Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering leveraged VanEck Gold Miners ETF-linked notes due May 2, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest; principal at maturity is linked to the ETF's performance from the trade date April 27, 2026 to the determination date April 27, 2029. For each $1,000 face amount, investors receive $1,000 if the ETF return is zero or negative. If the ETF return is positive, holders receive $1,000 plus 125% of the ETF return, capped at a $1,310 maximum settlement amount. The initial underlier level is $92.59, the cap level is 124.8% of that initial level, and the estimated value on the trade date was approximately $966 per $1,000 face amount. Original issue price is 100% with a 3% underwriting discount (net proceeds 97%).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering index-linked notes due June 2, 2027. The notes pay no interest and the maturity payment per $1,000 face amount depends on the lesser performing of the Russell 2000® and S&P 500® measured from the trade date April 27, 2026 to the determination date May 27, 2027. Returns are subject to a 10% buffer and capped at a $1,220 maximum settlement per $1,000 face amount; losses occur if the lesser performing underlier falls below 90% of its initial level. The estimated value on the trade date was approximately $975 per $1,000. Original issue price is 100% with a 2.225% underwriting discount, net proceeds 97.775% of face amount.
GS Finance Corp. is offering S&P 500®-linked medium-term notes (guaranteed by The Goldman Sachs Group, Inc.) with an aggregate face amount of $2,133,000. The notes pay no interest and at the stated maturity will pay for each $1,000 face amount either the face amount or $1,000 × the underlier return up to a maximum settlement amount of $1,290. The notes reference the S&P 500® Index, have a trade date of April 27, 2026, an original issue date of April 30, 2026, a determination date of January 28, 2030 and a stated maturity date of January 31, 2030. The original issue price is 100% of face with an underwriting discount of 2.5%. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes and use a comparable yield of 4.5737% per annum for tax accruals.
GS Finance Corp. priced principal-at-risk notes linked to the iShares MSCI Emerging Markets ETF (EEM). Each $1,000 note returns: $1,000 if the final underlier level is ≥90% of the initial level; a capped upside (150% participation, $1,365 maximum) if the underlier rises; or a pro rata loss if the underlier falls more than 10% from the initial level of $63.74. The notes pay no interest, are senior debt of GS Finance Corp. and are unconditionally guaranteed by The Goldman Sachs Group, Inc., exposing holders to issuer and guarantor credit risk. Trade date was April 27, 2026, original issue date April 30, 2026, determination date April 27, 2028, and stated maturity May 2, 2028.
The offering is for an aggregate face amount of $550,000. Investors may lose a substantial portion of principal if the final underlier level closes below the 90% buffer level; upside is limited by the maximum settlement amount. The notes are cash-settled and not interest-bearing, not bank deposits, and are subject to market, tracking, currency, tax (including Section 1260 and FATCA) and liquidity risks.
GS Finance Corp. (guarantor: The Goldman Sachs Group, Inc.) is offering structured notes linked to four stocks with automatic call, monthly coupons and maturity on May 5, 2031. Coupons are monthly and will equal either the maximum coupon of $7.375 per $1,000 (if each index stock closes >= 80% of its initial price on an observation date) or the minimum coupon of $0.209 per $1,000. Notes are automatically redeemed if, on any call observation date beginning April 2027, each index stock closes at or above its initial price. The estimated value at pricing was approximately $954 per $1,000, with an original issue price of 100% and an underwriting discount of 3.7%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured notes linked to the S&P 500® Futures Volatility Plus Daily Risk Control Index with a stated maturity of May 5, 2031. Coupons are monthly and payable only when the index on an observation date is at least 85% of the initial level (coupon trigger). Notes are automatically called if the index on any call observation date (April 2027–March 2031) is greater than or equal to the initial index level of 954.60, in which case investors receive face amount plus accrued coupon. At maturity, if final index level is below 85% of initial level, payments are reduced by the underlier return below the 15% buffer, exposing holders to substantial loss. Estimated value at pricing was approximately $956 per $1,000 face amount; original issue price was 100%.
GS Finance Corp. is offering structured, autocallable notes linked to the common stocks of Advanced Micro Devices, UnitedHealth, Tesla and NVIDIA. The notes mature on May 5, 2031 (unless automatically called on an observation date beginning April 2027). For each $1,000 face amount the maximum monthly coupon is $9.459 (≈0.9459% monthly; ≈11.35% per annum) and the minimum monthly coupon is $0.209 (≈0.0209% monthly; ≈0.25% per annum). Notes are automatically called if, on any call observation date, each index stock's closing price is ≥ its initial price (listed in the prospectus). Trade date is April 27, 2026; original issue date is April 30, 2026. The estimated value on the trade date is approximately $949 per $1,000 face amount. Payments and valuation are subject to the issuer's and guarantor's credit risk, calculation-agent discretion, anti-dilution rules and limited secondary-market liquidity.
GS Finance Corp. is offering callable 10‑Year CMT Rate‑Linked Range Accrual Notes due May 15, 2031, guaranteed by The Goldman Sachs Group, Inc.. Interest, if any, is payable monthly (expected each 15th) and equals 8.50% multiplied by the fraction of reference dates in the prior interest period when the 10‑year CMT rate is ≤ 4.80%. Notes may be redeemed at 100% of face plus accrued interest on any monthly interest payment date on or after May 15, 2027. The estimated value at pricing is between $918.5 and $968.5 per $1,000 face; original issue price is 100% of face. Payments depend on the reference rate and are subject to the issuer’s and guarantor’s credit risk; GS&Co. is calculation agent with discretion over certain rate determinations.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) offers notes with an aggregate face amount of $2,512,000. The notes pay at maturity either the face amount or, if the final index level exceeds the initial index level (112.65), a return equal to the face amount plus the 400% upside participation times the index return. The determination date is April 27, 2029 and the stated maturity date is May 2, 2029. The original issue price is 100% of face amount, with a 3.25% underwriting discount (net proceeds 96.75%). The notes reference the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5 Index) which applies volatility and momentum controls and a 0.65% p.a. deduction. Tax rules treat the notes as contingent payment debt instruments with a comparable yield of 4.48% and a projected payment of $1,144.67 per $1,000 for tax accrual purposes.
GS Finance Corp. priced an offering of Autocallable Contingent Coupon Index-Linked Notes due May 2, 2029 guaranteed by The Goldman Sachs Group, Inc. The initial aggregate face amount is $5,516,000 and the original issue price is 100% of face amount with an underwriting discount of 0.8% and net proceeds of 99.2%. The notes pay a monthly contingent coupon of $6.042 per $1,000 when each index closes at or above 70% of its initial level on an observation date, include an automatic-call feature beginning October 2026 if each index is at or above its initial level on a call observation date, and return at maturity is linked to the lesser performing of the S&P 500®, Russell 2000® and Nasdaq-100® with buffer and downside terms as described.