue price of 100% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,648,000 of index-linked notes maturing on November 26, 2027. These notes pay no interest and the amount repaid at maturity depends on the worst performer among the Nasdaq-100, S&P 500 and Russell 2000 indices between November 21, 2025 and the determination date.
If all three indices finish at or above their initial levels, holders receive a capped payment of $1,169 per $1,000 face amount (about 16.9% total gain). If any index is below its initial level but all remain at or above 70% of their initial levels, investors simply receive their $1,000 principal. If any index falls below 70% of its initial level, repayment is reduced one‑for‑one beyond a 30% buffer based on the worst index, and investors can lose a substantial portion of principal. The issuer’s estimated value at pricing is about $962 per $1,000, below issue price, reflecting fees and structuring costs.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering market-linked notes due December 29, 2028 tied to the lowest performer of the VanEck Gold Miners ETF and the iShares® Silver Trust. Each $1,000 note pays a contingent quarterly coupon of at least $36.25 (at least 14.50% per annum) only if, on the relevant calculation day, the lowest-performing ETF is at or above 70% of its starting price.
Starting in June 2026, the notes are auto-callable quarterly if the lowest-performing ETF is at or above its starting price, returning the $1,000 face amount plus that quarter’s coupon. If the notes are not called and, on the final calculation day, the lowest-performing ETF is below 70% of its starting level, investors lose principal in full proportion to the decline and can lose their entire investment.
The notes do not participate in any upside of the ETFs and pay no dividends. They are unsecured obligations subject to the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc. The estimated value on the pricing date is expected to be $925–$955 per $1,000, less than the $1,000 offering price.
GS Finance Corp. (GS) is offering $2,000,000 of three-year, index-linked notes tied to the Nasdaq-100, Russell 2000 and S&P 500. Investors receive a contingent monthly coupon of $10.625 per $1,000 face amount (1.0625% monthly, up to 12.75% per year) only when each index closes at or above 70% of its initial level on the observation date.
The notes are automatically called if, on any call observation date, all three indices are at or above their initial levels; in that case, investors receive $1,000 per note plus the due coupon, ending the investment early.
If the notes are not called, repayment at maturity depends solely on the worst-performing index. If its final level is at least 70% of its initial level, investors receive full principal. If it finishes below 70%, principal is reduced in line with that index’s loss, and investors could lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and involve complex tax and market risks.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2035 under its Medium-Term Notes, Series N program. The notes are expected to pay interest at a fixed rate of 4.90% per annum from the original issue date, expected to be December 16, 2025, until the expected stated maturity date of November 30, 2035. Interest is expected to be paid annually on each December 16 and on the stated maturity date, with the first interest payment expected on December 16, 2026.
Goldman Sachs may redeem the notes at its option, in whole but not in part, on specified quarterly redemption dates starting on June 16, 2027, at 100% of the outstanding principal amount plus accrued and unpaid interest. The notes will be issued in book-entry form through DTC and are not bank deposits, are not insured by the FDIC or any governmental agency, and have no sinking fund. The distribution is led by Goldman Sachs & Co. LLC and InspereX LLC, with sales subject to various selling restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.