Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2028 tied to the common stock of Bristol-Myers Squibb Company (BMY). These notes pay a contingent quarterly coupon of $28.75 per $1,000 face amount when, on the relevant observation date, the BMY share price is at or above 70% of its initial level; otherwise the coupon is zero.
The notes may be automatically called on specified dates if BMY is at or above its initial level, in which case investors receive their $1,000 principal back plus any due coupon, ending the investment early. If the notes are not called and BMY’s final level on the determination date is at least 70% of the initial level, investors receive full principal back; below that level, repayment is reduced one-for-one with BMY’s decline, and investors can lose up to 100% of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value at pricing will be lower than the issue price due to fees and costs, the notes will not be listed on any exchange, and any secondary market trading will be limited and at prices that may be well below face value.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000 Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes pay a monthly coupon of $13 per $1,000 (1.3% monthly, up to 15.6% per year) only if each underlier is at least 75% of its initial level on the observation date. Beginning in June 2026, the notes are automatically called if all underliers are at or above their initial levels, returning face amount plus the coupon. At maturity in July 2031, if not called, investors receive full principal if every underlier is at least 60% of its initial level, principal only if the worst underlier is between 60% and 75%, and a loss proportional to the worst underlier below 60%, which can mean losing the entire investment. The estimated initial value is $885–$925 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to the common stock of Micron Technology, Inc. The notes have $1,000 denominations, are expected to be issued on December 31, 2025, and mature on December 29, 2028, unless automatically called.
Investors may receive a contingent quarterly coupon of at least $45.00 per $1,000 per observation period, but only when Micron’s closing price is at or above a downside threshold set at 50.00% of the initial share price. If Micron closes at or above the initial share price on any call observation date starting March 26, 2026, the notes are automatically called for $1,000 plus the coupon then due.
At maturity, if the notes have not been called and Micron’s final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The estimated value is $905 to $965 per $1,000 note, the underwriting discount is 2.25%, and Morgan Stanley Wealth Management earns a $22.50 selling concession per note. The securities are unsecured obligations subject to the credit risk of both the issuer and guarantor and will not be listed on an exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes whose return depends on the weaker of the State Street® SPDR® S&P® Metals & Mining ETF (XME) and the Global X Copper Miners ETF (COPX).
The notes pay no interest and mature in about 24 months. At maturity, if both ETFs are at or above their initial levels (set as the lowest closing level during a roughly six‑week observation period after December 16, 2025), investors receive upside one‑for‑one with the lesser performer, capped at a maximum settlement amount of $1,500 per $1,000 face amount. If either ETF is below its initial level but both are at or above 90% of it, investors receive only the $1,000 face amount.
If the weaker ETF finishes below 90% of its initial level, principal is reduced, losing about 1.1111% of face amount for every 1% drop below the 90% buffer; a severe decline can result in a total loss. The indicative estimated value is $925–$955 per $1,000, below the issue price, and the notes carry full issuer and guarantor credit risk, plus concentrated sector, foreign market, currency and tax risks.
Goldman Sachs’ GS Finance Corp. is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes are expected to trade from an original issue date in January 2026 and mature in January 2031, unless automatically called starting in December 2026.
Investors may receive a contingent monthly coupon of $11.167 per $1,000 (1.1167% per month, up to approximately 13.4% per year) if on an observation date the index is at least 60% of its initial level; otherwise no coupon is paid. If the index is at or above its initial level on a call observation date, the notes are redeemed early at face value plus the applicable coupon.
