GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. is offering $1,000-face autocallable contingent coupon index-linked notes due May 10, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $9.25 per $1,000 (0.925% monthly; up to 11.10% per annum) if each underlier meets a 70% coupon trigger on observation dates and will be automatically called if all three underliers equal or exceed their initial levels on any call observation date. At maturity (if not called), the cash settlement for each $1,000 face amount is $1,000 if the final level of the lesser performing underlier is at or above 70% of its initial level; otherwise the settlement equals $1,000 plus $1,000 times the lesser performing underlier return, which can result in a total loss of principal. Trade date is May 5, 2026 and original issue date is May 8, 2026. The underliers are the Nasdaq-100, Russell 2000 and S&P 500 indices, and Goldman Sachs & Co. LLC is calculation agent. Pricing models show the original issue price exceeds the estimated model value; the notes carry issuer and guarantor credit risk and limited secondary-market liquidity.

GS Finance Corp. is offering digital S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note and pay a cash settlement at maturity based on the underlier's performance from the trade date to the determination date. If the final underlier level is >= the initial level, investors receive at least a $1,500 threshold settlement amount or $1,000 plus the underlier return. If the final level declines but stays ≥70% of the initial level, the note pays absolute underlier return (a positive return even when the underlier fell). If the final level falls below 70% of the initial level, investors suffer losses equal to the underlier return times $1,000 and may lose their entire investment. Trade date is May 26, 2026 with original issue date May 29, 2026, determination date May 27, 2031 and stated maturity May 30, 2031. The notes do not bear interest; payments are cash settled and subject to issuer/guarantor credit risk. Pricing models indicate the original issue price exceeds the models' estimated value, reflecting underwriting costs and fees.

GS Finance Corp. is offering leveraged notes linked to the S&P 500 Futures Excess Return Index with a stated maturity of June 3, 2031. For each $1,000 face amount, investors will receive either $1,000 or $1,000 plus $1,000 × the upside participation rate × the underlier return, depending on performance on the determination date. The upside participation rate is set at at least 134%. The notes do not pay interest, are cash-settled, and are fully guaranteed by The Goldman Sachs Group, Inc. Trade date is May 29, 2026, original issue date is June 3, 2026, and the determination date is May 29, 2031. The underlier tracks E-mini S&P 500 futures, not the S&P 500 Index, and is subject to roll yield and financing-cost effects. The notes are subject to issuer and guarantor credit risk, potential limited secondary-market liquidity, market-disruption adjustments, and special U.S. federal income tax rules for contingent payment debt instruments.

GS Finance Corp. offers 0% medium-term notes linked to a 15-stock equally weighted basket, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial basket level of 100, an upside participation rate of 300% subject to a cap level of ~107.583% and a maximum settlement amount of $1,227.50 per $1,000 face amount. The notes mature on or about June 10, 2027 and measure performance from a trade date expected to be May 5, 2026 to a determination date expected to be June 7, 2027. If the final basket level is below 75% of the initial level, investors suffer a pro rata loss; the estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount.

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent automatic-call notes linked to the shares of Robinhood Markets, NVIDIA and Alphabet. The notes may be automatically called on April 28, 2027 for a capped cash payment of $1,650 per $1,000 face amount. If not called, the maturity payment on May 3, 2029 depends solely on the performance of the lesser performing index stock, with a 250% upside participation if all three stocks finish above their initial prices, a 70% buffer that can convert negative returns into positive payments within the buffer, and potential substantial principal loss if the lesser performer falls below the buffer. Initial issue price equals face amount; estimated value at pricing was about $970 per $1,000 face amount. Payments are subject to the issuer’s and guarantor’s credit risk and to adjustment rules for corporate events.

GS Finance Corp. is offering S&P 500® Index-linked notes due June 3, 2027, in an original aggregate face amount of $621,000 (may be increased at the issuer's option). The notes pay no interest and return at maturity depends on the S&P 500 performance measured from the trade date April 28, 2026 to the determination date May 28, 2027. For each $1,000 face amount, the payout is capped at a maximum settlement amount of $1,082 (cap level 108.2%) and protected on the downside by a minimum settlement amount of $950. The initial underlier level is 7,138.80. The issue price is 100% of face amount, underwriting discount 0.75%, and the estimated value on the trade date is approximately $985 per $1,000 face amount. Payments are unsecured obligations of the issuer and guaranteed by The Goldman Sachs Group, Inc., so credit risk of both entities applies.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to Chewy, Inc. common stock (CHWY UN). Each $1,000 face amount note pays a capped cash settlement at maturity: $1,370 if the final underlier level is at or above a 70% trigger buffer; otherwise holders lose 1% of face for each 1% decline below the initial level and could lose their entire investment.

The notes were priced on April 28, 2026, issued May 1, 2026, with a determination date of October 28, 2027 and stated maturity November 2, 2027. The original issue price equals 100% of face and GS&Co. is the calculation agent and expected market‑maker; underwriting discount is 2%.

The pricing supplement describes Contingent Income Buffered Auto-Callable Securities issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Alphabet Inc. The offering aggregates $12,000,000 and has a stated principal of $1,000 per security.

Holders may receive contingent monthly coupons only if the underlying stock closes at or above a buffer price (80.00% of the initial share price of $350.34) on coupon observation dates. The notes are automatically called if the underlying closes at or above the initial share price on any call observation date. At maturity, if not called and the final share price is below the buffer, investors lose 1.25% of principal for every 1% decline beyond the buffer; investors do not participate in upside appreciation. Estimated value at pricing was approximately $997 per $1,000 principal.

GS Finance Corp. is offering capped, buffer-structured notes linked to the S&P 500® Index. The notes pay no interest and return at maturity depends on the S&P 500 closing level from the trade date to the determination date. If the final level is at or above the initial level, holders receive the underlier return up to a maximum cash payment of $1,232 per $1,000 face amount. If the final level declines but not more than the 15% buffer, holders receive the absolute value of the underlier decline as a positive return. If the final level falls below the 85% buffer level, investors incur losses proportional to the decline and could lose a substantial portion of principal. The offering lists an aggregate face amount of $50,000, original issue price of 100% of face amount, and is fully guaranteed by The Goldman Sachs Group, Inc.

Key dates: trade date April 28, 2026, original issue date May 1, 2026, determination date April 20, 2028, stated maturity date April 25, 2028. Investors bear issuer and guarantor credit risk and should review tax and liquidity risks described herein.