Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
Goldman Sachs (GS) priced $7,461,000 of Contingent Income Callable Securities linked to the S&P 500 Index (SPX), issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of $16.875 per $1,000 only if the index on each observation date is at or above the downside threshold level of 5,051.3325 (75.00% of the initial index value of 6,735.11).
Early redemption: the issuer may redeem at 100% of principal plus any due coupon on any coupon payment date from April 14, 2026 through July 12, 2035. If not redeemed, the notes mature on October 12, 2035. At maturity, holders receive $1,000 plus the final coupon if the final index value is at or above the threshold; otherwise, repayment equals $1,000 multiplied by the index performance factor (final/initial), with no coupon—investors do not participate in index upside.
Other key terms: estimated value approximately $962 per $1,000; underwriting discount 0.75%; net proceeds 99.25% ($7,405,042.50) to the issuer. The securities are unsecured, principal-at-risk, and will not be listed.
GS Finance Corp. filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the Russell 2000 and S&P 500, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes pay a quarterly contingent coupon only if each index closes at or above its coupon barrier of 70% of its initial level. From April 2026, the notes are automatically called if each index is at or above its initial level on an observation date, returning face amount plus the coupon then due. If not called, and on the determination date each index is at or above its downside threshold of 60%, investors receive face amount (plus any final coupon). If any index is below its downside threshold at maturity, repayment is reduced one‑for‑one with the lesser performing index and investors could lose their entire investment.
Indicative terms include a contingent coupon between $0.1625 and $0.175 per $10 per quarter (up to 6.50%–7.00% per annum), an estimated value of $9.50–$9.80 per $10, original issue price 100%, underwriting discount 2.25%, and net proceeds 97.75%. Key dates: trade October 21, 2025, issue October 24, 2025, maturity October 24, 2030. Payments are subject to the credit of GS Finance Corp. and Goldman Sachs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Autocallable Buffered Notes linked to the Russell 2000 Futures Excess Return Index. The notes pay no interest and may be automatically called on the call observation date (expected October 19, 2026) if the index is at or above the initial level, paying $1,115 per $1,000 on the expected call payment date (October 22, 2026).
If not called, the notes mature on the expected stated maturity date (October 20, 2028). At maturity, holders receive: (1) face amount plus 125% of any positive index return; (2) face amount if the index decline is up to 30%; or (3) a reduced amount if the decline exceeds 30%, reflecting losses beyond the buffer. Payments depend solely on the index level on the observation or determination dates.
The index tracks E-mini Russell 2000 futures, not the cash Russell 2000 Index, and may be affected by financing costs and roll yields. Estimated value on the trade date is expected to be $925–$955 per $1,000. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are treated as a pre-paid derivative contract for U.S. tax purposes, per counsel’s opinion.
GS Finance Corp. filed a preliminary pricing supplement for Callable Contingent Coupon Index‑Linked Notes due 2030, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq‑100, Russell 2000 and S&P 500, and may be redeemed by the company on coupon payment dates in January, April, July and October, beginning April 2026.
The notes pay a contingent monthly coupon of $8.042 per $1,000 (0.8042% monthly, potential up to approximately 9.65% per annum) if each index closes at or above 65% of its initial level on the observation date; otherwise, the coupon is zero. At maturity, if not redeemed, investors receive $1,000 per note if each index is at or above its 55% trigger buffer. If any index is below 55%, the payoff is $1,000 plus $1,000 times the lesser performing index return, which can result in a substantial loss, including the entire principal.
Key risks include issuer and guarantor credit risk, the possibility of receiving no coupons, sensitivity to market volatility and interest rates, lack of listing, and an estimated initial value below the issue price. Coupons are expected to be taxed as ordinary income under the described approach.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering preliminary autocallable notes linked to Palantir Class A, Tesla, and Target. The notes mature on an expected stated maturity of November 4, 2030, but may be automatically called on semi-annual observation dates (April/October) from October 2026 to April 2030 if each stock is at least 86.5% of its initial price.
Coupons are observed monthly. If each stock is at least 80% of its initial price on an observation date, holders receive $5 per $1,000 face amount (0.5% monthly, up to 6% per annum); otherwise they receive $0.834 per $1,000 (0.0834% monthly, up to ~1% per annum). At maturity, holders receive $1,000 plus the final coupon. The expected trade date is October 27, 2025 and the original issue date is October 29, 2025.
