Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $2,229,000 in medium‑term, automatic‑callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no periodic interest, may be automatically called on semi‑annual call observation dates and mature on May 5, 2032.
If a call observation date meets the call trigger (index closing level >= the initial index level of 112.73), each $1,000 face amount will be redeemed at $1,000 plus a call premium (10.00% up to 55.00% depending on the call date). If not called, maturity proceeds are capped: the maturity premium amount is 60% and downside is limited to return of principal if the final index level is below the initial level. The index methodology applies daily rebalancing, a 5% volatility control and a 0.65% p.a. deduction that can materially reduce index exposure to risky assets. The notes’ estimated trade‑date value was $958 per $1,000 face amount; original issue price equals face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent protection notes linked to the EURO STOXX 50® Index. The notes have a $1,000 face amount per note, an aggregate face amount of $2,910,000, no interest, a 150% upside participation rate, and an 80% trigger buffer. If the notes are automatically called on the call observation date, holders receive $1,186 per $1,000 face amount on the call payment date. If not called, maturity payments depend on the final index level: investors receive at least principal when the final level is ≥80% of the initial level, but may lose up to their entire investment if the final level is below 80% of the initial level. The notes are subject to issuer and guarantor credit risk, limited secondary-market liquidity, underwriting/structuring fees, and uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering contingent coupon, auto-callable notes linked to a Class A ordinary share of Accenture plc (initial index stock price $178.71). The notes mature June 4, 2027, pay a monthly coupon of $12.625 per $1,000 face amount if the index stock's closing price on a coupon observation date is at least 62% of the initial price, and will be automatically called on a call payment date if the index stock's closing price on any call observation date is greater than or equal to the initial index stock price. If not called, maturity payments depend on the index stock return versus a -38% barrier (62% trigger buffer); losses can be up to the full investment. Original issue price is 100% with an underwriting discount of 2.15% and estimated value on the trade date of approximately $961 per $1,000 face amount.
GS Finance Corp. is offering $12,917,000 aggregate principal of Performance Leveraged Upside Securities (PLUS) linked to the S&P 500® Index, priced April 30, 2026 and issued May 5, 2026. The PLUS mature on August 4, 2027 with a valuation date of July 30, 2027.
Each $1,000 PLUS pays either (a) $1,000 plus a 300% leveraged upside of the index percent increase subject to a $1,154.00 maximum payment, or (b) if the index falls, $1,000 multiplied by the index performance factor (full 1:1 downside exposure). Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering index-linked notes due May 4, 2028 guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays at maturity an amount tied to the lesser performing of the S&P 500 and Russell 2000 measured from the trade date (April 30, 2026) to the determination date (May 1, 2028). The notes do not bear interest and feature an upside participation rate of 110%. If the lesser performing index finishes at or above 75% of its initial level, negative returns are converted to their absolute value; if it finishes below 75%, losses equal the negative lesser performing index return. The estimated value at pricing was approximately $979 per $1,000 face amount and the original issue price is 100% of face. The offering includes an underwriting discount of 0.8% and net proceeds to the issuer of 99.2%. These notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The offered notes are cash‑settled, principal‑at‑risk notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Index. For each $1,000 face amount, payoff at maturity depends on the underlier return, subject to a 20% buffer and a $1,202.50 maximum payout. The notes pay no interest and may return less than principal if the final underlier level is below the buffer level. The offering aggregates $3,963,000 of face amount, with an original issue price of 100% and underwriting discount of 1%.
The issuer, GS Finance Corp., is offering structured, non-interest-bearing notes linked to the S&P 500® Index with an aggregate face amount of $2,799,000. Payment at maturity depends on the final index level versus a trigger buffer of 80% of the initial level; gains are capped at a maximum settlement amount of $1,845 per $1,000 face amount and positive cash settlement is floored at a threshold settlement amount of $1,200 per $1,000 face amount. If the final index level is below the trigger buffer, losses are proportional to the index decline and investors may lose their entire investment. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., are issued at 100% of face with a 3% underwriting discount, and mature on May 5, 2031 (determination date April 30, 2031).
GS Finance Corp. offers S&P 500®-linked buffered notes under a pricing supplement dated April 30, 2026. The notes have an aggregate face amount of $1,346,000, an original issue price of 100% of face, and are fully guaranteed by The Goldman Sachs Group, Inc.
Payments at maturity depend on the S&P 500 final level versus an initial level of 7,209.01. The notes provide 125% upside participation capped at a maximum upside settlement amount of $1,182 per $1,000 face, a 10% buffer (buffer level = 90%), no periodic interest, and a stated maturity of November 4, 2027 (determination date November 1, 2027).
The pricing supplement describes medium‑term, non‑interest bearing structured notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. The offering aggregates $3,275,000 of face amount in $1,000 notes, with a maximum settlement amount of $1,212.50 per $1,000 face. Payment at maturity depends on the performance of the S&P 500® Index from the trade date (April 30, 2026) to the determination date (January 30, 2029), and is: (i) $1,000 + ($1,000 × underlier return) capped at the maximum settlement amount if the final underlier level is greater than the initial level, or (ii) $1,000 if the final underlier level is equal to or less than the initial level. The notes mature on February 2, 2029. The price to the public is 100% of face; underwriting discount is 1%; net proceeds 99% of face. The comparable yield for U.S. tax accruals is stated as 4.5333% per annum, with a projected payment at maturity of $1,133.22 based on a $1,000 investment.
The pricing supplement describes GS Finance Corp.'s offering of Nasdaq-100 Index® linked, buffered, automatically callable notes guaranteed by The Goldman Sachs Group, Inc. The aggregate face amount is $2,008,000. The notes pay no interest, carry an upside participation rate of 125%, a 15% buffer (buffer level 85%), and a capped automatic call payoff of $1,127.50 per $1,000 on the call payment date if the underlier is at or above the initial level on the call observation date. Key dates: trade date April 30, 2026, original issue date May 5, 2026, call observation date April 30, 2027 (call payment date May 7, 2027), determination date May 1, 2028, and stated maturity date May 8, 2028. The cash settlement at maturity depends on the final underlier level: investors may receive enhanced upside when the index rises, full principal if the final level is at or above the buffer level, or suffer significant losses below the buffer (examples show as low as 15.0% of face if the final level is 0% of initial). The notes are subject to the issuer's and guarantor's credit risk, model/pricing discounts at issue, limited secondary-market liquidity, FATCA and U.S. federal income tax uncertainty, and other structural risks.