Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced Dual Directional Buffered Participation Securities linked to the Nasdaq-100 Index® with $4,173,000 aggregate principal (original issue) and a stated maturity of May 4, 2028. For each $1,000 principal, payment at maturity depends on index performance from the pricing date (April 30, 2026) to the valuation date (May 1, 2028): upside participation is 1-for-1 up to a maximum payment of $1,174.00 (117.40%); if the final index value falls but within a 20.00% buffer investors receive a positive return equal to the absolute decline (capped at 20.00%); declines beyond the 20.00% buffer reduce principal 1% per 1% down to a minimum payment of $200 (20.00%). The securities do not pay interest, carry issuer/guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and had an estimated value of approximately $969 per $1,000 at pricing.
GS Finance Corp. is offering medium-term structured notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and pay a contingent monthly coupon of $9.167 per $1,000 if each underlier meets a 70% coupon trigger on observation dates. The notes are automatically called if all underliers are at or above their initial levels on a call observation date; otherwise the cash settlement at maturity (stated maturity May 3, 2029) depends on the performance of the lesser performing underlier and can result in a total loss of principal. Aggregate face amount is $1,851,000, original issue price is 100% of face amount and underwriting discount is 1%. Pricing supplement dated April 30, 2026. The notes are cash-settled, not equity, and carry issuer/guarantor credit risk.
GS Finance Corp. priced indexed, autocallable notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the Nasdaq-100 and S&P 500. The offering aggregates $5,594,000 face amount with an original issue price of 100% of face and a dealer underwriting discount of 0.8%. The notes pay no interest, may be automatically called on the call observation date if each underlier is at or above its initial level (call payment = $1,160 per $1,000 if called), and otherwise settle at maturity based solely on the lesser performing underlier with a 200% upside participation rate and an 80% trigger buffer. Investors may lose their entire investment if the lesser performing underlier falls below the trigger buffer; market value and liquidity depend on many factors including issuer creditworthiness and underlier performance.
The pricing supplement describes an $8,675,000 offering of Contingent Income Securities issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. These are principal‑at‑risk unsecured notes linked to the Class B common stock of NIKE, Inc. (initial share price $44.36). Investors may receive a contingent quarterly coupon when the underlying stock's closing price on specified observation dates is at or above the downside threshold price of $35.488 (80.00% of the initial price). If the final share price on the determination date is below the downside threshold, principal is reduced pro rata by the share performance factor (final/initial), and no coupon is paid; if the final share price is at or above the threshold, each $1,000 principal returns $1,000 plus any final contingent coupon. The securities mature on May 5, 2027, estimated value at pricing was approximately $965 per security, and the original issue price equals principal amount with a 2.25% underwriting discount.
GS Finance Corp. offers capped, buffer‑protected basket‑linked notes guaranteed by The Goldman Sachs Group, Inc. The notes (trade date April 30, 2026, stated maturity May 3, 2029) pay a cash amount per $1,000 face based on the percentage change in an equally weighted 6‑stock basket (initial level 100), subject to a cap level 240% (maximum settlement $2,400) and a trigger buffer at 60%. If the final basket level is ≥ initial level, holders receive upside (100% participation) capped at $2,400; if the final basket level declines ≤40% (≥60% of initial) holders receive $1,000; if it declines >40% (<60%) holders suffer a loss proportionate to the basket return and may lose their entire investment. Estimated value on the trade date was approximately $925 per $1,000 face amount; original issue price was 100% with a 1% underwriting discount.
GS Finance Corp. is offering structured notes linked to the Russell 2000® Index and the S&P 500® Index with an aggregate face amount of $2,891,000. Each $1,000 note pays a contingent quarterly coupon of $17.125 (1.7125% quarterly, up to 6.85% per annum) only if each underlier is at or above a coupon trigger level equal to 55% of its initial level on the related coupon observation date.
Principal at maturity is exposed to the lesser performing underlier: if the final level of the lesser performing underlier is below its trigger buffer (also 55% of initial), the cash settlement equals $1,000 plus $1,000 multiplied by the lesser performing underlier return, potentially causing a complete loss of principal. The issuer may redeem the notes on coupon payment dates commencing in November 2026 through February 2031. Trade date is April 30, 2026, original issue date May 5, 2026, stated maturity May 5, 2031.
GS Finance Corp. is offering callable S&P 500® index-linked notes with an aggregate face amount of $2,102,000. The notes mature May 5, 2031, do not bear interest and pay at maturity based on S&P 500 performance from the trade date (April 30, 2026) to the determination date (April 21, 2031).
The notes participate at a 150% upside participation rate if the final index level exceeds the initial level of 7,209.01. If the final level is between 100% and 85% of the initial level, investors receive the face amount. If below 85%, holders can lose a substantial portion of principal; the buffer amount is 15%. The issuer may redeem notes on monthly call payment dates beginning May 2027 at specified capped call premium amounts.
GS Finance Corp. is offering structured, autocallable notes linked to the S&P 500 Index, the State Street® Consumer Staples Select Sector SPDR® ETF and the iShares® Russell 2000 ETF that mature on May 5, 2031. Each $1,000 note pays a monthly coupon of $9.167 if, on a coupon observation date, the closing level of each underlier is at least 70% of its initial level. The notes will be automatically called on any call observation date (Oct 2026–Mar 2031) if each underlier’s closing level is greater than or equal to its initial level, in which case holders receive the face amount plus the coupon then due. If not called, the cash settlement at maturity is based on the performance of the lesser performing underlier; if that underlier is below 70% of its initial level, principal is reduced pro rata. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
GS Finance Corp. is offering structured, cash-settled notes linked to the S&P 500® Index with an aggregate face amount of $894,000. Each note has a $1,000 face amount, no periodic interest, and payoff at maturity is based on the index performance from the trade date through the determination date.
Key terms: upside participation 125% (capped at a $1,200 maximum cash settlement), a 10% buffer (buffer level = 90% of the initial level), initial underlier level 7,209.01, trade date April 30, 2026, original issue date May 5, 2026, determination date May 1, 2028 and stated maturity May 4, 2028 (subject to adjustment).
The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and expose investors to issuer/guarantor credit risk, limited upside due to the cap, potential for substantial loss if the final index level is below the buffer, and limited or no liquidity.
GS Finance Corp. offers medium-term structured notes (Pricing Supplement No. 24,169) linked to the common stock of ServiceNow, Inc. (ticker NOW). The offering has an aggregate face amount of $2,520,000 and a face amount of $1,000 per note, original issue price 100% of face amount.
The notes pay a contingent quarterly coupon of $45 per $1,000 (4.5% quarterly, up to 18.00% per annum) only if the underlier closes at or above the coupon trigger level (50% of the initial underlier level) on each coupon observation date, and are subject to an automatic call if the underlier closes at or above the initial level on any call observation date. At maturity (if not called), cash settlement is 100% of face if the final underlier level is at or above 50% of the initial level; otherwise the cash payment is reduced pro rata and you could lose your entire investment.