The estimated value at pricing is expected between $850 and $890 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. The notes will not be listed, and secondary market liquidity may be limited.
Goldman Sachs (GS) filed a preliminary pricing supplement for auto-callable, monthly observation barrier notes linked to the S&P 500 Index, Global X Defense Tech ETF (SHLD), and iShares Russell 2000 ETF (IWM). The notes mature on October 15, 2026, unless redeemed earlier.
The notes may pay a monthly coupon of $9.709 per $1,000 (0.9709% monthly, ~11.65% per annum) on each payment date if the closing level of each underlier is at least 80% of its initial level. Goldman Sachs may redeem the notes at 100% of face value plus any due coupon on payment dates from January 2026 through September 2026.
At maturity, if not redeemed and each underlier’s return is at least -20%, investors receive $1,000 plus the final coupon. If any underlier is below 80% of its initial level, repayment is reduced by a 125% buffer rate beyond a 20% downside, which can result in significant loss of principal. Initial levels are 6,595.04 (S&P 500), $68.41 (SHLD), and $239.30 (IWM), observed intra-day on October 10, 2025. The estimated value is expected between $925 and $955 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2028 linked to Constellation Energy (CEG). The notes pay a contingent quarterly coupon of $35.625 per $1,000 (3.5625% quarterly, up to 14.25% per annum) on any coupon payment date when CEG’s closing level on the related observation date is at least 60% of the initial level.
The notes are automatically called if CEG’s closing level is at least the initial level on any call observation date, returning $1,000 per note plus the coupon then due. If not called, at maturity on October 25, 2028 (determination date: October 20, 2028), holders receive: $1,000 if the final level is at least the 60% trigger buffer; otherwise, $1,000 + ($1,000 × underlier return), which can result in a total loss of principal. Key dates: trade date October 20, 2025, original issue date October 23, 2025. The notes are part of the MTN Series F program and are subject to the credit risk of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Tesla, Meta Platforms (Class A) and Amazon. The notes pay a monthly coupon of $15.834 per $1,000 (1.5834% monthly, potential up to approximately 19% per annum) if on each observation date the closing price of each stock is at least 60% of its initial price.
The notes may be automatically called if, on any call observation date from January 2026 through September 2029, the closing price of each stock is at least its initial price; if called, holders receive $1,000 per note plus the applicable coupon. If not called, at maturity (expected October 22, 2029) investors receive $1,000 if a trigger event has not occurred; if a trigger event has occurred and any final stock price is below 60% of its initial price, repayment is reduced by the lesser performing stock’s return, which can result in a substantial loss of principal.
The estimated value at pricing is expected between $905 and $945 per $1,000 face amount. The notes are unsecured obligations and are not FDIC insured.
GS Finance Corp. is offering auto-callable Market Linked Securities, guaranteed by The Goldman Sachs Group, Inc., linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector Index. The notes target a contingent quarterly coupon of at least $22.875 per $1,000 (9.15% per annum) if the lowest index on the calculation day is at or above its 70% coupon threshold.
The notes may be automatically called on quarterly dates from April 2026 through July 2028 if the lowest index is at or above its starting level, paying face value plus the final coupon. If not called, at maturity on November 2, 2028 investors receive $1,000 per note only if the lowest index is at or above its 70% downside threshold; otherwise, repayment falls in line with the index decline, risking loss of more than 30% and possibly all principal. No dividends or upside participation.
Original offering price is $1,000 per note; underwriting discount up to $23.25 and proceeds to issuer $976.75 per note. The estimated value at pricing is expected between $925 and $955 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. No exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable GEARS linked to an equally weighted basket of 16 stocks. The notes may be automatically called on the call observation date if the basket closes at or above the autocall barrier of 100% of the initial basket level, paying the face amount plus a call return of 11.00% per $10.
If not called, at maturity the notes provide upside gearing of between 1.30 and 1.50 on positive basket returns, return face amount if the basket is between 75.00% and 100.00% of the initial level, and expose investors to full downside below the 75.00% downside threshold.
Key dates (expected): trade Oct 29, 2025; issue Oct 31, 2025; call observation Nov 5, 2026; call payment Nov 9, 2026; determination Oct 29, 2030; maturity Oct 31, 2030. Denominations are $10 (minimum purchase $1,000). Estimated value is $9.05–$9.35 per $10. Underwriting discount is 2.50% of face; net proceeds 97.50% of face. Payments depend on the credit of GS Finance Corp. and Goldman Sachs.