Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Equity-Linked Notes due 2028 linked to Constellation Energy (CEG). The notes pay a contingent quarterly coupon of $35.625 per $1,000 (3.5625% quarterly, up to 14.25% per annum) on any coupon payment date when CEG’s closing level on the related observation date is at least 60% of the initial level.
The notes are automatically called if CEG’s closing level is at least the initial level on any call observation date, returning $1,000 per note plus the coupon then due. If not called, at maturity on October 25, 2028 (determination date: October 20, 2028), holders receive: $1,000 if the final level is at least the 60% trigger buffer; otherwise, $1,000 + ($1,000 × underlier return), which can result in a total loss of principal. Key dates: trade date October 20, 2025, original issue date October 23, 2025. The notes are part of the MTN Series F program and are subject to the credit risk of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Tesla, Meta Platforms (Class A) and Amazon. The notes pay a monthly coupon of $15.834 per $1,000 (1.5834% monthly, potential up to approximately 19% per annum) if on each observation date the closing price of each stock is at least 60% of its initial price.
The notes may be automatically called if, on any call observation date from January 2026 through September 2029, the closing price of each stock is at least its initial price; if called, holders receive $1,000 per note plus the applicable coupon. If not called, at maturity (expected October 22, 2029) investors receive $1,000 if a trigger event has not occurred; if a trigger event has occurred and any final stock price is below 60% of its initial price, repayment is reduced by the lesser performing stock’s return, which can result in a substantial loss of principal.
The estimated value at pricing is expected between $905 and $945 per $1,000 face amount. The notes are unsecured obligations and are not FDIC insured.
GS Finance Corp. is offering auto-callable Market Linked Securities, guaranteed by The Goldman Sachs Group, Inc., linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector Index. The notes target a contingent quarterly coupon of at least $22.875 per $1,000 (9.15% per annum) if the lowest index on the calculation day is at or above its 70% coupon threshold.
The notes may be automatically called on quarterly dates from April 2026 through July 2028 if the lowest index is at or above its starting level, paying face value plus the final coupon. If not called, at maturity on November 2, 2028 investors receive $1,000 per note only if the lowest index is at or above its 70% downside threshold; otherwise, repayment falls in line with the index decline, risking loss of more than 30% and possibly all principal. No dividends or upside participation.
Original offering price is $1,000 per note; underwriting discount up to $23.25 and proceeds to issuer $976.75 per note. The estimated value at pricing is expected between $925 and $955 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. No exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable GEARS linked to an equally weighted basket of 16 stocks. The notes may be automatically called on the call observation date if the basket closes at or above the autocall barrier of 100% of the initial basket level, paying the face amount plus a call return of 11.00% per $10.
If not called, at maturity the notes provide upside gearing of between 1.30 and 1.50 on positive basket returns, return face amount if the basket is between 75.00% and 100.00% of the initial level, and expose investors to full downside below the 75.00% downside threshold.
Key dates (expected): trade Oct 29, 2025; issue Oct 31, 2025; call observation Nov 5, 2026; call payment Nov 9, 2026; determination Oct 29, 2030; maturity Oct 31, 2030. Denominations are $10 (minimum purchase $1,000). Estimated value is $9.05–$9.35 per $10. Underwriting discount is 2.50% of face; net proceeds 97.50% of face. Payments depend on the credit of GS Finance Corp. and Goldman Sachs.
Goldman Sachs Group Inc. (GS) Form 4: John E. Waldron, serving as President and COO and a director, reported multiple open-market sales of company common stock on 08/27/2025 and 08/28/2025. The filing lists six separate sales totaling 18,244 shares, with weighted-average sale prices disclosed for each block (ranging roughly between $748.04 and $751.51 per share). Following the last reported transaction on 08/28/2025, the reporting person beneficially owned 106,268 shares. All transactions are reported as direct holdings and are signed by an attorney-in-fact on behalf of the reporting person.
Form 144 filed for Goldman Sachs Group, Inc. (GS): This notice reports a proposed sale under Rule 144 of 9,000 shares of Common Stock to be executed through Goldman Sachs & Co. LLC on 08/28/2025, with an aggregate market value listed as $6,747,030.00. The issuer's total shares outstanding are reported as 302,721,092, placing the proposed block at a very small fraction of outstanding stock.
The acquisition row shows these 9,000 shares were acquired on 08/28/2025 as Employee Compensation Awards from The Goldman Sachs Group, Inc. The filing also discloses a sale on 08/27/2025 by John E. Waldron of 9,244 shares producing $6,923,293.80 in gross proceeds. The filer affirms no undisclosed material adverse information and the standard Rule 144 certification language is included.
The filing is a Form 144 notice from a person connected to The Goldman Sachs Group, Inc. to sell 9,244 shares of the issuer's common stock on the NYSE with an aggregate market value of $6,923,293.80. The securities were acquired and are to be sold on 08/27/2025 as part of employee compensation awards from The Goldman Sachs Group, Inc. The filing reports no other sales in the past three months and includes the signer’s representation that they have no undisclosed material adverse information.
David M. Solomon, Chairman and CEO of Goldman Sachs Group Inc. (GS), reported a small disposal of common stock on 08/19/2025. The filing shows 377 shares were disposed of under Code G (a gift) at $0, leaving the reporting person with 125,799 shares held directly and 16,171 shares held indirectly through a trust whose beneficiaries are immediate family members.
The Form 4 was signed by an attorney-in-fact on 08/21/2025 and discloses that the reporting person disclaims beneficial ownership of the trust-held shares.
Goldman Sachs Group Inc. (GS) Form 4 summary: The reporting person, David A. Viniar, listed as a director, reported transactions dated 08/13/2025 that disposed of common stock. The filing shows dispositions of 3,425 shares and an additional 600,000 shares. After the reported transactions, the reporting person directly or indirectly beneficially owns 72,693 shares (held through trusts where the spouse is sole trustee) and 123,186 shares (held through an LLC). The form includes footnotes clarifying the nature of indirect ownership and is signed by an attorney-in-fact on 08/15/2025.
Goldman Sachs Group Inc. filed a Form 13F for the quarter ended 06-30-2025, reporting 13,021 information table entries with a combined value of $736,089,166,444. The submission is a 13F holdings report signed by Vice‑President Ameen Soetan on 08-14-2025 and identifies 7 other included managers by name.