Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due 2031 that pay interest at 5.00% per annum from and including the expected original issue date of May 14, 2026 to but excluding the expected stated maturity date of May 14, 2031. Interest is payable each May 14 and November 14, with the first payment expected on November 14, 2026.
The notes are callable at the issuer's option, in whole but not in part, on scheduled redemption dates beginning on or after May 14, 2027 (each Feb 14, May 14, Aug 14 and Nov 14) at a redemption price equal to 100% of principal plus accrued interest, with at least five business days' prior notice. The notes will be issued in book-entry form through DTC and are a new issue with no established trading market.
GS Finance Corp. is offering callable, equity‑linked notes tied to the Class A common stock of Vertiv Holdings Co. The notes are issued in $1,000 denominations (aggregate face amount $500,000 on the original issue date), pay a fixed coupon of $33.875 per $1,000 each quarter (3.3875% quarterly, up to 13.55% per annum) and mature on April 27, 2029. The notes will be automatically redeemed early if the closing price of the index stock equals or exceeds the initial index stock price of $323.46 on any call observation date; otherwise the cash payment at maturity depends on the index stock return measured from the trade date (April 24, 2026) to the determination date (April 24, 2029) with a 50% trigger buffer. If the final index stock price is below 50% of the initial price, holders suffer proportional principal loss. The estimated value at pricing was approximately $967 per $1,000 face amount. Holders are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering autocallable contingent-coupon notes due November 5, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, pay a monthly contingent coupon of $7.917 per $1,000 (0.7917% monthly, ~9.50% per annum) only if each underlier is ≥75% of its initial level on the related coupon observation date, and are automatically called on a quarterly call payment date if each underlier is ≥ its initial level on that call observation date. At maturity (if not called), the cash settlement per $1,000 depends on the performance of the lesser performing underlier; if that underlier is below its 70% trigger buffer level, the investor can lose substantially, including the entire investment. Trade date is April 29, 2026, original issue date May 4, 2026, CUSIP 40059DK97. Calculation agent: Goldman Sachs & Co. LLC.
GS Finance Corp. is offering Trigger Autocallable GEARS linked to the common stock of Exxon Mobil Corporation (Bloomberg: XOM UN). The securities feature an automatic call if the index stock closes at or above an autocall barrier of 100.00% on the call observation date, producing a capped call return of 24.00%. If not called, upside exposure at maturity is enhanced by an upside gearing expected between 1.30 and 1.50, while a downside threshold of 75.00% of the initial price means holders can lose a substantial portion or all principal if the final stock price is below that threshold. Trade date and original issue dates are expected April 29–30, 2026; the call observation date is expected May 6, 2027 and the determination/maturity dates are expected April 30, 2029 / May 3, 2029. Payments are unsecured and subject to issuer and guarantor credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced $ Buffered Russell 2000® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note pays at maturity based on the Russell 2000® index performance from trade date to determination date. A 15% buffer means declines up to 15% produce a positive absolute return; declines beyond the buffer cause proportional losses. The maximum cash payment is capped at $1,252.50 per $1,000 face amount. Notes pay no interest and are subject to issuer and guarantor credit risk, limited secondary-market liquidity, and tax characterization uncertainty.
GS Finance Corp. prices equity‑linked medium‑term notes (Series F) guaranteed by The Goldman Sachs Group, Inc. The offering sells securities with a $1,000 face amount that are auto‑callable on June 3, 2027 for at least a 9.00% call premium and mature on June 1, 2029. If not called, maturity payoff depends on the S&P 500® Index performance: 125% upside participation if the index finishes above the starting level; full 1:1 downside exposure if the ending level falls below 75% of the starting level. Estimated value at pricing is between $900 and $930 per $1,000 face amount; original offering price is $1,000 with proceeds to issuer of $974.25 per security. Payments are unsecured and subject to issuer/guarantor credit risk; these securities are designed to be held to maturity and have no periodic interest or dividend rights.
GS Finance Corp. is offering Goldman Sachs Momentum Builder® Focus ER index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will repay either the face amount or, if the index rises, $1,000 + ($1,000 × the upside participation rate × the index return). The upside participation rate is at least 425%. The notes reference the GSMBFC5 Index, which daily rebalances among up to nine underlying indices plus a return‑based money market position and may allocate substantially to non‑interest bearing cash positions. The index and the notes are subject to a 0.65% per annum deduction (accruing daily) and a 5% realized volatility control. Trade date is May 26, 2026, original issue date May 29, 2026, determination date November 26, 2029 and stated maturity November 29, 2029. The notes do not pay interest, are unsecured senior debt of GS Finance Corp., are guaranteed by The Goldman Sachs Group, Inc., and are subject to the credit risk of both entities. If the index return is zero or negative, holders will receive only the face amount at maturity. Additional risks include limited operating history of the index, significant possible allocations to cash positions that earn no excess return, potential reduced exposure from volatility and momentum controls, market illiquidity and complex U.S. tax treatment for contingent payment debt instruments.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due April 30, 2029 with an interest rate of 4.33% per annum. The trade date is April 28, 2026 and the original issue date is April 30, 2026. Interest is payable each April 30 and October 30, commencing on October 30, 2026. Notes will be issued in $1,000 denominations in book-entry form and will not be listed on any exchange. The calculation agent is Goldman Sachs & Co. LLC. The pricing supplement references an original issue price of 100% of the principal amount and states that the original issue price may vary for certain fee-based advisory accounts; specific variability percentages are left blank in the excerpt.
The pricing supplement describes a structured, principal-linked note issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., with an aggregate face amount of $6,178,000. The notes pay no interest and mature on April 26, 2029. Payment at maturity is tied to the lesser performing of three indices (Russell 2000, S&P 500, EURO STOXX 50), measured from the initial underlier levels set on April 22, 2026 through the determination date. If every underlier finishes at or above its buffer level (80% of initial), holders receive the greater of the threshold settlement amount $1,225.50 or $1,000 plus $1,000 times the lesser performing underlier return. If any underlier finishes below its buffer, the cash payment declines pro rata and investors can lose a substantial portion of principal. The notes were issued at 100% of face; the underwriting discount is 2.5% (plus a structuring fee up to 0.8%), and GS&Co. is the calculation agent and initial purchaser.
GS Finance Corp. is offering autocallable contingent-coupon equity-linked notes due May 10, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Tesla, Inc. and pay a contingent monthly coupon of $12.084 per $1,000 (1.2084% monthly; up to ~14.5% per annum) only if the underlier closing level on each coupon observation date is at least 80% of the initial level. The notes will be automatically called beginning on call observation dates if the underlier closing level is at or above the initial level; if not called, the cash settlement at maturity depends on the final underlier level relative to a 65% buffer level and can result in substantial losses. Trade date is May 6, 2026 and original issue date is May 11, 2026. The offering documents emphasize credit risk of GS Finance Corp. and the guarantor and state that investors will have no shareholder rights in the underlier.