Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $13,495,000 of medium‑term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes offer 100% repayment of face amount at maturity (subject to issuer and guarantor credit) and a 100% upside participation rate if the index ends above its initial level.
The notes may be automatically called each year if the index closes at or above rising call levels, paying $1,000 plus a call premium (from 10.35% on the first call date up to 62.10% on the last). They pay no periodic interest, and index returns are reduced by an ongoing 0.65% per annum deduction and by the index’s excess‑return structure over the federal funds rate.
The original issue price is 100% of face amount, including a 4.625% underwriting discount, while Goldman’s estimated value on the trade date is $889 per $1,000 note. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over their term based on a comparable yield.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,050,000 of structured notes linked to the common stock of Microsoft and the Class C stock of Alphabet. The notes pay no interest and return at maturity depends solely on the lesser performing stock between trade date and the November 21, 2028 determination date.
If both stocks rise, investors receive principal plus 2.4805 times the lower stock’s percentage gain, up to maturity, using initial prices of $487.12 for Microsoft and $292.99 for Alphabet set on November 19, 2025. If either stock’s return is negative, the note’s return is negative on a one‑for‑one basis, and investors can lose up to their entire principal.
The estimated value at pricing is about $974 per $1,000 face amount, below the 100% issue price, reflecting an underwriting discount of 1% of face plus up to 0.8% structuring fee. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering $637,000 aggregate face amount of auto-callable notes linked to Astera Labs and AMD common stock. The notes pay no interest and mature on November 29, 2030, but can be automatically called starting November 23, 2026 if both stocks close at or above their initial prices of $141.80 (ALAB) and $203.78 (AMD). In that case, investors receive $1,000 plus a call premium per note, with scheduled premiums from 12.25% up to 49%.
If the notes are never called and on the final determination date both stocks are above their initial prices, the maturity payment equals $1,000 plus 100% of the gain of the lesser-performing stock; otherwise investors receive only the $1,000 face amount. The estimated value is about $927 per $1,000 at pricing, versus a 100% issue price, reflecting structuring and distribution costs including a 3.625% underwriting discount (net proceeds 96.375%). Payments depend on the credit of GS Finance Corp and the guarantor, and the notes may have limited or illiquid secondary trading and values sensitive to stock prices, volatility, interest rates and credit spreads.
GS Finance Corp, fully guaranteed by The Goldman Sachs Group, Inc., is offering $30,651,000 of auto-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes have a $1,000 face amount, do not pay interest, and can be automatically called annually if the index is at or above 101% of its initial level, paying back $1,000 plus a call premium that steps up from 7.25% to 43.50%.
If the notes are never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive only the face amount, so principal is repaid but there is no downside participation in the index. The index itself is a rules-based, volatility- and momentum-controlled portfolio with a 0.65% per year deduction and frequent allocations to cash-like positions, which can limit upside.
The original issue price is 100% of face, but the issuer’s estimated value is $893 per $1,000, reflecting underwriting discounts and structuring costs. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, meaning taxable ordinary income accrues over time based on a 4.63% comparable yield, even though cash is typically only paid on call or at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable S&P 500® Index-linked notes that do not pay interest and are scheduled to mature in late 2031 unless redeemed earlier. The notes are issued in $1,000 denominations and return at least the face amount at maturity if held to the stated maturity date.
The payoff is tied to the S&P 500® Index: if the index is higher on the determination date than on the trade date, holders receive $1,000 plus 100% of the index gain; if the index is flat or lower, they receive $1,000. The issuer may redeem the notes in whole on monthly call dates starting in 2026, paying $1,000 plus an increasing call premium. The estimated value at pricing is disclosed as between $850 and $890 per $1,000 face amount, and payments are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on November 29, 2030. The notes pay quarterly contingent coupons of $27 per $1,000 (2.7% per quarter, up to 10.8% per year) whenever the index is at or above 60% of its initial level of 439.49 on an observation date.
Starting in November 2026, the notes are automatically called if the index is at or above the initial level on an observation date, returning the $1,000 face amount plus the due coupon. If held to maturity and not called, principal is protected only down to the 50% trigger buffer; below that, losses match the index decline and you could lose your entire investment.
The underlier uses leverage of up to 500% and a daily 6% per annum decrement, which can magnify losses and drag on performance. The aggregate face amount at issuance is $174,000, the issue price is 100% of face, the underwriting discount is 4.25%, and the estimated value is about $911 per $1,000. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $531,000 of index-linked notes due November 27, 2028 tied to the Russell 2000® Index and the S&P 500® Index. The notes pay no interest and repay a variable amount at maturity based on the lesser-performing index from the trade date to the determination date.
Each $1,000 note has a 15% downside buffer: as long as both indexes finish at or above 85% of their initial levels, holders receive at least their principal, and if either index is modestly down, they gain the absolute value of the lesser loss. Upside is fully participated but capped by a maximum settlement amount of $1,540 per $1,000, which corresponds to a 54% maximum gain.
If the lesser-performing index falls more than 15% from its initial level, principal is reduced one-for-one beyond that buffer, so investors can lose a substantial portion of their investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated value at pricing is approximately $952 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes with an aggregate face amount of $402,000 under its Medium-Term Notes, Series F program.
The notes return the face amount at maturity if the S&P 500® final level is equal to or below the initial level of 6,602.99. If the final level is higher, the payoff equals the index return on a 1:1 basis but is capped at a maximum settlement amount of $1,142.50 per $1,000 face amount, limiting upside to 14.25%, and the notes pay no periodic interest.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may trade below face value before maturity. For U.S. tax purposes they are treated as contingent payment debt instruments; holders must accrue ordinary income over the term based on a comparable yield of 4.1217% per annum and a projected maturity payment of $1,120.30 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $4,018,000 of leveraged callable notes linked to the S&P 500® Futures Excess Return Index, maturing on November 26, 2031. The notes pay no interest and return at least the $1,000 face amount at maturity.
If the index rises above the initial level of 539.99, investors receive $1,000 plus 1.25 times the positive index return; if the index is flat or down, they receive $1,000. Goldman may redeem the notes monthly starting in 2026 at 100% of face value plus a fixed call premium that steps up from 12% to 71% over the call schedule.
The original issue price is 100% of face amount, with a 4.125% underwriting discount and net proceeds of 95.875% to the issuer. The estimated value at pricing is approximately $917 per $1,000, reflecting fees, hedging and model assumptions. Payments depend on the index and the credit of GS Finance Corp. and its guarantor; the notes are unsecured, not insured, and will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,383,000 of leveraged buffered index-linked notes in two tranches tied separately to the S&P 500 Index and the Russell 2000 Index. The S&P 500 tranche has a $2,113,000 face amount and the Russell 2000 tranche has $270,000 face amount, each in $1,000 denominations and maturing on May 25, 2028.
The notes pay no interest. At maturity, investors get $1,000 plus or minus an amount based on index performance from the November 21, 2025 trade date, with 200% upside participation but capped at a maximum of $1,204 per $1,000 for the S&P 500 notes and $1,265 for the Russell 2000 notes. A 10% downside buffer (buffer level 90% of the initial index level) partially protects principal, but if the final index level falls below this buffer, principal loss is linear beyond that point and can be substantial.
The estimated value at issuance is $952 per $1,000 for the S&P 500 notes and $949 for the Russell 2000 notes, below the 100% issue price due to fees and structuring costs. Repayment depends on the unsecured credit of GS Finance Corp. and its guarantor, and there may be limited or no secondary market liquidity.