Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes maturing on December 1, 2027, tied to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay no interest and the amount you receive at maturity depends on the worst-performing index.
For each $1,000 note, if every index is at or above its initial level on the determination date, you receive a capped maximum of $1,169. If any index is below its initial level but at or above 70% of that level, you receive your $1,000 principal back. If any index finishes below 70% of its initial level, your repayment is reduced 1% for each 1% drop below the 70% buffer, so you can lose a substantial portion of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. They do not provide dividends or shareholder rights in the underlying stocks, may have limited liquidity, and involve complex U.S. tax treatment described as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes due 2032 linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes can be automatically called on annual observation dates if the index is at or above rising call levels, paying for each $1,000 face amount $1,000 plus a call premium of at least 9.25% to 55.50% depending on the year.
If the notes are never called, investors receive at maturity $1,000 plus 100% of any positive index return; if the final index level is at or below the initial level, they receive only $1,000, so downside is limited to lost opportunity but there is no periodic interest.
The index rebalances daily across up to 10 futures- and cash-based exposures with a 5% volatility control, a momentum risk control feature and an annual deduction of 0.65% on an excess-return basis over the federal funds rate, so large allocations to cash positions can materially reduce index performance. The issuer’s estimated value is $850 to $890 per $1,000 face amount, below the issue price, and the notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. For U.S. tax purposes they are treated as contingent payment debt instruments, requiring taxable accrual of ordinary income over the term.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Index under its Medium-Term Notes, Series F program. The notes do not pay interest and may be automatically called in December 2027 if the index level is at or above the initial level, in which case investors receive at least $1,081 per $1,000 face amount.
If the notes are not called, at maturity in December 2028 investors receive $1,000 plus any gain based on index performance with a 110% upside participation rate, or $1,000 if the index is flat or lower. The estimated value determined by Goldman’s pricing models will be less than the original issue price, and secondary market prices may be further reduced by dealer spreads and commissions. Repayment depends on the credit of GS Finance Corp. and its parent, and the notes are unsecured, not bank deposits, and not FDIC insured. The notes are treated as contingent payment debt instruments for U.S. tax purposes, which can require taxable income each year even without interim cash payments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering equity-linked notes whose payoff depends on Microsoft Corporation common stock. The notes pay no interest and are scheduled to mature on June 7, 2027.
At maturity, for each $1,000 note, investors receive cash based on Microsoft’s price change from the initial level on the expected December 2, 2025 trade date to the final level on the expected June 2, 2027 determination date. If Microsoft’s return is positive or zero, the note’s gain matches that return but is capped at a maximum upside settlement amount of $1,102, corresponding to a cap price of 110.2% of the initial stock price.
If the stock is down but not by more than 20%, investors receive the absolute value of that loss as a positive return (for example, a -10% stock move gives a +10% note return). If Microsoft falls by more than 20%, principal is reduced dollar-for-dollar beyond that 20% buffer, and investors can lose a substantial portion of their investment. The estimated initial value is disclosed as $925–$955 per $1,000, below the issue price, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering $12,000,000 of contingent income buffered auto-callable securities linked to the iShares Bitcoin Trust ETF (IBIT), fully guaranteed by The Goldman Sachs Group, Inc. These unsecured notes pay no regular interest. Instead, for each $1,000, investors may receive contingent monthly coupons calculated as $15.625 per elapsed observation date, but only when the ETF closes on that date at or above the buffer price, set at 70.00% of the $50.73 initial ETF price.
The notes can be automatically called on monthly call observation dates if the ETF closes at or above the initial price, returning $1,000 per security plus the coupon then due, with no further payments. If not called, and at maturity the ETF is at or above the buffer price, investors receive $1,000 plus the final coupon; if below the buffer, they lose about 1.4286% of principal for each 1% decline beyond the 30.00% buffer and receive no final coupon, potentially losing their entire investment. The securities are not listed, carry GS and Goldman Sachs Group credit risk, have an estimated value of approximately $976 per $1,000 at pricing, and are exposed to the high volatility and regulatory and structural risks of bitcoin through the ETF.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering non-interest-bearing notes tied to an equally weighted basket of 7 U.S.-listed energy and industrial stocks. Each note has a $1,000 face amount and an initial basket level of 100.
The notes may be automatically called on the call observation date if the basket level is at or above 100, paying $1,147 per $1,000. If not called, the maturity payoff depends on the basket return: gains are amplified by a 125% upside participation rate when the basket is above 100; if the basket is between 70% and 100%, investors still receive a positive return equal to the absolute basket move. If the basket falls below 70%, principal is exposed one-for-one to losses and can be largely or entirely lost.
The estimated value on the trade date is expected to be $925–$965 per $1,000, reflecting fees, hedging costs and issuer credit spreads, and the notes carry full credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,090,000 of market-linked notes tied to the Class A common stock of AppLovin Corporation. Each security has a $1,000 face amount and pays a contingent quarterly coupon of $69 (27.60% per annum) only if AppLovin’s stock on the relevant calculation day is at or above 60% of the $520.82 starting price.
The notes are auto-callable from May 2026 through August 2028 if the stock is at or above the starting price, returning face amount plus the final contingent coupon. If not called, principal is protected at maturity only if the final stock price is at or above 60% of the starting price; below that level, investors lose more than 40%, up to their entire principal. The estimated fair value at pricing is about $941 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Class A shares of Robinhood Markets, CoreWeave and AppLovin. The notes have an aggregate face amount of $1,304,000, a scheduled maturity on November 30, 2032, and may be automatically called on monthly observation dates from November 2026 through October 2032 if each stock is at or above its initial price of $106.21 (Robinhood), $69.21 (CoreWeave) and $520.82 (AppLovin).
On each monthly coupon observation date from December 2025, investors receive a step-up coupon only if all three stocks close at or above 70% of their initial prices. The formula equates to $6.584 per $1,000 of face amount per qualifying month, or up to approximately 7.9% per year, reduced by prior coupons paid. If the notes are never called and conditions are met on some dates, investors receive coupons plus $1,000 at maturity; otherwise they may receive only principal.
The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and expose investors to their credit risk. The estimated value on the trade date is approximately $917 per $1,000 face amount, below the 100% issue price, reflecting underwriting discount of 4.125% and structuring costs. Liquidity is not assured, market value may be volatile, and investors have no rights in the underlying stocks.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Index, due in 2028 and fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and the amount repaid at maturity depends on index performance.
If the S&P 500 ends above its initial level, investors receive a positive return equal to a 200% upside participation rate, capped by a maximum settlement amount of at least $1,210 per $1,000 face amount. If the index falls but stays at or above 85% of its initial level (a 15% buffer), investors receive full principal back.
If the index finishes below the 85% buffer level, principal is reduced 1% for every 1% decline below that level, and investors could lose a substantial portion of their investment. The notes are subject to the credit risk of both the issuer and guarantor, may trade below the issue price, are not listed on an exchange, and have uncertain U.S. tax treatment characterized as a pre-paid derivative contract.
GS Finance Corp. is offering S&P 500® Index-linked notes due in 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and your return depends entirely on the S&P 500® performance between the expected trade date of December 12, 2025 and the expected determination date of June 12, 2031.
At maturity, for each $1,000 face amount you receive cash based on index performance. If the index rises, you gain 100% of the index return but your payout is capped at the maximum settlement amount of $1,460. If the index is flat or down, you receive the greater of the formula-based amount or the minimum settlement amount of $900, so you can lose up to 10% of principal. The estimated initial value is between $885 and $935 per $1,000, reflecting fees and structuring costs.