Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering non-interest indexed notes, linked to an equally weighted basket of 9 large-cap stocks, with an initial basket level of 100 and an upside participation rate of 125%. The notes have an expected trade date of May 26, 2026, an expected original issue date of May 29, 2026, an expected call observation date of June 8, 2027 (call payment date expected June 11, 2027) and an expected stated maturity date of June 1, 2028. If the basket is at or above 100 on the call observation date the notes will be automatically called, paying at least $1,197.50 per $1,000 face amount. At maturity holders receive either principal plus leveraged upside if the basket return is positive, full principal if the final basket level is at or above 80% of the initial level, or a reduced cash amount if the final basket level is below the buffer level (20% buffer). The estimated value at pricing is stated as $900–$930 per $1,000 face amount. Payments depend on issuer and guarantor credit; purchasers bear market, dilution, anti-dilution adjustment and liquidity risks.
GS Finance Corp. is offering underlier-linked, non‑interest bearing notes due May 17, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Payments at maturity depend on the lesser performing underlier of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, with an upside participation rate of 209% and a buffer level of 95%. If the final level of the lesser performing underlier is at or above the buffer level but not above its initial level, holders receive the face amount of $1,000. If that underlier is below the buffer level, holders suffer a proportional loss tied to the decline below the buffer. The notes are cash‑settled, payable per $1,000 face amount, and are subject to issuer/guarantor credit risk, foreign‑market and currency risks, uncertain U.S. tax treatment including possible application of Section 1260, and limited secondary‑market liquidity.
GS Finance Corp. offers principal‑protected, non‑interest bearing callable notes linked to an equally weighted basket of six common stocks, with The Goldman Sachs Group, Inc. as guarantor. The notes have an expected trade date of May 26, 2026, an expected original issue date of May 29, 2026, an expected call observation date of June 8, 2027 and an expected stated maturity date of June 1, 2028. Payments depend on the basket closing level on the call observation date or the determination date and incorporate a 125% upside participation rate and a 15% downside buffer (buffer level = 85% of initial). The estimated value on the trade date is stated between $900 and $930 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-linked notes tied to an equally weighted basket of nine stocks. The notes mature on June 1, 2028 with an automatic call observation expected on June 8, 2027. If automatically called, holders receive at least $1,195 per $1,000 face amount. At maturity the payout depends on the basket return: 125% upside participation above an initial basket level of 100, full return of principal if the final level is ≥85, and a buffer of 15% (buffer rate ≈ 117.65%) for deeper declines. The estimated value on the trade date is expected to be between $900 and $930 per $1,000, reflecting fees and model assumptions. Payments are unsecured and subject to the credit risk of GS Finance Corp. and Goldman Sachs. Terms include anti-dilution rules, market-disruption postponements, and discretionary determinations by the calculation agent, Goldman Sachs & Co. LLC.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to an equally weighted basket of seven stocks. The notes have an expected trade date of May 15, 2026, an expected original issue date of May 20, 2026, an expected call observation date of May 17, 2027 (automatic call would pay $1,147.50 per $1,000 face amount on the call payment date), and an expected stated maturity date of May 18, 2029. The upside participation rate is 125% and the trigger buffer level is 80% of the initial basket level (initial basket level = 100). The estimated value at pricing is between $925 and $955 per $1,000 face amount. The payment at maturity depends on the basket return and is subject to the issuer’s and guarantor’s credit risk and various market and structural adjustments described in the supplement.
GS Finance Corp. is offering leveraged, cash‑settled notes tied to the S&P 500® Futures Excess Return Index due May 6, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount; the payoff at maturity depends on the underlier return, a 220% upside participation rate and a 25% trigger buffer (trigger buffer level: 75% of initial level). If the final underlier level is above the initial level, holders receive $1,000 plus the upside participation times the underlier return; if the final level is between 75% and 100% of the initial level, holders receive $1,000; if the final level is below 75%, holders suffer proportional losses and may lose their entire investment.
GS Finance Corp. is offering $14,620,000 in Trigger Callable Contingent Yield Notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly contingent coupons of $0.30 per $10 face amount (12.00% per annum) only if each underlying index stays at or above its 70% coupon barrier during each observation period. The notes are linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50 indices and expose investors to full downside market risk at maturity if the lesser performing index falls below 60% of its initial level. The issuer may redeem the notes quarterly from July 2026 through October 2029 at 100% of face plus any coupon then due. Any payments depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering buffered S&P 500® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; the cash payment at maturity depends on the S&P 500’s performance from the trade date to the determination date.
The notes provide a 15% buffer: if the final index level falls by 15% or less, the holder receives a positive return equal to the absolute decline; losses accrue if the final level is below the 85% buffer level. Upside is capped at a $1,467 settlement per $1,000 face amount. Trade date is April 30, 2026; original issue date is May 5, 2026; stated maturity is May 3, 2029.
GS Finance Corp. is offering principal-protected-style structured notes linked to an equally weighted basket of four bank stocks: Bank of America, Capital One, Morgan Stanley and Wells Fargo. The notes have an initial basket level of 100, an upside participation rate of 125% (1.25×) and a buffer level of 85% (buffer amount 15%).
The notes are expected to have a trade date of May 26, 2026, an original issue date expected May 29, 2026, a call observation date expected June 8, 2027 (call payment date expected June 11, 2027) and a stated maturity date expected June 1, 2028. If automatically called, the issuer will pay at least $1,177 per $1,000 face amount on the call payment date (amount set on the trade date). At maturity the cash settlement depends on the final basket level: positive basket return pays $1,000 plus 125% participation; returns between 0% and -15% pay $1,000; returns below -15% produce a reduced payment using a buffer rate ≈ 117.65%. The estimated value at pricing is stated to be between $900 and $930 per $1,000 face amount.
GS Finance Corp. is offering Market Linked Securities—auto-callable notes linked to the common stock of Advanced Micro Devices, Inc. due May 10, 2029. Each security has a $1,000 face amount and an original offering price of $1,000.
Key terms: a quarterly contingent coupon of at least $55.00 per $1,000 (equivalent to at least 22.00% per annum) if the underlying stock on a calculation day is >= the coupon threshold (equal to 60% of the starting price); automatic call if the stock on a call date is >= the call threshold (equal to 90% of the starting price); and principal at risk at maturity if the final stock price is below the downside threshold (equal to 60% of the starting price). The issuer estimates the securities' model value at pricing between $900 and $930 per $1,000, and all payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.