At maturity, if not called, principal repayment depends on index performance. A final level at or above 60% of the initial level returns full principal (plus any final coupon); below 60%, investors lose in proportion to the index decline and can lose their entire investment. The index itself uses up to 500% leverage, complex rule-based signals, and a daily 6.0% per annum decrement, all of which can magnify losses. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes are expected to trade from an original issue date of January 6, 2026 and mature on July 3, 2031, unless automatically called as early as June 2026. Investors can receive a fixed coupon of $13 per $1,000 (1.3% monthly, up to 15.6% per year) on each monthly payment date if on the related observation date each underlier is at or above 75% of its initial level. At maturity, if the notes were not called, repayment of principal depends on the worst-performing underlier: full principal is repaid if each underlier is at or above 60% of its initial level, but losses matching the decline of the worst underlier apply if any underlier falls below 60%, potentially resulting in a complete loss of principal and no coupons. The estimated initial value is between $885 and $925 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing autocallable notes linked to the S&P 500® Futures Excess Return Index, scheduled to mature on December 31, 2030. The notes can be automatically called on December 22, 2026 if the index is at or above its initial level, in which case holders receive $1,137.50 per $1,000 face amount on December 30, 2026.
If the notes are not called, the maturity payout depends on index performance. If the final index level is above the initial level, investors receive $1,000 plus 220% of the index gain. If the final level is between 75% and 100% of the initial level, investors receive their $1,000 principal. If it falls below 75%, repayment declines one-for-one with the index, and the payment can be reduced to zero.
The notes pay no interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The pricing supplement highlights that the initial issue price exceeds the model-based estimated value, that secondary market prices may be materially lower, that futures-specific features such as financing costs and negative roll yields can weigh on returns, and that U.S. tax treatment is uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering auto-callable notes linked to Tesla, Alphabet and Microsoft stock.
The notes pay a conditional monthly coupon of $14.542 per $1,000 face amount (1.4542% monthly, the potential for up to approximately 17.45% per year) whenever all three stocks close at or above 60% of their initial prices. Starting in June 2026, the notes are automatically called at $1,000 plus the coupon if on any observation date each stock is at or above its initial price, and otherwise are scheduled to mature in December 2028.
Principal repayment depends on the worst-performing stock. If all three end below their initial prices and any finishes below 50% of its initial price, repayment moves in line with that stock’s loss and can fall to zero. The notes are unsecured, not FDIC-insured, and their estimated initial value is only $925–$955 per $1,000, reflecting fees and issuer pricing models.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Tesla-linked autocallable contingent coupon equity notes due January 5, 2028, each with a $1,000 face amount. The notes reference the common stock of Tesla, Inc. (TSLA) and can be automatically called if Tesla’s closing level on specified call observation dates is at or above the initial level, in which case investors receive $1,000 plus any coupon due.
On each monthly coupon observation date, if Tesla’s closing level is at least 50% of the initial level (the coupon trigger), investors receive a contingent coupon calculated as $12.917 × the number of observation dates to date minus prior coupons; otherwise the coupon is zero. If the notes are not called and Tesla’s final level on the determination date is at least 50% of the initial level, investors get back $1,000 per note; if it is below 50%, principal is reduced one-for-one with Tesla’s loss and can fall to zero, so investors may lose their entire investment and do not benefit from any upside above par.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, are not listed on any exchange, and their estimated value at pricing is lower than the 100% issue price. Holders have no shareholder rights in Tesla, secondary market liquidity may be limited, and the U.S. tax treatment is uncertain, with counsel expecting coupons to be taxed as ordinary income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon equity-linked notes tied to Micron Technology common stock and maturing in December 2027. The notes pay contingent monthly coupons only if Micron’s closing level on the observation date is at least 60% of its initial level, using a formula that accrues $16.667 per $1,000 note for each qualifying month.
At maturity, if the notes have not been redeemed and Micron’s final level is at or above 50% of its initial level, investors receive the $1,000 face amount per note. If the final level falls below 50%, the payoff becomes $1,000 plus $1,000 times the underlier return, so losses mirror Micron’s decline and investors could lose their entire investment, while any upside is capped at return of principal plus coupons.
The issuer may redeem the notes at par plus any due coupon on any coupon payment date from December 2026 to November 2027, which can shorten the investment term and limit coupon payments. Key risks include the credit risk of GS Finance Corp. and its parent, potential lack of an active secondary market, initial estimated value below the issue price, sensitivity to Micron’s volatility and interest rates, absence of shareholder rights in Micron, and uncertain U.S. tax treatment.