Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $35,962,000 of auto-callable, principal-at-risk notes linked to the iShares Bitcoin Trust ETF (ticker IBIT). The notes may be automatically called on November 23, 2026 for a fixed cash payment of $1,291.50 per $1,000 if the ETF’s price is at or above the $53.475 initial level.
If not called, at maturity in December 2027 investors get 150% of any ETF gain above the initial price, or a positive “dual directional” return for ETF declines down to a 75% downside threshold of $40.10625. If the ETF finishes below that threshold, repayment is reduced 1-for-1 with the ETF’s loss and can fall to zero.
The securities pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and are exposed to bitcoin’s high volatility through the ETF. The original issue price is $1,000, while the estimated value is approximately $949 per security.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing equity-linked notes tied to an equally weighted basket of 8 large-cap stocks, with an initial basket level of 100 and aggregate face amount of $6,944,000 on the original issue date. The notes pay no interest and mature on November 18, 2027, but may be automatically called on November 27, 2026 if the basket’s closing level is at or above the initial level, in which case holders receive $1,170.5 per $1,000 face amount on the call payment date.
If not called, maturity payments depend on basket performance: for a positive basket return, investors receive $1,000 plus 125% of the gain; for returns between 0% and -15%, they receive $1,000; below -15%, principal is reduced using a buffer rate of approximately 117.65%, so substantial losses, up to total loss of principal, are possible. The estimated value at pricing is about $946 per $1,000 face amount, reflecting underwriting discounts and structuring costs, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on an expected date of November 27, 2028. The notes pay no interest and the cash payout at maturity depends solely on index performance from the trade date to the determination date.
If the index return is positive or zero, investors receive the face amount plus 118% of the index gain. If the index is down but not by more than 21.5%, investors receive the face amount plus the absolute value of the loss, turning moderate declines into gains. If the index falls more than 21.5%, losses exceed the buffer and investors receive less than the face amount, potentially a substantial loss.
The estimated value on the trade date is expected to be between $890 and $920 per $1,000 face amount, reflecting structuring costs and credit spreads, and secondary market values may be significantly below the issue price. Payments depend on the credit of both GS Finance Corp. and The Goldman Sachs Group, Inc., and investors have no rights in the underlying futures or index stocks.
GS Finance Corp. is offering $1,400,000 of Autocallable Participation Notes linked to the S&P 500® Index, issued at $10 per unit with an initial estimated value of $9.75 per $10 principal amount.
The notes mature in about three years and may be automatically called in roughly one year at $10.778 per unit if the index is at least 90.00% of its 6,734.11 starting level on the Call Observation Date. If not called, at maturity investors get 1-to-1 upside participation above a 90.00% threshold, but if the index finishes below that threshold they are exposed to 1-to-1 downside beyond 90.00%, with up to 90.00% of principal at risk.
The notes pay no periodic interest, are unsecured obligations of GS Finance Corp. fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and will not be listed on any exchange. The public offering price includes a $0.15 per-unit underwriting discount, leaving $9.85 in proceeds per unit, and the minimum initial purchase is $100,000 in principal amount.
GS Finance Corp. (GS) is offering S&P 500®-linked auto-callable notes with an aggregate face amount of $2,136,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes do not pay interest and are issued at 100% of face amount, with a 2% underwriting discount and 98% net proceeds to the issuer.
The notes may be automatically called on the call observation date of November 27, 2026 if the S&P 500 closing level is at or above the initial level of 6,734.11, in which case investors receive $1,080 per $1,000. If not called, the maturity is November 17, 2028 and the payoff depends on index performance: 198.82% upside participation above the initial level, return of principal if the index ends between 90% and 100% of the initial level, and leveraged losses below the 10% buffer that can result in a total loss of principal.
Investors face the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., potentially limited secondary market liquidity, market value sensitivity to interest rates and volatility, and uncertain U.S. tax treatment characterized as a pre-paid derivative contract under current issuer guidance.
The Goldman Sachs Group, Inc. plans to issue senior unsecured fixed rate notes due 2032 under its Medium-Term Notes, Series N program. The notes will pay interest at a fixed rate of 4.35% per annum, with payments made on June 5 and December 5 of each year, starting June 5, 2026 and continuing until the stated maturity date of December 5, 2032. The notes will be issued in minimum denominations of $1,000 and integral multiples thereof, in U.S. dollars.
The notes will not be listed on any securities exchange and will be issued in book-entry form through DTC, with Goldman Sachs & Co. LLC acting as underwriter, calculation agent and an affiliate of the issuer. The structure includes standard U.S. federal income tax treatment for interest and capital gains, provisions for full and covenant defeasance, and detailed selling and distribution restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,763,000 of structured notes linked to the common stocks of NVIDIA, SoFi Technologies and Uber. These notes pay a contingent monthly coupon of $26.667 per $1,000 (about 2.6667% per month, up to roughly 32% per year) only if each stock closes at or above 60% of its initial level on the relevant observation date.
The notes can be automatically called quarterly if all three stocks are at or above their initial levels, in which case holders receive $1,000 per note plus the due coupon, with no further payments. If not called, principal repaid at maturity depends solely on the worst-performing stock: if its final level is at least 60% of its initial level, investors receive $1,000 per note; if it is below 60%, repayment is reduced one-for-one with that stock’s loss and can fall to $0, meaning a complete loss of invested principal. There is no upside above par, the notes are subject to Goldman Sachs credit risk, secondary market prices may be below issue price, and the U.S. tax treatment is described as uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk notes linked to NVIDIA, CoreWeave and Tesla stock. The notes mature on November 18, 2027 and can be automatically called monthly from November 2026 if each stock is at or above its initial price. Investors may receive a contingent coupon of $18.875 per $1,000 per observation date (about 1.8875% monthly, up to 22.65% per annum) when all three stocks close at or above 50% of their initial prices. If at maturity all three stocks are below their initial prices and any is below 50% of its initial level, repayment is reduced in line with the worst-performing stock and can fall to zero. The initial estimated value is about $938 per $1,000, versus a 100% issue price on an aggregate face amount of $1,130,000, with a 1.5% underwriting discount and 98.5% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the S&P 500® Index that do not pay interest and are scheduled to mature on the expected stated maturity date of November 30, 2027. The cash payment at maturity per $1,000 face amount depends on index performance from the expected trade date of November 24, 2025 to the determination date, expected November 24, 2027. If the index gain is zero or positive, investors participate one-for-one in the index return up to a maximum upside settlement amount of $1,171, corresponding to a cap level of 117.1% of the initial index level. If the index is down but not by more than 20%, investors receive the absolute value of the loss as a positive return, so a -20% index return produces +20% on the notes. If the index falls by more than 20%, losses beyond that buffer are passed through, so an index return of -21% produces a -1% note return and deeper declines can result in a substantial loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and their estimated value on the trade date is expected to range from $925 to $955 per $1,000 face amount, reflecting offering costs and dealer economics.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Snowflake Inc. The notes pay fixed coupons of $25 per $1,000 each quarter (2.5% quarterly, up to 10% per year) until maturity or automatic call. The notes will be automatically redeemed at face amount plus the coupon if Snowflake’s share price on any call observation date is at or above the initial stock price. At maturity in 2028, if the notes have not been called and Snowflake’s final stock price is at least 50% of the initial price, investors receive the full face amount plus the final coupon; if it is below 50%, repayment of principal is reduced in line with the stock’s percentage decline, and investors can lose all or most of their investment. Payments are unsecured and subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The issuer estimates the value of each note at issuance at $925–$955 per $1,000 face amount.