Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $2,137,000 of principal-protected contingent-return notes linked to the S&P 500® Index. Each $1,000 note returns either a capped upside, full principal, or a leveraged downside based on the index performance from the trade date to the determination date.
The notes mature on May 6, 2027. Key mechanics: buffer level = 70% of the initial index level (buffer amount = 30%); if the final index is ≥ buffer level but ≤ initial level you receive $1,000; if final index < buffer level you lose 1% of principal for each 1% the index is below the buffer; maximum settlement = $1,085.50 per $1,000. Notes pay no interest and are subject to issuer/guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering autocallable, index-linked notes due 2033 linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, may be automatically called annually if the index meets rising call levels, and return at least the face amount at maturity with upside participation tied to index performance.
Key trade dates: trade date May 26, 2026, original issue date May 29, 2026, determination date May 26, 2033, stated maturity June 3, 2033. The estimated trade-date value is $850–$880 per $1,000 face amount, below issue price, and the index is subject to a 0.65% per annum deduction (accruing daily).
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index‑linked notes due May 5, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a face amount of $2,847,000 (aggregate) on the original issue date and an original issue price of 100%.
The notes do not pay interest, have an initial underlier level of 581.37, an upside participation rate of 203%, and a trigger buffer level equal to 60% of the initial underlier level. Holders receive cash at maturity based on the final underlier level on the determination date (April 21, 2031) subject to the issuer’s monthly redemption option beginning May 2027. The estimated value on the trade date was approximately $967 per $1,000 face amount.
GS Finance Corp. offers buffered digital equity-linked notes linked to NVIDIA Corporation stock, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, mature about 13–15 months after the trade date, and provide a 15% buffer (buffer level = 85%) against declines. If the final underlier level is at or above the buffer level, the cash payment is capped at a maximum settlement amount expected between $1,201.10 and $1,235.90 per $1,000 face amount. If the final level is below the buffer level, the investor loses approximately 1.1765% of face amount for each 1% decline below the buffer, potentially losing the entire investment.
The offered notes are principal-protected, market-linked notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $802,000. Each $1,000 face amount participates 100% in positive index performance subject to a capped annual automatic-call schedule; if not called, maturity payoff depends on the GSMBFC5 Index performance on the determination date. The notes do not pay interest, carry issuer and guarantor credit risk, and the issuer’s estimated value on the trade date was $939 per $1,000 (an additional amount of $61 that amortizes to zero by July 29, 2026).
GS Finance Corp. offers autocallable notes due 2031 guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Futures Excess Return Index and do not pay interest. If the underlier on the call observation date is >= the initial level, the notes will be automatically called and pay $1,170 per $1,000 face amount on the call payment date. If not called, maturity payoff depends on the final underlier level: investors receive $1,000 plus upside participation of 245% of positive underlier return, receive principal if final level is >= the 70% trigger buffer, or suffer losses (including a possible total loss) if the final level is below the trigger buffer. Trade date is May 5, 2026, original issue date May 8, 2026, stated maturity May 8, 2031. The underlier tracks E-mini S&P 500 futures (SPXFP Index), so futures-specific effects (negative roll yield, financing/contango) and issuer/guarantor credit risk will affect value.
GS Finance Corp. priced Market Linked Notes (Series F) with an original offering price of $1,000 per security, linked to the lowest performing of three State Street sector ETFs and guaranteed by The Goldman Sachs Group, Inc. The pricing date is April 30, 2026 and the stated maturity is April 27, 2029.
The notes pay a contingent quarterly coupon of $33.75 per $1,000 face amount (13.50% per annum) only if the lowest performing underlier on each calculation day is at or above its 75% coupon threshold; automatic early call occurs if the lowest performing underlier is at or above its starting price on quarterly call dates. If not called, principal at maturity depends on the lowest performing underlier versus its 70% downside threshold, and holders can lose more than 30% or all principal.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering callable notes linked to the common stock of FactSet Research Systems Inc. The notes pay a quarterly coupon of $40 per $1,000 face amount (4% quarterly, 16% annualized) only if the index stock on each coupon observation date is at or above 60% of the initial index stock price of $227.58. The notes may be automatically called on observation dates beginning July 2026 through January 2029 if the index stock closes at or above the initial index stock price; maturity is May 3, 2029. If the final index stock price is below 60% of the initial price at the determination date, principal is reduced pro rata by the index stock return. The estimated value at pricing was approximately $961 per $1,000 face amount and the original issue price is 100%.
GS Finance Corp. offers autocallable, market-linked notes with payments tied to the common stock prices of Apple, Amazon and Tesla. The notes mature May 3, 2029 but are automatically called on quarterly call observation dates if each stock is >= its initial price.
Monthly coupons of $14.584 per $1,000 (1.4584% monthly, ~17.5% p.a.) are paid only when each index stock's closing price on the coupon observation date is >= 70% of its initial price. At maturity, a trigger event (all final prices below initial prices) makes redemption depend on the lesser performing stock; a final price below 60% of initial can result in a large principal loss. Estimated value at terms set is approximately $969 per $1,000.
The issuer, GS Finance Corp., is offering structured, buffered, autocallable notes linked to the common stocks of JPMorgan Chase & Co., Micron Technology, Inc., and Palantir Technologies Inc.. The notes have an expected trade date of May 26, 2026 and an expected original issue date of May 29, 2026, with a stated maturity expected on June 5, 2029.
Each $1,000 note may pay a monthly coupon of $16 (1.6% monthly; 19.2% per annum) on a coupon payment date only if the closing price of each index stock on the related coupon observation date is at least 60% of its initial index stock price. Notes will be automatically called if on any call observation date every index stock closes at or above its initial price; called notes pay the face amount plus any due coupon. At maturity, if a trigger event occurs (each final index stock price is below its initial price), the cash settlement amount is tied to the lesser performing index stock and may be significantly below face amount; a buffer feature applies at 80% buffer price (buffer amount 20%).
The prospectus discloses an estimated model value on the trade date between $925 and $965 per $1,000 face amount and highlights the notes’ credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and limited secondary-market liquidity. Terms and all qualifiers are set forth in the supplement.