Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., with guaranty by The Goldman Sachs Group, Inc., is offering structured notes linked to the common stocks of Advanced Micro Devices, Inc., Broadcom Inc. and Tesla, Inc.. The notes pay a monthly coupon that is either a maximum $8.334 or a minimum $0.209 per $1,000 face amount depending on whether each index stock meets a 75% trigger on observation dates. The notes may be automatically called beginning April 2027 if each stock is at or above its initial price; stated maturity is May 5, 2031. The original issue price is 100% with an underwriting discount of 4% and aggregate face amount of $8,925,000. Purchasers are exposed to issuer/guarantor credit risk, limited anti-dilution protection and potential low secondary-market liquidity.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable, buffered S&P 500® index-linked notes due May 2, 2028. Each $1,000 face amount pays $1,116.5 if automatically called on the call observation date (May 10, 2027) when the S&P 500® closing level is ≥ initial level of 7,173.91. If not called, maturity payment depends on index performance to the determination date (April 27, 2028): positive returns pay 125% participation, declines up to 15% pay the absolute decline, and declines beyond 15% apply a buffer rate of ~117.65% that can produce losses, including total loss of principal in severe declines. The notes bear no interest; original issue price is 100% with a 1.5% underwriting discount, estimated value at trade date ~$994 per $1,000 face amount.
GS Finance Corp. is offering $3,150,000 aggregate face amount of ETF-linked notes due May 2, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is linked to the lesser performing of the iShares Latin America 40 ETF and iShares MSCI Emerging Markets ex China ETF. If both ETF returns are positive you receive 1.45× the lesser ETF return; if either ETF falls below 80% of its initial level you incur amplified losses at a 1.25× buffer rate. The estimated value at term-setting was approximately $962 per $1,000 face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering Equity Index Linked Medium-Term Notes, Series F, guaranteed by The Goldman Sachs Group, Inc., with a stated maturity date of November 20, 2028. Each note has a face amount of $1,000 and returns are linked to an equally weighted basket of the EURO STOXX 50® and the FTSE® 100 using quarterly averaging. If the average ending level exceeds the starting level (100), holders receive the face amount plus a positive return equal to the average basket return × upside participation rate (at least 100%); otherwise holders receive only the face amount. Estimated value at pricing is $925–$955 per $1,000 face amount; original offering price is $1,000 (underwriting discount up to $30.75 per $1,000). All payments are subject to issuer and guarantor credit risk and there are no periodic interest payments or dividends.
GS Finance Corp. offers $5,310,000 of medium-term structured notes backed by a Goldman Sachs guarantee. Each note has $1,000 face amount, a 300% upside participation rate in the S&P 500® Index, a maximum settlement amount of $1,142.50 per $1,000, and no periodic interest. The trade date is April 27, 2026, original issue date April 30, 2026, determination date June 23, 2027 and stated maturity date June 28, 2027.
At maturity you receive $1,000 plus a payoff based on the underlier return: if the final underlier level exceeds the initial level you receive the upside participation rate times the gain (capped at the maximum settlement amount); if the final level is equal to or below the initial level you suffer a loss equal to the underlier decline (you may lose your entire investment). The notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected, index-linked medium-term notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The offering totals $196,000 aggregate face amount with an original issue price of 100% and an underwriting discount of 3.95%. The notes pay no periodic interest, include an automatic call feature that would pay $1,140 per $1,000 if the index on the call observation date is greater than or equal to the initial index level, and otherwise pay at maturity either $1,000 or a participation payment equal to $1,000 + $1,000 × 300% × index return. The index methodology applies a 5% realized volatility control and a 0.65% per annum deduction, and may allocate substantial exposure to hypothetical cash positions. Estimated value at trade date: $913 per $1,000. Tax treatment: notes are debt instruments subject to contingent payment rules; comparable yield identified as 4.73%.
GS Finance Corp. priced S&P 500® Daily Risk Control 5% USD Excess Return Index-linked notes due May 2, 2029, with an original issue price of 100% and an underwriting discount of 3.05%. The notes pay no interest and return at maturity is tied to the Excess Return index performance from the trade date April 27, 2026 to the determination date April 27, 2029. If the final index level is at or above the initial level (179.57) holders receive principal plus 158.5% of the index gain; if below, holders receive principal plus the absolute index decline subject to a maximum cash payment of $2,000 per $1,000 face amount. The estimated value on the trade date was approximately $966 per $1,000 face amount. Payments depend on the issuer’s and guarantor’s creditworthiness and on index-specific features including SOFR-based borrowing costs and potential limited post-LIBOR historical data.
GS Finance Corp. offers structured notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $8,883,000 face amount on the original issue date and matures on May 2, 2028 with an automatic call if the basket closes at or above the initial level on May 10, 2027. The notes pay no interest and provide a capped call payment of $1,202.50 per $1,000 if called. At maturity holders receive either principal plus 125% upside participation on positive basket returns, return of $1,000 if the final basket level is within the 15% buffer, or a loss calculated using a buffer rate ~117.65% if the final basket level is below the buffer. The estimated value on the trade date is approximately $951 per $1,000 face amount. Issue price is 100%, underwriting discount 1.5%, net proceeds to issuer 98.5%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected callable notes linked to the Goldman Sachs Momentum Builder Focus ER Index. The offering aggregates $66,639,000 of face amount and has an upside participation rate of 100%.
The notes pay a capped call payment if the index meets rising call levels on annual call observation dates (first observation April 27, 2027). If not called, maturity is April 29, 2033 with cash settlement based on index performance; the initial index level is 112.65. GS&Co. estimated the notes value at $902 per $1,000 face amount on the trade date; original issue price is 100% with an underwriting discount of 4.625%.
The Goldman Sachs Group, Inc. is offering fixed rate notes due May 14, 2038 with an interest rate of 5.25% per annum. The notes are issued in U.S. dollars, in denominations of $1,000, with a trade date of May 13, 2026 and original issue date of May 15, 2026. Interest is payable annually on May 15 beginning May 15, 2027. The notes will not be listed on any exchange and will be issued in book-entry form as a master global note registered in the name of DTC. The original issue price is set at 100% of principal (with variation for certain fee-based advisory accounts per the Supplemental Plan of Distribution).