Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due September 28, 2028 as part of its Medium-Term Notes, Series F program. These notes pay no interest and repay at least the face amount at maturity.
For each $1,000 note, holders receive $1,000 if the S&P 500® final level is equal to or below its initial level. If the index is higher, the payoff is $1,000 plus the index return, capped at a maximum settlement amount of at least $1,150, so upside participation is limited.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and are not bank deposits or FDIC insured. They are expected to be treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term, and will not be listed on any securities exchange, with any secondary market depending on dealer market-making.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable notes whose return is linked to the VanEck Semiconductor ETF (SMH). The notes pay no fixed interest and may pay no coupons at all.
On each quarterly payment date, starting in March 2026, investors receive a coupon of at least $25 per $1,000 face amount (at least 2.5% quarterly, up to at least 10% per annum) only if SMH is at or above 80% of its initial level on the related observation date. Goldman may redeem the notes at 100% of face amount plus any due coupon on any payment date from June 2026 through June 2028.
At maturity in September 2028, if the ETF is at or above 80% of its initial level, holders receive $1,000 plus the final coupon. If it is below 80%, principal is reduced in proportion to the decline beyond a 20% buffer and no final coupon is paid. The estimated value on the trade date is expected between $925 and $965 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Nasdaq-100 Index® maturing in January 2028. The notes pay no interest and may be automatically called in January 2027 if the index on the December 2026 observation date is at or above its initial level, in which case investors receive at least $1,110 per $1,000 of face amount.
If the notes are not called, the maturity payment depends on index performance, with a 125% upside participation rate on gains and a 15% downside buffer, so losses begin if the index falls below 85% of its initial level. In severe declines, investors can lose a substantial portion of principal, as illustrated by hypothetical cases. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, may have limited liquidity, and involve uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500® Futures Excess Return Index, maturing in 2031. The notes provide at least 192% upside participation in index gains from the trade date to the determination date.
If the final index level is at or above 70% of the initial level (a 30% trigger buffer), investors receive full principal, but no interest. If the final level falls below 70%, repayment is reduced 1% for every 1% decline in the index, and investors could lose their entire investment.
The notes pay no coupons, are unsecured obligations exposed to the credit risk of GS Finance Corp. and the guarantor, and track equity futures rather than the S&P 500® itself. Risks highlighted include model-based pricing below issue price, potential negative roll yield in futures, secondary market illiquidity and uncertain U.S. tax treatment.
GS Finance Corp. is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes run to 2032 and pay no coupons. Each $1,000 note can be automatically called annually if the index is at or above rising call levels (from 100.50% to 103.00% of the initial level), paying back $1,000 plus a call premium of at least 8% to 48%.
If the notes are not called, at maturity investors receive $1,000 per note if the index is flat or down, and $1,000 plus 100% of any positive index return if the index ends above its initial level. The issuer’s estimated value is $850–$890 per $1,000, below the issue price, reflecting fees and structuring costs. Key risks include issuer and guarantor credit risk, complex index rules with a 0.65% annual deduction and heavy cash allocations that can limit upside, lack of interest payments, secondary market uncertainty, and treatment as contingent payment debt for U.S. tax purposes.
GS Finance Corp. is offering EURO STOXX 50® Index-linked medium-term notes due December 27, 2030, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes provide leveraged exposure to the index with an upside participation rate of at least 102%. At maturity, for each $1,000 face amount, investors receive $1,000 plus $1,000 × upside participation rate × index return if the final index level is above the initial level, or $1,000 if the index is flat or lower, so principal is repaid at maturity but there is no downside market gain.
The notes do not pay periodic interest and are unsecured obligations subject to the credit risk of both the issuer and guarantor. They are linked to a Eurozone blue-chip equity index, involve risks from foreign securities markets, and may trade below face value before maturity. The pricing supplement highlights that the estimated value on the trade date is less than the original issue price, secondary market liquidity is not assured, and U.S. investors face contingent payment debt instrument tax treatment requiring accrual of income before any cash is received.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index under its Medium-Term Notes, Series F program. These unsecured notes are scheduled to mature in 2031 and pay no interest.
At maturity, holders receive cash based on index performance from trade date to determination date. If the index rises, the notes provide at least 151% participation in the positive return. If the index falls but stays above 70% of its initial level, investors receive full principal back; below that buffer, principal is reduced 1-for-1 with further losses, so a substantial loss of invested amount is possible. The underlier tracks E-mini S&P 500 futures, not the cash S&P 500 Index, and is affected by factors like financing costs, negative roll yield, market disruptions and the credit risk of both the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Futures Excess Return Index-linked notes due 2030 as part of its Medium-Term Notes, Series F program. These notes are principal protected at maturity: for each $1,000 note, if the final index level is at or below the initial level, you receive $1,000.
If the final index level is higher, the maturity payment increases by the upside participation rate (at least 100%) times the index return, giving leveraged exposure to gains in the S&P 500 Futures Excess Return Index. The notes pay no periodic interest, are unsecured obligations of GS Finance Corp., and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The underlier tracks E-mini S&P 500 futures, not the S&P 500 Index itself, so returns are affected by futures pricing, financing costs and roll yields, which can cause the index to lag or even decline despite a stable or rising equity market. The document highlights credit risk of the issuer and guarantor, potential secondary market discounts, sensitivity to interest rates and volatility, and complex U.S. federal income tax treatment as contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Amazon, Alphabet Class C, Apple and NVIDIA stock. The notes pay a fixed monthly coupon of at least $8.209 per $1,000 face amount (at least 0.8209% monthly, or the potential for up to at least approximately 9.85% per annum) until they are called or mature, expected on December 29, 2028.
The notes may be automatically redeemed starting in December 2026 if on any call observation date each stock closes at or above its initial price, returning principal plus the coupon. At maturity, if not called, principal repayment depends on the worst-performing stock. Full principal is repaid if each stock is at least 80% of its initial price; below that buffer, losses match the decline of the worst stock beyond 20%, and investors can lose a substantial portion of principal. The estimated initial value is $890–$920 per $1,000, reflecting fees and hedging costs.
GS Finance Corp. is offering medium-term, principal-at-risk notes linked to the iShares Bitcoin Trust ETF (IBIT), guaranteed by The Goldman Sachs Group, Inc. Each security has a $1,000 face amount, no interest payments and is designed to be held to maturity on January 4, 2029.
At maturity, holders receive $1,000 plus 200% of any ETF price increase, capped at a maximum return of at least 84%, so the maximum payment is at least $1,840 per note. There is a 25% downside buffer: if the ETF falls by up to 25%, investors still receive $1,000. If it falls by more than 25%, principal is reduced 1‑for‑1 beyond the buffer and investors can lose up to 75% of principal.
The ETF tracks the price of bitcoin, so the notes expose investors to cryptocurrency volatility, regulatory changes, custody and market-manipulation risks, in addition to the credit risk of GS Finance Corp. and Goldman Sachs. The estimated initial value is $925–$955 per $1,000, below the original offering price, reflecting fees and hedging costs.