Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are expected to mature on January 2, 2031, unless redeemed early.
The issuer may redeem the notes monthly from January 2027 to December 2030 at 100% of face amount plus a call premium that starts at least at 10.0008% and reaches at least 49.1706%. If not redeemed, each $1,000 note pays $1,000 plus 1.9 times any positive index return; if the index return is zero or negative, investors receive $1,000.
The estimated value at pricing is expected between $850 and $890 per $1,000 face amount, reflecting fees and hedging costs. Payments depend on the performance of E-mini S&P 500 futures, the credit of GS Finance Corp. and Goldman Sachs, and complex tax rules for contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,475,000 of index-linked notes due November 26, 2027 tied to the S&P 500 Index and the Russell 2000 Index. The notes pay no interest. At maturity, investors receive $1,000 per note if either index finishes below its initial level, or a capped amount of $1,128.50 per $1,000 if both indices are at or above their initial levels, regardless of how far they rise. The initial index levels are 6,602.99 for the S&P 500 and 2,369.587 for the Russell 2000, measured on the November 21, 2025 trade date. The estimated value is about $986 per $1,000 at pricing, reflecting fees and hedging costs, and market value can fluctuate with index performance, interest rates and the credit of GS Finance Corp. The underwriting discount is 0.5%, so net proceeds to the issuer are 99.5% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay quarterly contingent coupons of at least $27.25 per $1,000 (2.725% per quarter, up to at least 10.9% per year) whenever the index is at or above 60% of its initial level on an observation date; otherwise no coupon is paid.
The notes can be automatically called starting in December 2026 if the index is at or above its initial level, returning the $1,000 face amount plus the due coupon. If not called, principal protection depends on the final index level: investors are fully repaid at maturity so long as the index is at or above 50% of its initial level, but lose one-for-one below that, up to a 100% loss of principal.
The underlier uses up to 500% leverage, volatility targeting and calendar-based signals, and is reduced by a 6.0% per annum daily decrement, which drags performance and can worsen losses. The estimated value on the trade date is expected between $850 and $890 per $1,000 face amount, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $399,000 of index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes can be automatically called after roughly one year if the index is at or above its initial level, paying $1,080 per $1,000 face amount (an 8% call payout). If not called, at maturity investors receive at least the $1,000 face amount, with upside of 300% of any positive index return; if the index is flat or lower, only principal is repaid. The issuer’s estimated value is $904 per $1,000, below the issue price, reflecting fees and structuring costs. The index uses daily rebalancing, volatility and momentum controls, and a 0.65% annual deduction, and can be heavily allocated to cash-like positions, which can limit performance. The notes pay no periodic interest and are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes maturing on November 29, 2030 with an aggregate face amount of $2,037,000 on the original issue date. The notes pay no interest and are tied to the Class A shares of Alphabet and Meta Platforms and the common stock of NVIDIA.
The notes may be automatically called on November 22, 2027 if each stock’s closing price is at least 90% of its initial price ($299.66 for Alphabet, $594.25 for Meta, $178.88 for NVIDIA). In that case, holders receive $1,200 per $1,000 face amount on the call payment date.
If not called, the maturity payment depends on the lesser performing stock. If each final price on November 21, 2030 is above its initial price, investors receive $1,000 plus 125% of the lesser stock’s gain. If any final price is at or below its initial level, investors receive only the $1,000 principal. The estimated value at pricing is about $928 per $1,000, reflecting a 4% underwriting discount and structuring costs, and investors are exposed to the credit risk of both GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk contingent income callable securities linked to the iShares Bitcoin Trust ETF (IBIT), expected to mature on November 30, 2028.
Investors may receive a contingent quarterly coupon of at least $70.25 per $1,000 in principal, but only if the ETF’s closing price stays at or above a downside threshold of 65% of the initial ETF price on every ETF business day in the observation period; otherwise the coupon for that quarter is zero. Goldman Sachs can redeem the notes at 100% of principal plus any due coupon on each coupon payment date from March 2, 2026 through August 30, 2028.
At maturity, if the ETF is at or above the downside threshold, investors receive full principal back (plus any final coupon if conditions are met). If it is below the threshold, repayment is reduced 1-to-1 with the ETF’s decline, potentially to zero. Investors do not participate in any upside of the ETF. The estimated value is disclosed as $890 to $950 per $1,000 security, reflecting fees and hedging costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Futures Excess Return Index-linked notes that pay no interest and return cash at maturity based on index performance. For each $1,000 note, if the index return is zero or positive, holders receive the greater of a threshold settlement amount of at least $1,485 or $1,000 plus the index gain. If the index return is negative but not below -30%, investors receive $1,000 plus the absolute index loss as a positive return. If the index return is below -30% (the index falls more than 30% and below 70% of its initial level), repayment is reduced one-for-one with the index loss, and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price, reflecting fees and dealer margins. Because the underlier is based on E-mini S&P 500 futures rather than the S&P 500® Index itself, returns are affected by futures pricing, financing costs, volatility and negative roll yields, which can cause the index, and therefore the notes, to underperform the equity index. The U.S. tax treatment is uncertain, and investors are required to treat the notes as pre-paid derivative contracts unless the law changes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,900,000 of index-linked notes tied to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a contingent monthly coupon of $8.475 per $1,000 face amount (0.8475% monthly, up to 10.17% per annum) only if on each observation date all three indices are at or above 65% of their initial levels.
If the notes are not redeemed early, the principal repayment at maturity depends solely on the worst-performing index. Investors receive $1,000 per note if each index finishes at or above 55% of its initial level; otherwise the payoff is $1,000 plus $1,000 times the lesser-performing index return, which can reduce the payment to zero, meaning a total loss of invested principal.
The issuer can redeem the notes at its option, in whole but not in part, on any coupon payment date from May 2026 through October 2030 at $1,000 per note plus any due coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may not pay any coupons over their life, and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable notes linked to the S&P 500® Futures Excess Return Index, maturing in December 2030. The notes pay no interest and are unsecured obligations subject to the credit risk of both the issuer and guarantor.
The payoff depends on index performance from the expected trade date in December 2025 to a determination date in December 2030. If the final index level is above the initial level, investors receive principal plus 1.7× the positive index return. If the final level is between 80% and 100% of the initial level, investors receive only their principal. Below 80%, principal is reduced so investors can lose a substantial portion of their investment.
Goldman may call the notes monthly from December 2026 to November 2030 at 100% of face amount plus a preset call premium. The estimated value at pricing is expected to be between $850 and $890 per $1,000 face amount, reflecting fees, hedging costs and model-based pricing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $4,075,000 of auto-callable “Jump Securities” linked to the worst performer of three ETFs: XLE, XLV and XBI, maturing November 26, 2031. The notes pay no coupons but can be automatically called on scheduled observation dates if each ETF is at or above its initial price, returning principal plus a fixed call premium.
If the notes are never called and, on the valuation date, each ETF is at or above its initial level, holders receive $1,000 plus a 117.60% maturity premium per $1,000. If any ETF finishes below its initial price, repayment is $1,000 times the worst ETF’s performance factor, so investors lose 1% of principal for every 1% decline and can lose their entire investment. Returns are capped, investors do not receive ETF dividends, the estimated value at pricing is $922 per $1,000, and the notes carry issuer and guarantor credit risk with no exchange listing.