Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering Market Linked Securities — auto‑callable medium‑term notes (face amount $1,000) linked to the common stock of Super Micro Computer, Inc.. Pricing date is April 30, 2026 with stated maturity May 3, 2029. The notes pay a contingent coupon quarterly only if the stock closing price meets a coupon threshold (equal to 50% of the starting price), with a memory feature that can pay previously unpaid coupons if a later calculation day meets the threshold. The contingent coupon is set at a minimum of $66.125 per $1,000 (equivalent to 26.45% per annum) at pricing. The notes are auto‑callable on quarterly call dates if the stock closing price is at or above the starting price; if not called, principal at maturity depends on the ending price and is fully at risk below a downside threshold equal to 50% of the starting price. Estimated value at pricing is $925–$955 per $1,000. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; investors bear issuer/guarantor credit risk and will not hold or receive the underlying shares.
GS Finance Corp. priced $6,295,000 of Dual Directional Trigger PLUS, guaranteed by The Goldman Sachs Group, Inc. The notes are principal‑at‑risk securities linked to a weighted basket (EURO STOXX 50, IGV ETF, Russell 2000, S&P 500, MSCI Emerging Markets) with an initial basket value of 100. Pricing date was April 21, 2026, original issue date April 24, 2026, valuation date April 23, 2029 and stated maturity April 26, 2029. The notes provide 200% leverage on positive basket performance up to a $1,362.50 maximum payment per $1,000 principal (136.25%), offer a positive absolute return for modest declines down to an 80.00% trigger, and expose holders to full proportional losses if the final basket value is below the 80.00% trigger. Payments are subject to issuer and guarantor credit risk and the notes do not pay dividends or interest.
GS Finance Corp. priced equity-linked notes tied to Snowflake Inc. common stock. Each note has a $1,000 face amount and pays at maturity based on Snowflake's performance between the trade date and the determination date. The notes carry a 150% upside participation rate, a 15% buffer (buffer level = 85% of the initial level) and a maximum settlement amount of $1,615.45 per $1,000 face amount. If the final underlier level is at or above the buffer level but not above the initial level you receive the face amount; if the final level exceeds the initial level you receive the upside participation return subject to the cap; if the final level is below the buffer level you incur proportional principal loss and could lose your entire investment. The notes do not pay interest and are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 and pay a contingent quarterly coupon of 2.025% (up to 8.10% per annum) when each underlier meets its 70% coupon trigger on an observation date. The notes are automatically called if, on a call observation date, each underlier is at or above its initial level; otherwise the maturity payment depends on the lesser performing underlier and can result in the loss of your entire investment.
GS Finance Corp. priced $ Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is tied to the S&P 500 performance from the trade date to the determination date.
For each $1,000 face amount the settlement at maturity is: (1) $1,000 + ($1,000 × underlier return) subject to a maximum settlement amount of at least $1,199; (2) $1,000 if the final level is ≥ the buffer level (80% of initial); or (3) $1,000 + ($1,000 × buffer rate × (underlier return + buffer amount)) if the final level is below the buffer, exposing holders to principal loss. Trade date is April 30, 2026, original issue date May 5, 2026, determination date May 1, 2028, maturity May 4, 2028. The original issue price is 100% of face amount; underwriting discount is 1.75%; net proceeds 98.25%.
GS Finance Corp. is offering ETF-linked notes due February 25, 2028, guaranteed by The Goldman Sachs Group, Inc., with an aggregate original face amount of $500,000. The payout at maturity is tied to the performance of the least‑performing of three State Street Select Sector ETFs (Health Care, Utilities, Consumer Staples) measured from the initial levels set on April 20, 2026 to the determination date. Notes pay no interest; upside participation is 4x the lesser performing ETF return up to a capped cash settlement of $1,673 per $1,000. A buffer provides principal protection only if every ETF finishes at or above 90% of its initial level; losses occur if any ETF finishes below that buffer. The estimated value on the trade date was approximately $971 per $1,000 face amount.
GS Finance Corp. is offering $Buffered S&P 500® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a cash payment at maturity tied to the S&P 500® performance from the trade date to the determination date. If the final index level exceeds the initial level, holders receive the index return up to a maximum settlement amount of $1,192.50 per $1,000 face amount. If the final index level is between the initial level and the buffer level of 85%, holders receive the face amount ($1,000). If the final index level is below the buffer level, losses occur pro rata: holders lose 1% of face amount for each 1% the final level is below the buffer level (buffer amount = 15%). Trade date is May 7, 2026, original issue date May 12, 2026, determination date November 8, 2027, stated maturity November 12, 2027. The notes are subject to issuer and guarantor credit risk, limited upside due to the cap, no interest payments, potential illiquidity, and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering principal-protected-style contingent notes linked to three underliers: the Russell 2000 Index, the S&P 500 Index and the State Street SPDR S&P Regional Banking ETF (KRE). Each $1,000 note may pay a monthly coupon of $10.834 if all underliers are >=70% of initial levels on an observation date. Notes may be automatically called if each underlier is >= its initial level on a call observation date. If not called, final payment depends on the lesser performing underlier on the determination date; a final underlier decline below 70% causes principal loss tied to that underlier's return. Trade date expected April 22, 2026; stated maturity expected April 24, 2031. Estimated initial model value: $885–$925 per $1,000 face amount.
GS Finance Corp. is offering Market Linked Securities—Auto-Callable with Contingent Coupon linked to the Class C common stock of Dell Technologies Inc., with a face amount of $1,000 per security. The securities price at $1,000 with an estimated value of $925–$955 per $1,000 face amount at pricing. The pricing date is April 29, 2026 and the stated maturity date is May 3, 2029. Investors may receive quarterly contingent coupons of at least $51.875 per $1,000 (equivalent to 20.75% per annum) only if the underlying stock closing price on each calculation day is ≥ the coupon threshold (60% of the starting price). The securities are auto-callable if the stock closing price on any call date from July 2026 through January 2029 is ≥ the starting price, in which case holders receive the face amount plus a final contingent coupon. If not auto-called, maturity payment depends on the ending price relative to the downside threshold (50% of the starting price): if the ending price is below that threshold, investors can lose more than 50% or all of their principal. Payments are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and limited secondary market liquidity.
GS Finance Corp. priced leveraged buffered basket-linked notes due October 26, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes (face amount $2,634,000 initially) return a cash payment per $1,000 tied to an unequally weighted basket: S&P 500 (60%) and Russell 2000 (40%), measured from April 21, 2026 to October 21, 2027.
Returns: 125% upside participation subject to a cap of $1,172 per $1,000 (cap level 113.76%). A 10% buffer preserves principal for declines up to 10%; losses occur if the final basket level falls more than 10%. Notes pay no interest; estimated value at issuance ≈ $972 per $1,000. Payments are subject to issuer/guarantor credit risk and tax uncertainties.